Compliance Exception definition

Compliance Exception means a noncompliance that is addressed in Section 3A.1 of Appendix 4C, and is not pursued through an enforcement action under Section 5.0 of Appendix 4C to these Rules of Procedure by a Compliance Enforcement Authority.
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Examples of Compliance Exception in a sentence

  • Compliance Exception FIRM NAME SIGNATURE CITY OF ATLANTA DEPARTMENT OF PROCUREMENTBIDDING INSTRUCTIONS, TERMS AND CONDITIONS 1.

  • Upon closing the noncompliance as a Compliance Exception within Align, which would occur immediately upon the CEA’s determination that Compliance Exception treatment is appropriate, NERC would provide FERC notice of the disposition.

  • The proposed enforcement ROP revisions for the Compliance Exception and Self-Logging programs are the natural next steps for the risk-based CMEP, representing more efficient means to resolve minimal risk noncompliance while maintaining an appropriate level of visibility and allowing the ERO Enterprise to identify trends or emerging risks related to minimal risk noncompliance.

  • Specifically, the ERO Enterprise proposes to:• Exempt properly self-logged items from the Preliminary Screen and subsequent reporting and disposition processes; and• Adopt a process for reviewing Compliance Exception determinations by exception, instead of the monthly process of submission and duplicative review of all Compliance Exceptions by the Compliance Enforcement Authority (“CEA”), NERC, and then FERC.

  • Just as FERC Enforcement Staff uses the factors set forth in FERC’s Revised Policy Statement on Enforcement when determining whether to close a self-report or open an investigation,32 the ERO Enterprise will continue to use the approved factors when determining whether a matter is appropriate for Compliance Exception treatment.331.

  • NERC and FERC staff review the Compliance Exceptions after the Regional Entities to evaluate whether the submitted noncompliance is appropriate for Compliance Exception treatment.

  • Then, instead of recording every Compliance Exception in a spreadsheet, the CEA would close the noncompliance.

  • The Compliance Exception would be considered closed unless it is later determined that: 1) there was a material misrepresentation of fact, or 2) the registered entity did not complete the specified mitigating activities.

  • Compliance Exceptions would still have to be mitigated, within one year of notification to NERC and FERC of Compliance Exception treatment.

  • In approving the expansion of the FFT program, FERC recognized the efficiencies that had resulted from the FFT program.25Building on the success of the FFT program, the ERO Enterprise developed the Compliance Exception and Self-Logging programs to further streamline the resolution of minimal risk noncompliance with NERC Reliability Standards.

Related to Compliance Exception

  • Title V operating permit means a permit issued under Chapter 3745-77 of the Administrative Code.

  • Compliance Audit means the procedure (in a form advised by the GLA from time to time) by which an auditor independent of the Grant Recipient certifies (at the Grant Recipient's cost) whether the Named Projects developed or Rehabilitated pursuant to this Agreement satisfy the GLA's procedural compliance requirements (as described in the Affordable Housing Capital Funding Guide);

  • Covenant Compliance Event means that Excess Availability at any time is less than ten (10%) percent of the Loan Cap (without giving effect to the Term Loan Reserve). For purposes hereof, the occurrence of a Covenant Compliance Event shall be deemed continuing until Excess Availability has exceeded the amount set forth above for thirty (30) consecutive days, in which case a Covenant Compliance Event shall no longer be deemed to be continuing for purposes of this Agreement. The termination of a Covenant Compliance Event as provided herein shall in no way limit, waive or delay the occurrence of a subsequent Covenant Compliance Event in the event that the conditions set forth in this definition again arise.

  • Compliance schedule means a schedule of events, by date, which will result in compliance with these regulations.

  • Compliance Date means, in each case, the date by which compliance is required under the referenced provision of ARRA’s or HIPAA’s implementing regulations, as applicable.