Compliance and ethics program definition

Compliance and ethics program means a program designed to prevent and detect criminal conduct.
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Compliance and ethics program means, with respect to a facility, a program of the operating organization that
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Compliance and ethics program means a program designed to prevent and detect violations.
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Examples of Compliance and ethics program in a sentence

  • In § 483.85 revise paragraph (b) to read as follows:§ 483.85 Compliance and ethics program.* * * * *(b) General rule.

  • Sufficient resources and authority § 483.85 Compliance and ethics program.

  • Section 483.85 is revised to read as follows: § 483.85 Compliance and ethics program.


More Definitions of Compliance and ethics program

Compliance and ethics program means a program designed to prevent and detect criminal conduct. An effective compliance and ethics program should be sufficiently documented to demonstrate the organization’s diligence.
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Related to Compliance and ethics program

  • Compliance Plan means the compliance obligations, program, and procedures described in this Consent Decree at paragraph 13.

  • Code of Ethics means a statement encompassing the set of rules based on values and the standards of conduct to which suppliers are expected to conform

  • Compliance Officer means Company Secretary or such other senior officer, who is financially literate and is capable of appreciating requirements for legal and regulatory compliance under these regulations designated so and reporting to the Board of Directors and who shall be responsible for compliance of policies, procedures, maintenance of records, monitoring adherence to the rules for the preservation of unpublished price sensitive information, monitoring of trades and the implementation of the codes specified in these regulations under the overall supervision of the Board of Directors of the Company.

  • Code of Conduct means the SFC's Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission.

  • Compliance Report means, as applicable in relation to the test being conducted, a report containing the results of the Compliance Tests carried out by State Street.

  • Quality Assurance Plan or “QAP” shall have the meaning set forth in Clause 11.2;

  • Quality Assurance means a systematic procedure for assessing the effectiveness, efficiency, and appropriateness of services.

  • Chief Compliance Officer means the individual appointed by the Board as BSEF’s chief compliance officer in accordance with the Operating Agreement, with the duties and responsibilities as may be prescribed by the Board from time to time as set forth in Rule 208.