AML Rules definition

AML Rules means the Proceeds of Crime Act 2000, the Money Laundering Regulations 2007, the Terrorism Act 2000, and any applicable anti-money laundering legislation, regulations, rules or guidelines;

AML Rules means applicable laws, regulation and regulatory rules, guidance and directions relating to the prevention of money laundering, terrorist financing or financial crime, including without limitation, the Proceeds of Crime Act 2002, the Money Laundering Regulations, the Terrorism Act 2000 and relevant guidance issued by the Joint Money Laundering Steering Group or Financial Action Task Force;

AML Rules means the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module of the DFSA Rulebook, as amended from time to time.

Examples of AML Rules in a sentence

• Participating Dealer covenants that it will perform all activities it is required to perform by applicable AML Rules and its AML Program with respect to all customers on whose behalf Participating Dealer submits orders to the Company.

• Participating Dealer’s acceptance of this Agreement also constitutes a representation to the Company and the Dealer Manager that as of the date hereof, Participating Dealer is in compliance with all AML Rules, specifically including, but not limited to, the Customer Identification Program requirements under Section 326 of the Money Laundering Abatement Act.

• Selected Dealer hereby represents that it is currently in compliance with all AML Rules and all OFAC requirements, specifically including, but not limited to, the Customer Identification Program requirements under Section 326 of the USA PATRIOT Act.

• Dealer’s acceptance of this Agreement also constitutes a representation to the Company and the Dealer Manager that it is currently in compliance with all AML Rules, specifically including, but not limited to, the Customer Identification Program requirements under Section 326 of the Money Laundering Abatement Act.

• Participating Broker-Dealer covenants that it will perform all activities it is required to perform by applicable AML Rules and its AML Program with respect to all customers on whose behalf Participating Broker-Dealer submits orders to the Company.

• The Dealer further understands that, while the Dealer Manager is required to establish and implement an AML Program in accordance with the AML Rules, the Dealer cannot rely on the Dealer Manager’s AML Program for purposes of the Dealer’s compliance with the AML Rules.

• The Dealer further understands that, while the Dealer Manager is required to establish and implement an AML Program in accordance with the AML Rules, the Dealer cannot rely on the Dealer Manager’s AML Program for purposes of Dealer’s compliance with the AML Rules.

• Dealer Manager hereby covenants to remain in compliance with such requirements and shall, upon request by the Company, provide a certification to the Company that, as of the date of such certification (a) its AML Program is consistent with the AML Rules and (b) it is currently in compliance with all AML Rules, specifically including, but not limited to, the Customer Identification Program requirements under Section 326 of the Money Laundering Abatement Act.

• Dealer represents and warrants that it has adopted an anti-money laundering program ("AML Program") that complies with the Bank Secrecy Act, as amended by the USA PATRIOT Act, and any future amendments (the "PATRIOT Act," and together with the Bank Secrecy Act, the "Act"), the rules and regulations under the Act, and the rules, regulations and regulatory guidance of the SEC, the NASD or any other applicable self-regulatory organization (collectively, "AML Rules and Regulations").

• The Dealer Manager shall, upon request by the Company, provide a certification to the Company that, as of the date of such certification, (i) its AML Program then in effect is consistent with the AML Rules and (ii) it is currently in compliance with its AML Program and all AML Rules, specifically including, but not limited to, the Customer Identification Program requirements under Section 326 of the Money Laundering Abatement Act.

More Definitions of AML Rules

AML Rules means the Anti-Money Laundering, Counter-TerroristFinancing and Sanctions Module of the DFSA Rulebook.

AML Rules means the Proceeds of Crime (Money Laundering) and Terrorist Act and its accompanying regulations, including the

AML Rules means the principles and provisions for prevention of money laundering and terrorism financing arising from Act No. 253/2008 Coll., on Selected Measuresf ta Legitimisation Of Proceeds Of Crime And Financing Of Terrorism, as amended. The Company reserves the right to request from the Client all supporting documents, information and documents within the time necessary for the performance of the Company's obligations in accordance with the aforementioned law and internal policies of the Company. The Agreement may be immediately terminated by the Company if the Client fails to provide such supporting documents, information and documents to the Company as it is stipulated in § 6 of these GTC.

AML Rules shall have the meaning ascribed to such term in Section 7.3.

AML Rules means the Proceeds of Crime Act 2000, the Money Laundering Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017, the Terrorism Act 2000, and any other applicable anti-money laundering legislation, regulations, rules or guidelines;