Commodity Trading Advisor definition

Commodity Trading Advisor means any Person from time to time who engages in commodity trading and related activities for the benefit of the Trust pursuant to authority granted by the Sponsor or the Trust.

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Commodity Trading Advisor means each entity that manages assets and funds of a Fund allocated to it for investment and reinvestment of such assets and funds in commodity interests, including commodity futures, options on futures and forward contracts.

Commodity Trading Advisor means any person who, for compensation or profit, engages in the business of advising others, either directly or through publications, writing or electronic media, as to the value of, or the advisability of trading in any contract of sale of a commodity for future delivery made or to be made on or subject to the rules of a contract market;

Examples of Commodity Trading Advisor in a sentence

• If the Sub-Adviser is registered as a Commodity Trading Advisor under the CEA, the Adviser consents to the Sub-Adviser’s compliance with the alternative disclosure and recordkeeping standards available to exempt accounts under CFTC Rule 4.7 with respect to a Fund’s trading in commodity interests, provided that the Sub-Adviser has duly filed a notice of claim for such relief pursuant to Rule 4.7(d).

• Adviser acknowledges and agrees that: If the Sub-Adviser is registered as a Commodity Trading Advisor under the CEA, the Adviser consents to the Sub-Adviser’s compliance with the alternative disclosure and recordkeeping standards available to exempt accounts under CFTC Rule 4.7 with respect to a Fund’s trading in commodity interests, provided that the Sub-Adviser has duly filed a notice of claim for such relief pursuant to Rule 4.7(d).

• The Sub-Adviser is registered as a Commodity Trading Advisor under the Commodity Exchange Act (“CEA”), as amended, with the Commodity Futures Trading Commission, or is not required to file such registration.

• I acknowledge that my account controller is not registered as a Commodity Trading Advisor and is not required to provide me with a disclosure document for the reason indicated above.

• If your account is managed by an exempt Commodity Trading Advisor (“CTA”), then please have the account controller choose from one of the reasons below, explaining why the account controller is not required to provide a disclosure document to the customer.

• The Trader represents that he has all of the required government approvals, licenses, and permits, including but not limited to, if applicable, registration with the CFTC as a Commodity Trading Advisor.

• If the Adviser intends to register as a Commodity Trading Advisor or Commodity Pool Operator, Adviser will provide Sub-Adviser with reasonable, advance, written notice.

• If the Adviser intends to register as a Commodity Trading Advisor, Adviser will provide Sub-Adviser with reasonable, advanced written notice.

• At the commencement of the Fund(s)’s operations, the Manager shall rely on an exemption from registration as a Commodity Trading Advisor under Rule 4.14(a)(8) of CEA with respect to registered investment companies that rely on an exemption in Rule 4.5 (as is the case with the Trust with respect to the Fund(s)) and will manage the account as if it was exempt from registration as a Commodity Trading Advisor.

• TT4P is not a Registered Investment Advisor (“RIA”), Financial Advisor (“FI”), Broker-Dealer (“BD”) Commodity Trading Advisor (“CTA”), a Futures Commission Merchant (“CPO”), Introducing Broker (“IB”) or Commodity Pool Operator (“CPO”), or Swap Dealer, nor does TT4P represent to be a RIA, FI, BD, CTA, FCM, IB, CPO or Swap Dealer.

More Definitions of Commodity Trading Advisor

Commodity Trading Advisor shall refer to a commodity trading advisor, as defined under Section 1a(12) of the CEA, that is registered with the CFTC pursuant to Section 4m of the CEA and the rules and regulations thereunder.

Commodity Trading Advisor as defined in Section 1(a)(12) of the Commodity Exchange Act with the CFTC or (ii) with respect to the Borrower as the commodity pool, the Services Provider would be eligible for an exemption from registration as a commodity pool operator and commodity trading advisor and all conditions for obtaining the exemption have been satisfied. The Services Provider agrees that for so long as the Borrower is a commodity pool, the Services Provider will take all actions necessary to ensure ongoing compliance with, as the case may be, either (x) the applicable exemption from registration as a commodity pool operator and/or a commodity trading advisor with respect to the Borrower or (y) the applicable registration requirements as a commodity pool operator and/or a commodity trading advisor with respect to the Borrower, and will in each case take any other actions required as a commodity pool operator and/or a commodity trading advisor with respect to the Borrower.

Commodity Trading Advisor has the meaning set forth in Section 1a (12) of the United States Commodity Exchange Act, 7 U.S.C.A. 1a (12).

Commodity Trading Advisor. ’ means a person who is required to register or is registered as a commodity trading advisor under the CEA and CFTC rules. NFA Compliance Rule 1–1(h).

Commodity Trading Advisor or "CTA" - means a commodity trading advisor as that term is used in the Commodity Exchange Act, and that is required to be registered as such under the Commodity Exchange Act and Commission Rules.

Commodity Trading Advisor has the meaning set forth in Section la (12) of the Commodity Exchange Act, 7 U.S.C.A. la (12).