Auction Desk definition

Auction Desk means the business unit of a Broker-Dealer that fulfills the responsibilities of the Broker-Dealer under a Broker-Dealer Agreement, including soliciting Bids for the Notes, and units of the Broker-Dealer which are not separated from such business unit by information controls appropriate to control, limit and monitor the inappropriate dissemination and use of information about Bids.

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Auction Desk means the business unit of a Broker-Dealer that fulfills the responsibilities of the Broker-Dealer under a Broker-Dealer Agreement, including soliciting Bids for the Notes, and units of the Broker-Dealer which are not separated by information controls appropriate to control, limit and monitor the inappropriate dissemination of information about Bids.

Auction Desk means the business unit of a Broker-Dealer that fulfills the responsibilities of the Broker-Dealer under a Broker-Dealer Agreement, including soliciting Bids for the AMPS, and units of

Examples of Auction Desk in a sentence

• No Auction Desk of a Broker-Dealer shall accept a Bid or Sell Order which is conditioned on being filled in whole or a Bid which does not specify a specific interest rate.

• Upon discovery of the issue, CGMI promptly requested 7 the suspension of the recycling of the Auction Desk tapes.

• If to the Auction The Bank of New York Agent, addressed: 1▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇ ▇▇▇▇, ▇▇▇ ▇▇▇▇ ▇▇▇▇▇ Attn: Corporate Trust Dealing and Trading Group — Auction Desk (▇▇▇) ▇▇▇-▇▇▇▇ (phone) (▇▇▇) ▇▇▇-▇▇▇▇ (fax) or such other address or facsimile number as such party may hereafter specify for such purpose by notice to the other parties.

• No Auction Desk of a Broker-Dealer shall accept a Bid or Sell Order which is conditioned on being filled in whole or which does not specify a specific interest rate.

• In late September, inventory levels rose significantly and the Auction Desk was fast 4 approaching its limit of $1 billion dollars.

• The sales coordinators on the 23 Auction Desk at times provided information to, and answered questions from, CGMI’s financial 24 advisers regarding ARS.

• If to the Auction Agent, The Bank of New York addressed to: Corporate Trust Administration 100 Church Street, 8th Floor New ▇▇▇▇, ▇▇▇ ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇ing and Trading Group - Auction Desk Telephone No.: (212) 437-6166 Facsimile No.: (2▇▇) ▇▇▇-▇▇▇▇ or such other address or telecopier number as ▇▇▇▇ ▇▇▇▇▇ ▇ereafter may specify for such purpose by notice to the other party.

• No Auction Desk of a Broker-Dealer shall accept a Bid or Sell Order which is conditioned on being filled in whole or which does not specify a specific rate.

• Matlack Telephone: (913) 981-▇▇▇▇ Facsimile: (913) 345-27▇▇ ▇▇ ▇▇ the Auction Agent, The Bank of New York ▇▇▇▇▇▇▇▇▇ to: Corporate Trust Department 101 Barclay Street New York, New York ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: Dealing & Trading Group - Auction Desk Telephone: (212) 815-3450 Facsimile: (212) 815-34▇▇ ▇▇ ▇▇▇▇ ▇▇her address or telecopier number as such pa▇▇▇ ▇▇▇▇▇▇▇▇▇ may specify for such purpose by notice to the other party.

• Alpert Telecopier No.: 914-921-5100 Telephone No.: 212-921-5158 If to the ▇▇▇▇▇▇▇ ▇▇▇▇t, The Bank of New York 5 Penn Plaza ▇▇▇▇ ▇▇▇▇▇ ▇▇▇ ▇▇▇▇, ▇▇▇ ▇▇▇▇ ▇▇▇▇▇ Attention: Dealing and Trading Group - Auction Desk Telephone No.: (212) 328-7676 Telecopier No.: (212) 328-8237 (212) 328-8238 (212) 328-8239 ▇▇▇▇ ▇▇▇▇ notice, request or communication shall be effective when delivered at the address specified herein.

More Definitions of Auction Desk

Auction Desk means the business unit of a Broker-Dealer that fulfills the responsibilities of a Broker-Dealer, including soliciting Bids for Tortoise Notes of a series while they bear interest at the Applicable Rate.