Auction Desk definition

Auction Desk means the business unit of a Broker-Dealer that fulfills the responsibilities of the Broker-Dealer under a Broker-Dealer Agreement, including soliciting Bids for the Notes, and units of the Broker-Dealer which are not separated from such business unit by information controls appropriate to control, limit and monitor the inappropriate dissemination and use of information about Bids.
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Auction Desk means the business unit of a Broker-Dealer that fulfills the responsibilities of a Broker-Dealer, including soliciting Bids for shares of a series while they bear interest at the Applicable Rate.
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Auction Desk means the business unit of a Broker-Dealer that fulfills the responsibilities of a Broker-Dealer, including soliciting Bids for Tortoise Notes of a series while they bear interest at the Applicable Rate.
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Examples of Auction Desk in a sentence

  • No Auction Desk of a Broker-Dealer shall accept a Bid or Sell Order which is conditioned on being filled in whole or a Bid which does not specify a specific interest rate.

  • Xxxxxx 000 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Telecopier No.: (000) 000-0000 Telephone No.: (000) 000-0000 If to the Auction Agent, The Bank of New York addressed to: Corporate Trust Administration 000 Xxxxxx Xxxxxx, 0xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: Dealing and Trading Group - Auction Desk Telephone No.: (000) 000-0000 Facsimile No.: (000) 000-0000 or such other address or telecopier number as such parry hereafter may specify for such purpose by notice to the other party.

  • Xxxxxxx Telephone: (000) 000-0000 Facsimile: (000) 000-0000 If to the Auction Agent, addressed to: The Bank of New York Corporate Trust Department 000 Xxxxxxx Xxxxxx New York, New York 10286 Attention: Dealing & Trading Group - Auction Desk Telephone: (000) 000-0000 Facsimile: (000) 000-0000 or such other address or telecopier number as such party hereafter may specify for such purpose by notice to the other party.

  • Xxxxxxxx & Worcester LLP Xxx Xxxx Xxxxxx Xxxxxx Xxxxxx, Xxxxxxxxxxxxx 00000 If to the Auction Agent, The Bank of New York addressed to: Corporate Trust Administration 000 Xxxxxxx Xxxxxx New York, New York 10286 Attention: Corporate Trust Dealing and Trading Group - Auction Desk Telephone No.: (000) 000-0000 Facsimile No.: (000) 000-0000 or such other address or telecopier number as such party hereafter may specify for such purpose by notice to the other party.

  • Xxxxxxx Xxxxxxxxx: (913) 981-1020 Facsimile: (913) 981-1020 Xx xx xxx Xxxtion Agent, axxxxxxxx xx: The Bank of Nxx Xxxx Xxxxxxate Trust Department 101 Barclay Street New York, New York 10286 Attention: Dealing & Trxxxxx Xxxxx - Auction Desk Telephone: (212) 815-3450 Facsimile: (212) 815-3440 or such other address or txxxxxxxxx xxxxer as such paxxx xxxxxxxxx may specify for such purpose by notice to the other party.

  • Xxxxxxx Telephone: (000) 000-0000 Facsimile: (000) 000-0000 If to the Auction Agent, The Bank of New York addressed to: Corporate Trust Department 000 Xxxxxxx Xxxxxx New York, NY 10286 Attention: Dealing & Trading Group - Auction Desk Telephone: (000) 000-0000 Facsimile: (000) 000-0000 or such other address or telecopier number as such party hereafter may specify for such purpose by notice to the other party.

  • Matlack Telephone: (913) 981-0000 Facsimile: (913) 345-2700 Xx xx the Auction Agent, The Bank of New York xxxxxxxxx to: Corporate Trust Department 101 Barclay Street New York, New York 00000 Xxxxxxxxx: Dealing & Trading Group - Auction Desk Telephone: (212) 815-3450 Facsimile: (212) 815-3400 xx xxxx xxher address or telecopier number as such paxxx xxxxxxxxx may specify for such purpose by notice to the other party.

  • On at least two occasions, Sales and Trading and the Auction Desk made direct, specific requests for the Research Department to draft favorable research pieces regarding the ARS market to assist in selling down the huge, risky Merrill ARS inventory.

  • Xxxxxxxx & Worcester LLP 0000 X Xxxxxx, X.X. Xxxxxxxxxx, X.X. 00000 If to the Auction Agent, The Bank of New York addressed to: 000 Xxxxxxx Xxxxxx New York, New York 10286 Attention: Corporate Trust Dealing and Trading Group - Auction Desk Telephone No.: (000) 000-0000 Facsimile No.: (000) 000-0000 or such other address or telecopier number as such party hereafter may specify for such purpose by notice to the other party.

