Authorised Intermediary definition

Authorised Intermediary means a financial adviser, authorised and regulated by the FCA or a recognised professional body, who has provided financial advice to an Investor regarding the Fund and recommended that the Investor enter into the Investment Agreement;
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Authorised Intermediary means any Intermediary, including the AI, that has entered into an agreement with the Competent Authority to be treated as an Authorised Intermediary and acts in its capacity as an Authorised Intermediary;
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Authorised Intermediary means an intermediary appointed by the Board for the purposes of collecting Membership Fees.
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Examples of Authorised Intermediary in a sentence

  • Investors may purchase the Certificates on SeDeX by payment of the purchase price to an Authorised Intermediary.

  • If a pipe with a smaller diameter is used, the efficiency of the product may be redu- ced and its operation may become noisier.

  • No fees are payable by the Company with respect to the arrangement with the Authorised Intermediary.

  • The following documentation is required by the Plan Manager from personal investors so as to comply with these obligations: • Proof of Identity Certified copy of current passport or certified copy of drivers license for each person signing the application form certified by any of the following: a member of the Gardaí, Accountant, Solicitor, Authorised Intermediary, Bank or Building Society.

  • In terms of each subscription agreement entered into with an Authorised Intermediary, the Issuer will be conditionally bound to issue, and each Authorised Intermediary will conditionally bind itself to subscribe for, a number of Bonds as indicated therein subject to the Bonds being admitted to trading on the Official List.

  • Investors may purchase the Certificates on the EuroTLX Market, by payment of the purchase price to an Authorised Intermediary.

  • Offers under this Prospectus will be made under an arrangement between the Company and Authorised Intermediary, under Section 911A(2)(b) of the Corporations Act.

  • Offers under this Prospectus will be made under an arrangement between the Company and the Authorised Intermediary, under Section 911A(2)(b) of the Corporations Act.

  • In terms of each subscription agreement entered into with an Authorised Intermediary, the Issuer will be conditionally bound to issue, and each Authorised Intermediary will bind itself to subscribe for, up to the total amount of Bonds as indicated therein, subject to the Bonds being admitted to trading on the Official List.

  • The Offers under this Prospectus will be made under an arrangement between the Company and the Authorised Intermediary, under section 911A(2)(b) of the Corporations Act.


More Definitions of Authorised Intermediary

Authorised Intermediary means an investment firm authorised, by the competent authority or a European regulatory authority, to execute orders on behalf of clients and / or to deal on own account;
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Authorised Intermediary means a financial adviser, authorised and regulated by the FCA or a recognised professional body, who has provided financial advice to an Investor regarding
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Related to Authorised Intermediary

  • authorised bank means a bank or a branch of a bank authorised by the Central Government to collect the tax or any other amount payable under this Act;

  • Authorised Dealer means a person authorised as an authorised dealer under subsection (1) of Section 10 of the Act ;

  • Financial Intermediary means a financial intermediary as that term is defined in Rule 22c-2.

  • Qualified Intermediary means any Person acting as a “qualified intermediary” for BMW FS’s Like-Kind Exchange Program pursuant to Section 1.1031(k)-1(g)(4) of the Treasury Regulations promulgated under the Code.

  • authorised person means the Client or any person (including any individual or entity) authorised by the Client to act on its behalf in the performance of any act, discretion or duty under this Agreement (including, for the avoidance of doubt, any officer or employee of such person) in a notice reasonably acceptable to the Custodian.

  • Approved Securities Intermediary means a Securities Intermediary or Commodity Intermediary selected or approved by the Administrative Agent and with respect to which a Grantor has delivered to the Administrative Agent an executed Control Account Agreement.

  • authorised entity means an Entity with whom the Client has entered into an Authorising Agreement pursuant to Clause 2A.1;

  • authorised agent means a passenger sales agent who has been appointed by us to represent us in the sale of air transportation on our services.

  • Intermediary means “a person who actively participates in the facilitation of the contract or negotiating the contract, including a broker, adviser, attorney, or representative of or agent for the business entity who:

  • Fiscal Intermediary means any qualified insurance company or other Person that has entered into an ongoing relationship with any Governmental Authority to make payments to payees under Medicare, Medicaid or any other federal, state or local public health care or medical assistance program pursuant to any of the Health Care Laws.

  • authorised party means the party referred to in Article XIII(3);

  • Commodity intermediary means a person that:

  • authorised insurer means an insurer that holds an authorisation to carry on insurance business for the purposes of Directive 73/239/EEC or that is otherwise entitled to carry on non-life insurance business in the State;

  • Authorised Driver means any driver approved by Xxxxxx and whose name is noted in Rental Vehicle Agreement Part A as an authorised driver;

  • Authorised Investments means investments authorised by the instrument, if any, creating the trust for the investment of money subject to the trust, or by law;

  • Authorised Persons means collectively all Event management, Venue management, Police, public bodies and agencies responsible for safety and security in connection with the Event or the Venue, and their respective staff, officials, representatives, officers and volunteers;

  • Securities Intermediary shall have the meaning given such term in Section 8-102(14) of the UCC.

  • Authorised User means those employees, agents and independent contractors of the Customer who are authorised by the Customer to use the Services.

  • Intermediary bank means a bank to which an item is transferred in course of collection except the depositary or payor bank.

  • Reinsurance intermediary means a reinsurance intermediary-broker or a reinsurance intermediary-manager.

  • Authorised absence means that the school has either given approval in advance for a pupil of compulsory school age to be away from the school, or has accepted an explanation offered afterwards as justification for absence.

  • insurance intermediary means any natural or legal person, other than an insurance or reinsurance undertaking or their employees and other than an ancillary insurance intermediary, who, for remuneration, takes up or pursues the activity of insurance distribution;

  • Cash Manager means Northern Rock or such other person or persons for the time being acting, pursuant to the Cash Management Agreement, as agent for the Mortgages Trustee, Funding and (following enforcement of the Funding Security) the Security Trustee for the purposes of, inter alia, managing all cash transactions and maintaining certain ledgers on behalf of the Mortgages Trustee, Funding and (following enforcement of the Funding Security) the Security Trustee;

  • Tax Filing Authorised Person means such person as any Director shall designate from time to time, acting severally.

  • Authorised Users means any of the following to whom You give permission to use the Software as part of Your BlackBerry Solution: (a) any of Your employees, consultants or independent contractors; (b) any friend or family member, or any person that resides in Your premises; and (c) any other person who RIM authorises in writing. Notwithstanding the foregoing, this Agreement does not convey the automatic right to have Your BlackBerry Server Software hosted by a third party. If You wish to do so, please contact RIM at: xxxxxxxxx@xxx.xxx. "BlackBerry Handheld Product", also known as "BlackBerry Device", means a device manufactured by or on behalf of RIM, including any such smartphone, smart card reader, tablet or BlackBerry Presenter and any other device expressly identified by RIM at xxxx://xxx.xxxxxxxxxx.xxx/legal/blackberrydevices_for_bbsla as a BlackBerry Handheld Product.

  • authorised scheme means Work No. 1A described in paragraph 2 of Part 1 of this licence;