Chinese Walls definition

Chinese Walls means policies, procedures and physical arrangements designed to manage and safeguard UPSI (defined hereinafter) and prevent inadvertent transmission or communication thereof;

Chinese Walls means areas of the Company which routinely have access to confidential information, shall be considered "inside areas" and be separated from those areas which deal with sale/marketing/investment advice or other departments providing support services, considered "public areas" by a “Chinese Wall”.

Chinese Walls means an arrangement within the organisation of the regulated entity (or between the regulated entity and any associate of that regulated entity) which requires information held by the regulated entity (or as the case may be, any associate of that regulated entity, or a particular operating unit within the regulated entity or within any associate of that regulated entity in the course of carrying on one part of its business of any kind) to be withheld in certain circumstances from other operating units or from persons with whom it deals in the course of carrying on another part of its business of any kind;

Examples of Chinese Walls in a sentence

• In addition, the Deutsche Bank standards contained in the Compliance Manual -- Confidential, Material, Non-Public Information, Chinese Walls, Insider Trading and Related Matters Policy, as well as those within the Code of Professional Conduct must be observed.

• The existence and proper maintenance of Chinese Walls will allow Barclays to serve simultaneously the needs of customers who have competing interests.

• For the most part, the maintenance of Chinese Walls will reduce the occurrence of conflicts of interest within Barclays as well as reduce the possibility of abuse of Inside Information.

• This Policy emphasizes generally the importance of adhering to professional and ethical conduct and provides specific policies and, in certain instances, procedures, with respect to Personal Securities Transactions and Chinese Walls.

• In certain areas Chinese Walls will be, or have been, established to ensure that employees have adopted procedures to safeguard the confidentiality of information.

More Definitions of Chinese Walls

Chinese Walls means the system of policies, procedures and physical arrangements used to manage Price Sensitive Information and prevent the inadvertent spread and misuse of the same, or appearance thereof.

Chinese Walls means an arrangement of the type described in sections 1043F and 1043G of the Corporations Act.

Chinese Walls. Means an arrangement within the organisation of a firm, or between a firm and any Associate of that firm, which requires information obtained by the firm or, as the case may be, associate in the course of carrying on one part of its business of any kind to be withheld in certain circumstances from persons with whom it deals in the course of carrying on another part of its business of any kind.

Chinese Walls means an arrangement of the type described in sections 1043F and 1043G of the Corporations Act.Note: There is no penalty for this Rule.

Chinese Walls means organising the Bank in such a way that no confidential information filters between different operating entities, which must act independently of one another.

Chinese Walls means policies, procedures and physical arrangem ents designed to manage UPSI (defined hereinafter) and prevent inadvertent transmission or misuse thereof.

Chinese Walls means an established arrangement or series of arrangements within the Group, which requires that confidential or sensitive information held by employees in one part of the business is not disclosed or made available to employees in other parts of the organisation.