Clearing Agent(s definition

Clearing Agent(s means Euroclear Bank SA/NV and Clearstream Banking, société anonyme.
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Clearing Agent(s. Means the clearing institutions selected in the countries where the Shares may be subscribed for and through which Global Share Certificates are transferred by book entry to the securities accounts of the Shareholders' financial intermediaries opened with such Clearing Agents as described in further detail under “Issue of Shares and Subscription”. Unless otherwise specified in the relevant Product Annex, Clearing Agents will be Clearstream Banking société anonyme in Luxembourg and/or Clearstream Banking AG in Frankfurt am Main and such further clearing agents(s) or clearance system(s) that may be appointed;
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Clearing Agent(s means Euroclear Bank S.A./N.V. and Clearstream Banking, société anonyme or such further or alternative clearing agent(s) or clearance system(s) as may be approved by the Issuer from time to time and notified to the Holders in accordance with General Condition 4 (and each a “Clearing Agent”);
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Examples of Clearing Agent(s in a sentence

  • Unless otherwise specified in an Offering Supplement, announcements to Holders will be valid if delivered to the Clearing Agent(s).

  • Upon request of the Fund, the Custodian shall deliver to the Fund a certificate stating: (i) the identity of each Foreign Sub-Subcustodian then acting on behalf of the Custodian; (ii) the countries in which and the Securities Depositories and Clearing Agents through which each such Foreign Sub- Subcustodian is then holding cash, securities and other Assets of the Fund; and (iii) such other information as may be requested by the Fund to ensure compliance with rules and regulations under the 1940 Act.

  • Notwithstanding the previous two sentences, for as long as the Securities are represented by the Global Security, payments will be made through the Clearing Agents and will be made in accordance with the rules of each Clearing Agent.

  • Upon request of the Fund, the Custodian shall deliver to the Fund a certificate stating: (i) the identity of each Foreign Sub-Subcustodian then acting on behalf of the Custodian; (ii) the countries in which and the Securities Depositories and Clearing Agents through which each such Foreign Sub-Subcustodian is then holding cash, securities and other Assets of the Fund; and (iii) such other information as may be requested by the Fund to ensure compliance with rules and regulations under the 1940 Act.

  • Unless otherwise specified in the applicable Final Terms, announcements to Holders will be valid if delivered by the Issuer to the Clearing Agent(s) with an instruction from the Issuer to the Clearing Agent(s) to communicate such announcement to the Holders.

  • Provided that where the Securities are expressed in Global form, payments will be made via the Clearing Agent(s) and will be made in accordance with the rules of such Clearing Agent(s).

  • Payments will be made via the Clearing Agent(s) and will be made in accordance with the Rules (if applicable).

  • If the Governing Law is specified in the Product Terms to be English Law, on or prior to the issue date of the Securities, the Global Security will be (I) deposited with a depositary (or if there is more than one Clearing Agent, a common depositary) for the Clearing Agent(s) and, (II) if the Notes represented by the Global Security are in registered form, registered in the name of the Clearing Agent or a nominee (or if there is more than one Clearing Agent, a common nominee) of the Clearing Agent(s).

  • For the purpose of this paragraph, "business day" means a day on which the relevant Clearing Agent(s) is (or are, if applicable) open for business.

  • For purposes of any payment on a Security, the Clearing Agents may not be United States persons, as defined for United States Federal income tax purposes, and their respective specified offices may not be located in the United States or any of its possessions.


