AML Delegation definition
Examples of AML Delegation in a sentence
Any information shared by the Fund or Fund Agents to the Transfer Agent in relation to this AML Delegation or filed on behalf of the Fund by the Transfer Agent shall be considered Fund Confidential Information and shall be maintained as confidential by the Transfer Agent as provided in Section 9 of the Agreement.
Further, the Transfer Agent acknowledges and agrees that neither the Fund, the Fund’s AML Compliance Officer (“AMLCO”), the Fund’s affiliates, nor their officers, employees, representatives and/or agents are responsible for the Transfer Agent’s action or inactions under this AML Delegation.
The Transfer Agent understands and acknowledges that the records the Transfer Agent maintains for the Fund relating to the AML Program may be subject, from time to time, to examination and/or inspection by (i) representatives of regulatory agencies and/or (ii) representatives of the Fund, including its AMLCO and any Fund auditors (collectively referred to herein as “Fund Agents”) in order that the Fund, Fund Agents and/or regulators may evaluate compliance with this AML Delegation and applicable AML Laws.
A general description of the services is contained in Schedule C (Transfer Agency Services) and Schedule C-1 (AML Delegation) to this Agreement.
If the Fund elects to delegate to the Transfer Agent certain AML duties under this Agreement, the parties will agree to such duties and terms as stated in the attached schedule ("Schedule 1.2(f) entitled "AML Delegation") which may be changed from time to time subject to mutual written agreement between the parties.
CFS has adopted the necessary policies and procedures, which are reasonably designed to carryout the AML Delegation, and will provide a copy of such policies and procedures to the Trust prior to the commencement of this Agreement and will promptly provide the Trust with any material amendments thereto.
The Trust has elected to delegate to CFS certain AML duties under this Agreement and the parties have agreed to such duties and terms as stated in the attached schedule (Schedule B entitled "AML Delegation"), which may be changed from time to time subject to mutual written agreement between the parties.
If the Strong Funds elect to delegate under this Agreement to the Transfer Agent certain AML duties under the Strong Funds Anti-Money Laundering Policy, the parties will agree to such duties and terms as stated in the attached schedule ("Schedule 1.2 (e) entitled "AML Delegation" which may be changed from time to time subject to mutual written agreement between the parties and consistent with the Strong Funds Anti-Money Laundering Policy.
If Company elects to delegate to Boston Financial certain AML duties under this Agreement, the parties will agree to such duties and terms as stated in the attached schedule ("Schedule 3.6") entitled "AML Delegation" which may be changed from time to time subject to mutual written agreement between the parties.
In order to assist the Company with the Company’s anti-money laundering responsibilities under applicable anti-money laundering laws, SS&C shall provide the anti-money laundering procedures set forth in Appendix 1 (AML Delegation).