Authorised Financial Adviser definition

Authorised Financial Adviser means an Authorised Financial Adviser as defined by the Financial Advisers Act 2008; or a person holding a status, designation or registration under any amendment to or re-enactment of that Act, or Act passed in substitution for that Act or dealing with a subject matter similar to that Act, which, as closely as possible, corresponds to that of an Authorised Financial Adviser;
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Authorised Financial Adviser means an Authorised Financial Adviser as defined by the Financial Advisers Act 2008;
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Examples of Authorised Financial Adviser in a sentence

  • All documents can be verified by an SBS Bank or FANZ staff member, or an Authorised Financial Adviser.

  • To be completed by the Authorised Financial Adviser advising the Member in relation to this application, specifying for the Member the scope of the financial adviser services provided by the Authorised Financial Adviser in providing that advice, and identifying any material limits on those services.

  • In the event that the Partnership is unable to pay or discharge its debts, liabilities or obligations, the liability of the Limited Partner shall be limited to the amount of its capital contribution.

  • You are required to receive advice from an Authorised Financial Adviser before committing yourself.

  • The principal effect of the amendments in item 2 is to extend this delayed application of the new framework until 30 June 2015 for commercial IVDs, and until 30 June 2017 for in-house IVDs - thus allowing them to continue to be supplied until the time they are included in the Register as medical devices under Chapter 4 of the Act.

  • Where you are not investing through a UK Authorised Financial Adviser, please read through the relevant section below and ensure that you have sent us the appropriate documentation.New applicant’s must provide us with the required documentation on this checklist.

  • Your Authorised Financial Adviser can help you understand your risk profile, assist you to select investments that are suitable for you, and assist you with determining your investment policy and objectives.

  • Please note ‘N/A’ if no Authorised Financial Adviser has been involved.

  • Therefore Inland Revenue recommend that you seek advice from your individual KiwiSaver provider or Authorised Financial Adviser with regard to specific Trans-Tasman transfer procedures and timeframes.

  • Therefore you should talk to an Authorised Financial Adviser about what would be best for your personal and financial situation.

Related to Authorised Financial Adviser

  • Financial Adviser means any:

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Issuer at its own expense.

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant of nationally recognized standing that is, in the good faith judgment of the Borrower, qualified to perform the task for which it has been engaged and that is independent of the Borrower and its Affiliates.

  • Financial Advisor has the meaning set forth in Section 3.6.

  • Financial Advisors has the meaning set forth in Section 4.26.

  • Company Financial Advisor has the meaning set forth in Section 3.10.

  • Disclosure Representative means the Finance Director, or his or her designee, or such other person as the Issuer shall designate in writing to the Disclosure Dissemination Agent from time to time as the person responsible for providing Information to the Disclosure Dissemination Agent.

  • Legal Adviser means the properly qualified person appointed by the Trust to provide legal advice.

  • authorised person means the Client or any person (including any individual or entity) authorised by the Client to act on its behalf in the performance of any act, discretion or duty under this Agreement (including, for the avoidance of doubt, any officer or employee of such person) in a notice reasonably acceptable to the Custodian.

  • Goldman means Xxxxxxx, Sachs & Co.

  • authorised entity means an Entity with whom the Client has entered into an Authorising Agreement pursuant to Clause 2A.1;

  • Authorised Authority Representative means the Authority representative named in CCN as authorised to approve agreed Variations to the Contract.

  • authorised officer means any person authorised by the Environment Agency under section 108(1) of The Environment Act 1995 to exercise, in accordance with the terms of any such authorisation, any power specified in section 108(4) of that Act.

  • Authorised Signatories means any two authorised officers of the Issuer signing jointly.

  • Authorised Representative means any natural or legal person established within the Union who has received a written mandate from a manufacturer to act on his behalf in relation to specified tasks;

  • Authorised Signatory means, in relation to any Obligor, any person who is duly authorised and in respect of whom the Administrative Agent has received a certificate signed by a director or another Authorised Signatory of such Obligor setting out the name and signature of such person and confirming such person’s authority to act.

  • Authorised Representatives means the duly authorised officers, directors, employees etc of either Party as recorded in Annex C;

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Authorised Dealer means a person authorised as an authorised dealer under subsection (1) of Section 10 of the Act ;

  • authorised bank means a bank or a branch of a bank authorised by the Central Government to collect the tax or any other amount payable under this Act;

  • Authorised Persons means collectively all Event management, Venue management, Police, public bodies and agencies responsible for safety and security in connection with the Event or the Venue, and their respective staff, officials, representatives, officers and volunteers;

  • Legal Advisor means the officer responsible for providing legal advice to the Standards Committee. This may be the Monitoring Officer, another legally qualified officer of the authority, or someone appointed for this purpose from outside the authority.

  • Corporate Representative means an Individual authorised by resolution of the directors or other governing body of a body corporate to represent it;

  • authorised party means the party referred to in Article XIII(3);

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • Fairness Opinion has the meaning set forth in Section 4.22.