Compliance Log definition

Compliance Log means the log created and maintained pursuant to Section 5.1.1 of this Agreement.
Sample 1Sample 2Sample 3
Compliance Log means the compliance log set forth in Section 10.1(c) in this Agreement.‌
Sample 1Sample 2
Compliance Log means the log created and maintained pursuant to Section
Sample 1Sample 2

Examples of Compliance Log in a sentence

  • Copies of such kites/complaints shall be maintained and kept with the Compliance Log referenced in 5.1.3 above.

  • The Compliance Officer will document all incidences of non-compliance on the Compliance Log.

  • The Compliance Log is a record summary of compliance disclosures and shall be maintained by the ACO Compliance Officer (or his or her designee) in accordance with this Policy.

  • The purpose of RCI-005 is to outline required maintenance of the Compliance Log (as defined in CPG-001).

  • It is the ACO's policy to respond to all compliance matters brought to the ACO Compliance Officer's attention and to maintain a Compliance Log of such matters.

  • The City shall have access to the Compliance Log during normal business hours and a summary shall be included within the Annual Review.

  • Notice of the Compliance Log shall be given to each businesses and persons operating and entering upon the Property to the satisfaction of the City.

  • The Compliance Officer will summarize the Compliance Log and report it to the Quality Improvement Committee quarterly.

  • COMPLIANCE PROGRAM DOCUMENTATIONTo ensure successful implementation of the compliance standards, to track compliance violations, and to document the department’s commitment to compliance, ADMH has developed the following documentation procedures: Compliance LogDocumentation of violation investigations and results will be maintained by the Compliance Officer in the Compliance Log.

  • Information from the Hotline Log will be cross-referenced in the Compliance Log.


More Definitions of Compliance Log

Compliance Log means records of activities undertaken by Compliance concerning any investigation of compliance matters, SAR filings, AML training, and any other relevant compliance matters as more specifically disclosed in the policies and procedures. The log may be comprised of one or more electronic or paper ledgers or databases.
Sample 1

Related to Compliance Log

  • Compliance Report means, as applicable in relation to the test being conducted, a report containing the results of the Compliance Tests carried out by State Street.

  • Compliance Review means an inspection of the home, grounds, and files to determine compliance with these regulations.

  • Compliance Plan means the compliance obligations, program, and procedures described in this Consent Decree at paragraph 13.

  • Compliance Order means an order issued by the Code Enforcement Officer pursuant to subdivision (a) of section 15 of this local law.

  • Compliance Statement is that certain statement in the form attached hereto as Exhibit B.

  • Compliance Audit means the procedure (in a form advised by the GLA from time to time) by which an auditor independent of the Grant Recipient certifies (at the Grant Recipient's cost) whether the Named Projects developed or Rehabilitated pursuant to this Agreement satisfy the GLA's procedural compliance requirements (as described in the Affordable Housing Capital Funding Guide);

  • Compliance Forester means the DNR staff person(s) identified in the Pre-Work Conference who perform the compliance inspections, approve Work, recommend payment to the Contract Manager, and manage the Work Schedule.

  • compliance notice means a notice served in accordance with regulation 21(2); “conformity assessment procedure” means any procedure referred to in regulation 6;

  • Trading Compliance Policy means the written policy of the Company pertaining to the purchase, sale, transfer or other disposition of the Company’s equity securities by Directors, Officers, Employees or other service providers who may possess material, nonpublic information regarding the Company or its securities.

  • Compliance schedule means a schedule of events, by date, which will result in compliance with these regulations.

  • Compliance Date means, in each case, the date by which compliance is required under the referenced provision of ARRA’s or HIPAA’s implementing regulations, as applicable.

  • Compliance Program means the program established by CNYCC to prevent, detect, and address compliance issues that arise with respect to PPS operations, projects or activities.

  • Compliance Department means the Chief Compliance Officer of Federated and those other individuals designated by him or her as responsible for implementing this Code and the Associated Procedures.

  • Compliance agreement means a written agreement between a person and the Commissioner to achieve compliance with this quarantine.

  • Compliance year means the calendar year beginning with June 1 and ending with May 31 of the following year, for which a Retail Electricity Supplier must demonstrate that it has met the requirements of this Regulation.

  • Compliance Officer means Company Secretary or such other senior officer, who is financially literate and is capable of appreciating requirements for legal and regulatory compliance under these regulations designated so and reporting to the Board of Directors and who shall be responsible for compliance of policies, procedures, maintenance of records, monitoring adherence to the rules for the preservation of unpublished price sensitive information, monitoring of trades and the implementation of the codes specified in these regulations under the overall supervision of the Board of Directors of the Company.

  • Statement of Compliance means the statement forming part of a Tender indicating the Bidders compliance with the Specification.

  • Covenant Compliance Worksheet means a fully completed worksheet in the form of Attachment A to Exhibit C.

  • Document of Compliance has the meaning given to it in the ISM Code.

  • Compliance as used in this clause, means compliance with:

  • Compliance Period means a period of time that the Development shall conform to all set-aside requirements as described further in the rule chapter and agreed to by the Applicant in the Application.

  • Compliance Showings means the RAR compliance or advisory showings (or similar or successor showings), that an LSE is required to make to the CPUC (and, to the extent authorized by the CPUC, to the CAISO) pursuant to the CPUC Decisions, to the CAISO pursuant to the CAISO Tariff, or to any Governmental Body having jurisdiction.

  • Repeat compliance period means any subsequent compliance period after the initial compliance period.

  • Reporting Requirement By January 31, 2017, the District will provide for OCR’s review and approval the Web Accessibility Policy drafted consistent with Item 1.

  • major non-compliance outcome notification means a notification received by a council under section 19N(3) or (4) of the Food Act 1984, or advice given to council by an authorized officer under that Act, of a deficiency that does not pose an immediate serious threat to public health but may do so if no remedial action is taken

  • StarCompliance Code of Ethics application means the web-based application used to electronically pre-clear personal securities transactions and file many of the reports required herein. The application can be accessed via the AB network at: https://alliance-ng.starcompliance.com/.