Compliance Audit Report definition

Compliance Audit Report. As defined in the Compliance Rules. Compliance Officer: As defined in the Compliance Rules.
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Compliance Audit Report means the report of a comprehensive third-party audit for each processing facility in the product steward­ ship program.
Sample 1Sample 2
Compliance Audit Report means the report of a com- prehensive third-party audit for each processing facility in the product stewardship program.
Sample 1Sample 2Sample 3

Examples of Compliance Audit Report in a sentence

  • The results of each compliance audit shall be summarized in a Compliance Audit Report.

  • According to the IEE, there is requirement of IDCOL to submit annual Environmental and Social Compliance Audit Report of this project to ADB.

  • The Compliance Audit Report shall include either (A) the Type II SAS 70 report, or (B) the General Partner or Discretionary Subadvisor’s summary of the Type II SAS 70 report, including disclosure of any instances in which the accounting firm which performs the Type II SAS 70 Report has qualified such report.

  • The General Partner and Discretionary Subadvisor shall use commercially reasonable efforts to provide the Compliance Audit Report to UST and SIGTARP within one hundred twenty (120) calendar days of the end of each Fiscal Year of the Partnership; provided that the first such Compliance Audit Report shall be furnished within one hundred twenty (120) calendar days after December 31, 2010 and shall cover the period beginning on the Closing Date and ending December 31, 2010.

  • With respect to processes core to the trading process not outsourced to a third party, the Compliance Audit Report shall include, without limitation, an independent accountant’s report from an internationally recognized accounting firm reasonably acceptable to UST produced under United States Attestation Standards (AT101), or their substantive equivalent, which reports the results of its test of those internal controls core to the trading process of the Partnership.

  • According to the ESIA, there is requirement of IDCOL to submit annual Environmental and Social Compliance Audit Report of this project to ADB.

  • A copy of this Compliance Audit Report letter shall be communicated by the GPO PA to the federal PKI PA and to any other appropriate parties in accordance with established MOA’s and contractual obligations.

  • An overview of the contents of the Environmental Compliance Audit Report, as prescribed by Appendix 7 of the 2014 EIA Regulations (GNR 326), and where the corresponding information can be found within the report is provided in Table 1.

  • The Pre-Audit Gap Analysis performed by the Consultant will be documented utilizing the DEQ Phase II MS4 Permit Compliance Audit Report as a template.

  • The reporting period of this Environmental and Social Compliance Audit Report is January 2020 to December 2020.

Related to Compliance Audit Report

  • Audit Report means a report summarising the testing completed and the actions arising following an Audit;

  • Compliance Audit means the procedure (in a form advised by the GLA from time to time) by which an auditor independent of the Grant Recipient certifies (at the Grant Recipient's cost) whether the Named Projects developed or Rehabilitated pursuant to this Agreement satisfy the GLA's procedural compliance requirements (as described in the Affordable Housing Capital Funding Guide);

  • Compliance Report means, as applicable in relation to the test being conducted, a report containing the results of the Compliance Tests carried out by State Street.

  • Compliance Review as defined in Section 5.5(b).

  • Compliance Statement is that certain statement in the form attached hereto as Exhibit B.

  • Statement of Compliance means the statement forming part of a Tender indicating the Bidders compliance with the Specification.

  • Annual Statement of Compliance As defined in Section 3.13.

  • Credit reporting agency means a corporation that carries on a credit reporting business.

  • Reportable Compliance Event means that any Covered Entity becomes a Sanctioned Person, or is charged by indictment, criminal complaint or similar charging instrument, arraigned, or custodially detained in connection with any Anti-Terrorism Law or any predicate crime to any Anti-Terrorism Law, or has knowledge of facts or circumstances to the effect that it is reasonably likely that any aspect of its operations is in actual or probable violation of any Anti-Terrorism Law.

  • Assessment of Compliance As defined in Section 3.21.

  • Credit report means any written, oral, or other communication of

  • Evaluation Report means that document which becomes a part of the employee’s personnel file.

  • Compliance Department means the Chief Compliance Officer of Federated and those other individuals designated by him or her as responsible for implementing this Code and the Associated Procedures.

  • Reporting Requirement By January 31, 2017, the District will provide for OCR’s review and approval the Web Accessibility Policy drafted consistent with Item 1.

  • Compliance Forester means the DNR staff person(s) identified in the Pre-Work Conference who perform the compliance inspections, approve Work, recommend payment to the Contract Manager, and manage the Work Schedule.

  • Reporting Requirements As defined in Section 11.15.

  • Compliance Date means, in each case, the date by which compliance is required under the referenced provision of ARRA’s or HIPAA’s implementing regulations, as applicable.

  • Sustainability Report means the annual non-financial disclosure form according to the GRI Standard for Sustainability Reporting publicly reported by the Borrower and published on an Internet or intranet website to which each Lender and the Administrative Agent has or has been granted access free of charge.

  • Trading Compliance Policy means the written policy of the Company pertaining to the purchase, sale, transfer or other disposition of the Company’s equity securities by Directors, Officers, Employees or other service providers who may possess material, nonpublic information regarding the Company or its securities.

  • CMSA Historical Liquidation Report means a report substantially in the form of, and containing the information called for in, the downloadable form of the "Historical Liquidation Report" available as of the Closing Date on the CMSA Website, or such other form for the presentation of such information and containing such additional information as may from time to time be approved by the CMSA for commercial mortgage securities transactions generally.

  • Compliance Order means an order issued by the Code Enforcement Officer pursuant to subdivision (a) of section 15 of this local law.

  • Compliance schedule means a schedule of events, by date, which will result in compliance with these regulations.

  • Document of Compliance has the meaning given to it in the ISM Code.

  • Reconciliation Report refers to the Reconciliation Report as referenced in s. 1 of Reg 200/21 under Connecting Care Act, 2019.

  • Compliance Costs means all expenses, commitments or obligations in excess of one million dollars ($1,000,000) incurred by Carrier or required to be incurred by Carrier to comply with a Change in Law, irrespective of whether such expenses, commitments or obligations are to be incurred as a one-time expenditure or periodically for an extended period.

  • Administrative and Audit Regulations means all applicable statutes, regulations, and other laws governing administration or audit of this Contract (including the regulations included in Title 2, Part 200, of the Code of Federal Regulations; Chapter 321 of the Texas Government Code; Subchapter F of Chapter 2155 of the Texas Government Code; and the requirements of Article VII herein).