Examples of Commodity Trading in a sentence
Further, R.J. O’Brien is not responsible or liable whatsoever for any matter relating to the practices, actions or any other matter in regard to a non– Guaranteed Introducing Broker, Agent, Commodity Trading Advisor, or other person.
R.J. O’Brien will not be responsible to Client in the event of error, failure, negligence, or misconduct on the part of any non-Guaranteed Introducing Broker, Agent, Commodity Trading Advisor, or other person acting on Client’s behalf and, without limiting the foregoing,R.J. O’Brien has no obligation to investigate the facts surrounding any transaction in the Account which is introduced by such non-Guaranteed Introducing Broker, Agent, Commodity Trading Advisor, or other person.
If using an Introducing Broker, Agent, Commodity Trading Advisor or other person, Client agrees not to bring any action or counterclaim against R.J. O’Brien and will assert any such claim against only the Introducing Broker, Agent, Commodity Trading Advisor, or other person for any redress with respect to any matter other than R.J. O’Brien’s gross negligence or willful misconduct in executing, clearing and/or accounting of transactions.
Upon the Advisor's request, the General Partner shall deliver to the Advisor, and renew when necessary, a Commodity Trading Authorization form to the above effect.
This paragraph authorizes Ironbeam to record, at its sole discretion and extends these rights to any Introducing Broker, Commodity Trading Advisor or account controller.
Registration as a Futures Commission Merchant, Commodity Pool Operator, or a Commodity Trading Advisor 8 C.
Straits will not be responsible to Customer in the event of error, failure, negligence, or misconduct on the part of any non-guaranteed Introducing Broker, Commodity Trading Advisor, or other person acting on Customer’s behalf and, without limiting the foregoing, Straits has no obligation to investigate the facts surrounding any transaction in Customer’s Account(s) which is introduced and/or orders placed by such non-guaranteed Introducing Broker, Commodity Trading Advisor, or other person.
Registration as a Futures Commission Merchant, Commodity Pool Operator, or a Commodity Trading Advisor 11 C.
If the Sub-Adviser is registered as a Commodity Trading Advisor under the CEA, the Adviser consents to the Sub-Adviser’s compliance with the alternative disclosure and recordkeeping standards available to exempt accounts under CFTC Rule 4.7 with respect to a Fund’s trading in commodity interests, provided that the Sub-Adviser has duly filed a notice of claim for such relief pursuant to Rule 4.7(d).
Disclosure Document Information (Must be completed) Commodity Trading Advisors are required by CFTC Regulations and NFA Rules to furnish a disclosure document to customers, unless they have claimed an exemption from doing so.