Broker Firm definition

Broker Firm means a person who is acting as a broker or performing an equivalent agency function on behalf of another person. The Clearing Firm is responsible for approving Broker Firms for such person pursuant to the applicable User ID Request Form.

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Broker Firm means the employer of a Broker. Brokers 1 and 2 worked at two different Broker Firms.

Broker Firm means a Person that (i) is not a Participant, (ii) is registered as a futures commission merchant or introducing broker or in another appropriate capacity, or is exempt from such registration, and (iii) enters Orders or executes Swaps on a Platform or subject to the Rules on behalf of one or more Participants or their Customers in accordance with Rule 316.

Examples of Broker Firm in a sentence

• Davidson Bogel Real Estate, LLC 9004427 ▇▇▇▇@▇▇▇▇▇.▇▇▇ 214-526-3626 Licensed Broker /Broker Firm Name or Primary Assumed Business Name License No. Email Phone ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇ 598526 ▇▇▇▇▇▇@▇▇▇▇▇.▇▇▇ 214-526-3626 Designated Broker of Firm License No. Email Phone ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇.

• Davidson Bogel Real Estate, LLC 9004427 ▇▇▇▇@▇▇▇▇▇.▇▇▇ 214-526-3626 Licensed Broker /Broker Firm Name or Primary Assumed Business Name License No. Email Phone ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇ 598526 ▇▇▇▇▇▇@▇▇▇▇▇.▇▇▇ 214-526-3626 Designated Broker of Firm License No. Email Phone ▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇.

• Contract Concerning ▇▇▇▇ ▇▇▇▇▇ ▇▇ (Address of Property) Other Broker Firm License No.

• Full Legal Company Name* LEI (Legal Entity Identifier) Parent Company (if applicable) Country* Street Address* Address Line Two City* County/State/Province* Zip/Postal Code* Firm Type(s)* Broker Firm Yes No Trading Firm Yes No Asset Manager Firm Yes No A Verification Officer is a primary firm contact with inherent authority to add and remove users from CME applications.

• Name of security: Broker: Firm: If gift is deferred or a split interest, please check type: Bequest Life Insurance Retirement Plan Charitable Remainder Trust Charitable Lead Trust Life Estate Other Administrative fees for all funds are charged quarterly in arrears and are calculated based on the average daily balance of the fund for the quarter.

More Definitions of Broker Firm

Broker Firm means a firm that employed Brokers. “CHF” means Swiss Franc.‌

Broker Firm means a person described in Section 1a(12)(B) of the Commodity Exchange Act (“CEA”), as amended (“CEA”), who is acting as a broker or performing an equivalent agency function on behalf of another person described in Section 1a(12)(A) or 1a(12)(C) of the CEA. The Clearing Firm is responsible for approving Broker Firms for such person pursuant to Schedule 2 to the Eris Exchange Clearing Firm Agreement.

Broker Firm. ATT: ADDRESS: PHONE: EMAIL:

Broker Firm means an Introducing Broker or a Commodity Trading Advisor (including REsurety-CTA or any third-party CTA or IB), and possibly an Interdealer Broker or FCM, each of which: (i) has signed the Broker Firm Agreement provided by REsurety Markets; (ii) is authorized to act as a broker or perform agency functions on the SEF Platform on behalf of one or more Participants; (iii) is generally in the business of representing Initiating Participants in soliciting indicative Bids/Offers or firm Orders from one or more Designated Participants to enter into Transactions in which a Designated Participant and a Participant will be the swap counterparties, and the Broker Firm will not be a party; and (iv) in the case of a CTA or IB, using the SEF Platform as a Broker Firm, would be able to offer its Customers the ability to view and compare indicative Bids/Offers or firm Orders for uncleared bilateral swaps solicited from

Broker Firm means a firm that employed Brokers. Broker Firm 1 is specifically referred to in this Notice and is the same firm as Broker Firm 1 in the RBS Final Notice;

Broker Firm means the employer of a Broker. Three Broker Firms are referred to in this Notice, from Broker Firm A to C.

Broker Firm means firm that employed Brokers. Three Broker Firms are specifically referred to in this notice, from Broker Firm 1 to 3.