  • Lynch permitted its Sales and Trading and Auction Desk personnel to have undue influence over its Research Department regarding its coverage of the auction market.


More Definitions of Auction Desk

Auction Desk means the business unit of a Broker-Dealer that fulfills the responsibilities of the Broker-Dealer under a Broker-Dealer Agreement, including soliciting Bids for the AMPS, and units of
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Auction Desk. Means the business unit of a Broker-Dealer that fulfills the responsibilities of the Broker-Dealer under a Broker-Dealer Agreement, including soliciting Bids for the Auction Rate Securities, and units of the Broker-Dealer which are not separated from such business unit by information controls appropriate to control, limit and monitor the inappropriate dissemination and use of information about Bids.
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Related to Auction Desk

  • Auction Notice has the meaning assigned to such term in the definition of “Dutch Auction”.

  • Auction Period means the dates during which the Test the Waters Auction is held and ending on the last day of the Test the Waters Auction.

  • Auction Date means the first Business Day preceding the first day of a Dividend Period.

  • Auction shall have the meaning specified in Section 2.1 hereof.

  • Auction Manager shall have the meaning set forth in Section 2.19(a).

  • Auction Amount has the meaning assigned to such term in the definition of “Dutch Auction”.

  • Auction Final Price means the price, if any, determined to be the Auction Final Price pursuant to Section 12 of these Credit Derivatives Auction Settlement Terms (expressed as a percentage, in increments equal to the Relevant Pricing Increment, of the outstanding principal balance, rather than the face amount, of Deliverable Obligations).

  • Rate Determination Notice has the meaning specified in Section 3.07(g).

  • E-Auction Process /”E-Auction” shall mean the electronic auction process for sale of the Company conducted in accordance with the provisions of IBC, Liquidation Process Regulations, Applicable Law(s) and this E- Auction Process Information Document inviting Bid from the Bidders for consummating the sale of Company on going concern basis in accordance with the provisions of IBC and Liquidation Process Regulations;

  • Auction Procedures means the auction procedures constituting Part II of the form of Statement as of the filing thereof.

  • Direct response solicitation means a solicitation through a sponsoring or endorsing entity or individually solely through mails, telephone, the Internet or other mass communication media.

  • Technical Bid means the bid submitted online through the electronic bidding platform, containing the documents as listed out in Clause 2.5.2 of this RFP;

  • Solicited Discounted Prepayment Response Date has the meaning set forth in Section 2.05(a)(v)(D)(1).

  • Auction Rate means the rate of interest per annum that results from implementation of the Auction Procedures and is determined as described in Section 2.5.1(c)(ii) hereof.

  • Response Date has the meaning assigned to such term in Section 2.22(a).

  • Notice Date has the meaning specified in Section 2.15(b).

  • Selected Bidder or Successful Bidder means the Bidder selected pursuant to this RfS to set up the Project and supply electrical output as per the terms of PPA.

  • Auction Agent means (a) the Administrative Agent or (b) any other financial institution or advisor employed by the Borrower (whether or not an Affiliate of the Administrative Agent) to act as an arranger in connection with any Discounted Term Loan Prepayment pursuant to Section 2.11(a)(ii); provided that the Borrower shall not designate the Administrative Agent as the Auction Agent without the written consent of the Administrative Agent (it being understood that the Administrative Agent shall be under no obligation to agree to act as the Auction Agent).

  • Dutch Auction means an auction (an “Auction”) conducted by Holdings or one of its Subsidiaries in order to purchase any Term Loans under a Tranche (the “Purchase”) in accordance with the following procedures or such other procedures as may be agreed to between the Administrative Agent and the Borrower:

  • Last best offer package means the offer exchanged by parties not less than 14 days prior

  • Removal Notice Date means, with respect to the Removed Accounts designated hereby, , (which shall be a date on or prior to the fifth Business Day prior to the Removal Date).

  • Redemption Notice Date means, with respect to a Redemption, the date on which the Company sends the Redemption Notice for such Redemption pursuant to Section 4.03(F).

  • Competitive Bid means an offer by a Lender to make a Competitive Loan in accordance with Section 2.04.

  • public auction means a method of sale where goods or services are offered by the trader to consumers, who attend or are given the possibility to attend the auction in person, through a transparent, competitive bidding procedure run by an auctioneer and where the successful bidder is bound to purchase the goods or services;

  • Selected Bidder or “Successful Bidder” shall mean the Bidder selected pursuant to this RfS to set up the Project and supply electrical output as per the terms of standard PPA.

  • Successful Bidder” or “Successful E-Auction Process Participant means, the Qualified Bidder whose bid is approved and who is declared successful by the Liquidator at the end of the determined auction phase.C. INTRODUCTION