More Definitions of Clearing Agent(s

Clearing Agent(s means Euroclear Bank S.A./N.V. and Clearstream Banking, société anonyme.
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Clearing Agent(s. Means the clearing institutions selected in the countries where the Shares may be subscribed for and through which Global Share Certificates are transferred by book entry to the securities accounts of the Shareholders' financial intermediaries opened with such Clearing Agents as described in further detail under “Issue of Shares and Subscription”. Unless otherwise specified in the relevant Product Annex, Clearing Agents will be Clearstream Banking société anonyme in Luxembourg and/or Clearstream Banking AG in Frankfurt am Main and such further clearing agents(s) or clearance system(s) that may be appointed;“Collateral Manager”Means The Bank of New York Mellon, with registered office at One Canada Square, Canary Wharf, London E14 5AL, United Kingdom;“Company” or “Fund”Means DB Platinum IV, an investment company incorporated under Luxembourg law in the form of a société anonyme qualifying as a société d'investissement à capital variable under the Law (SICAV);“Company’s Website”Means the website of the Company http://www.funds.db.com, or any successor thereto;“Confirmation Note”Means the note to be sent by the Administrative Agent to a Shareholder confirming the orders placed;“Contingent Deferred Sales Charge”Means the charge which investors holding Shares of Classes “I2D”, “I2C”, “R2D” or “R2C” may be liable to as described under “Fees and Expenses” and in the relevant Product Annex. No Contingent Deferred Sales Charge will be applicable unless otherwise provided for in the Product Annex;“CSSF Circular 11/512”Means the CSSF Circular 11/512 concerning the presentation of the main regulatory changes in risk management following the publication of CSSF Regulation 10-4 and ESMA clarifications, further clarifications from the CSSF on risk management rules and the definition of the content and format of the risk management process to be communicated to the CSSF;“Conversion Charge”Means the charge to be paid by investors in the event of a conversion of Shares as described under “Conversion of Shares” and in the relevant Product Annex;“CSSF”Means the Commission de Surveillance du Secteur Financier, the Luxembourg supervisory authority;“Custodian”Means RBC Investor Services Bank S.A. with registered office at 14, Porte de France, L-4360 Esch-sur-Alzette, Grand Duchy of Luxembourg;“Custodian Agreement”Means the agreement dated 14 February 2002 between the Company and the Custodian, as amended by a novation agreement dated 3 April 2006 as further described under “Manag...
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Clearing Agent(s. Means the clearing institution(s) selected in the countries where the Shares may be subscribed for;“Code”Means the Code on Unit Trusts and Mutual Funds dated June 2010 issued by the SFC (as amended from time to time);“Company”Means db x-trackers II* (*This is a synthetic ETF), an investment company incorporated under Luxembourg law in the form of a société anonyme qualifying as a société d'investissement à capital variable under the Law (SICAV);“Connected Person”In relation to a company means:(a) any person or company beneficially owning, directly or indirectly, 20 percent. or more of the ordinary share capital of that company or able to exercise directly or indirectly, 20 percent. or more of the total votes in that company; or(b) any person or company controlled by a person who or which meets one or both of the descriptions given in (a); or(c) any member of the group of which that company forms part; or(d) any director or officer of that company or of any of its connected persons as defined in (a), (b) or (c);“Credit Institutions”Means institutions whose business is to receive deposits or other repayable funds from the public and to grant credits for its own account, including rural banks, mortgage bonds issuing banks and electronic money institutions;“CRS”Means the common reporting standard ("CRS") to achieve a comprehensive and multilateral automatic exchange of information (AEOI) on a global basis as developed by the OECD;“CRS Law”Means the Luxembourg law of 18 December 2015 on the automatic exchange of financial account information in the field of taxation;“CSSF”Means The Commission de Surveillance du Secteur Financier of Luxembourg;“DB Affiliates”Means entities within, and/or employees, agents, affiliates or subsidiaries of members of, the Deutsche Bank AG group;“Dealing Form”Means such dealing form as the Directors may prescribe for the purposes of dealing in shares of the relevant Sub-Fund;“Denomination Currency”Means the currency that is used by the Administrative Agent to calculate the Net Asset Value per Share of the relevant Share Class. Unless otherwise specified in the relevant Product Annex, the Denomination Currency will be the Reference Currency;“Depositary”Means State Street Bank Luxembourg S.C.A., with registered office at 49, avenue J.F. Kennedy, L-1855 Luxembourg, Grand Duchy of Luxembourg;“Depositary Agreement”Means the agreement dated 12 October 2016 by which State Street Bank Luxembourg S.C.A. has been appointed as depositary of the...
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Related to Clearing Agent(s

  • Clearing Agent means Clearstream Banking AG, Euroclear Bank S.A., and Clearstream Banking S.A. and such further or alternative clearing agent(s) or clearance system(s) as may be approved by the Issuer from time to time and notified to the Holders in accordance with General Condition 4 (each a “Clearing Agent” and together the “Clearing Agents”);

  • Clearing Agency means an organization registered as a “clearing agency” pursuant to Section 17A of the Exchange Act.

  • Clearing Bank means the Bank or any other banking institution with whom a Payment Account has been established pursuant to a Blocked Account Agreement.

  • Foreign Clearing Agency means Clearstream and the Euroclear Operator.

  • Approved Clearing Agency means any other domestic clearing agency registered with the Securities and Exchange Commission under Section 17A of the Securities Exchange Act of 1934 which acts as a securities depository but only if the Custodian has received a certified copy of a resolution of the Board approving such clearing agency as a securities depository for the Trust.

