ATM Issuance definition

ATM Issuance means an Equity Issuance made pursuant to an ATM Program, other than an Equity Issuance in which a single identified investor or group of identified investors purchases in excess of three million dollars ($3,000,000) in the aggregate of Common Stock or warrants exercisable for any class of Common Stock in connection with any such Equity Issuance.
ATM Issuance means an Equity Issuance (i) pursuant to that certain Amended and Restated Distribution Agency Agreement, dated as of January 21, 2020, by and between the Company and Credit Suisse Securities (USA) LLC, (ii) pursuant to that certain Distribution Agency Agreement, dated as of March 2, 2020, among the Company, Raymond James & Associates, Inc. and T.R. Winston & Company, LLC or (iii) that is otherwise an “at the market offering” within the meaning of Rule 415(a)(4) of the Securities Act.
ATM Issuance means an Equity Issuance made pursuant to an ATM Program.

Examples of ATM Issuance in a sentence

  • For the avoidance of doubt, such investment right shall not apply to (i) any future ATM Issuance, (ii) any placement of equity securities with a strategic partner/participant or charitable or educational institution and (iii) the use of securities for goods and services, including, without limitation, for legal, financial advisors and other consultants.


More Definitions of ATM Issuance

ATM Issuance means an Equity Issuance (i) pursuant to that certain Amended and Restated Distribution Agency Agreement, dated as of January 21, 2020, by and between the Company and Credit Suisse Securities (USA) LLC, (ii) pursuant to that certain Distribution Agency Agreement, dated as of March 2, 2020, among the Company, R▇▇▇▇▇▇ J▇▇▇▇ & Associates, Inc. and T.▇. ▇▇▇▇▇▇▇ & Company, LLC or (iii) that is otherwise an “at the market offering” within the meaning of Rule 415(a)(4) of the Securities Act.
ATM Issuance means an issuance by Borrower of its equity securities from time to time pursuant to the Sales Agreement, dated December 14, 2021, by and between Borrower and SVB Securities LLC, or any similar at-the-market offering facility that may be established in the future.
ATM Issuance means securities issued in an “at the market offering” program made by the Company under an effective registration statement on Form S-3 in reliance upon Instruction I.B.6(a) to such Form (provided, however, that the Company shall not issue any securities pursuant to such Form S-3 to the extent that such sales by the Company would result in the staff of the Commission informing the Company that Shares or Warrant Shares may not be registered for resale on a registration statement on Form S-3 due to the application by the staff of the position expressed in Compliance and Disclosure Interpretation 116.25). For purposes of this definition, the term "at the market offering" means an offering by the Company of its Common Stock into an existing trading market for the Common Stock at other than a fixed price on, or through the facilities of, a national securities exchange.
ATM Issuance means any issuance of shares of Common Stock in any at-the-market offering or any “equity line of credit” transactions. “Board of Directors” means the board of directors of the Company.
ATM Issuance means an Equity Issuance made pursuant to an ATM Program, other than an Equity Issuance in which a single identified investor or group of identified investors purchases in excess of $3,000,000 in the aggregate of our common stock or warrants exercisable for any class of our common stock in connection with any such Equity Issuance.
ATM Issuance means any issuance of shares of Common Stock in any at-the-market offering or any “equity line of credit” transactions.