  • Depository Bank means the Institution that issues a specific Depositary Receipt on behalf of the underlying company. The Depository Bank maintains a holding of Stock in the Underlying on which it is able to issue Depositary Receipts;

  • Clearing Account means the account so designated and established by Section 5.04(1) hereof.

  • Securities Intermediary shall have the meaning given such term in Section 8-102(14) of the UCC.

  • Clearing Agreement means Clearing, Settlement and Sponsorship Services Agreement by and between the Borrower and Fifth Third Bank dated as of July 27, 2016, as the same may be amended, modified, supplemented, restated, amended and restated or replaced from time to time.

  • Depository The Depository Trust Company, or any successor Depository hereafter named. The nominee of the initial Depository for purposes of registering those Certificates that are to be Book-Entry Certificates is Cede & Co. The Depository shall at all times be a "clearing corporation" as defined in Section 8-102(a)(5) of the Uniform Commercial Code of the State of New York and a "clearing agency" registered pursuant to the provisions of Section 17A of the Securities Exchange Act of 1934, as amended.

  • DTC Custodian means the custodian of the DTC Notes on behalf of DTC, which initially shall be the Global Agent.

  • Depositary means, with respect to the Notes issuable or issued in whole or in part in global form, the Person specified in Section 2.03 hereof as the Depositary with respect to the Notes, and any and all successors thereto appointed as depositary hereunder and having become such pursuant to the applicable provision of this Indenture.

  • Verification Agent As defined in Section 3.28.

  • Foreign Securities Depository means a foreign securities clearing system qualifying as an Eligible Securities Depository (as defined in Section (b)(1) of Rule 17f-7 under the 0000 Xxx) that is listed on Schedule B annexed hereto, as amended from time to time pursuant to Section 4.5 hereof.

  • Clearing Firm or “Clearing Member” means an entity or individual meeting the requirements of, and approved for, clearing membership at the Clearing House that is authorized pursuant to the Clearing House Rules to clear trades in any or all of the Contracts and that meets the qualification of the Exchange pursuant to Rule 902. A Clearing Firm is authorized to access Eris Exchange to effect transactions. A Clearing Firm may trade for its own proprietary account or an account on behalf of its Customer (e.g., as a broker). A Clearing Firm may trade on behalf of a Customer with an account at a different Clearing Firm acting as a broker or performing an equivalent agency function. The different Clearing Firm is responsible for approving the Clearing Firm for such Customers pursuant to a Clearing Participant Letter of Guarantee. The term “Clearing Firm” collectively refers to all Authorized Traders of a Clearing Firm authorized to utilize Eris Exchange.

  • Foreign Depository means (a) Euroclear, (b) Clearstream Banking, societe anonyme, (c) each Eligible Securities Depository as defined in Rule 17f-7 under the Investment Company Act of 1940, as amended, identified to the Fund from time to time, and (d) the respective successors and nominees of the foregoing.

  • ADS Depositary means the person then acting as depositary under the Deposit Agreement. The ADS Depositary as of the Issue Date is The Bank of New York Mellon.

  • Depositary Bank means the first bank to take an item even though it is also the payor bank, unless the item is presented for immediate payment over the counter.

  • Depository Agent is defined in Section 2.6(a) of the Agreement.

  • Clearing Member means a registered broker-dealer which is a clearing member under the rules of O.C.C. and a member of a national securities exchange qualified to act as a custodian for an investment company, or any broker-dealer reasonably believed by the Custodian to be such a clearing member.

  • Clearing Agency Participant means a broker, dealer, bank, other financial institution or other Person for whom from time to time a Clearing Agency effects book-entry transfers and pledges of securities deposited with the Clearing Agency.

  • Clearing Corporation Security means securities which are in the custody of or maintained on the books of a Clearing Corporation or a nominee subject to the control of a Clearing Corporation and, if they are Certificated Securities in registered form, properly endorsed to or registered in the name of the Clearing Corporation or such nominee.

  • Depositary Agent shall have the meaning set forth in Section 7(c) hereof.

  • Clearing System means Monte Titoli S.p.A., with offices in Piazza degli Affari no. 6, Milan, Italy ("Monte Titoli").

  • Clearing Corporation The meaning specified in Section 8-102(a)(5) of the UCC.

  • Clearing Account Agreement means that certain Clearing Account - Deposit Account Control Agreement dated the date hereof among Borrower, Lender and Clearing Bank, as the same may be amended, restated, replaced, supplemented or otherwise modified from time to time, relating to funds deposited in the Clearing Account.