Corporate Broker definition

Corporate Broker means the FINRA Member Broker-Dealer selected by the Company and approved by OTC Markets Group to serve as the OTCQX Sponsor for a U.S. bank.
View Source
Corporate Broker means Nplus1 Singer Advisory LLP (N+1 Singer) and J.P. Morgan Securities plc (JPM);
View Source
Corporate Broker means Nplus1 Singer Advisory LLP (N+1 Singer);
View Source

Examples of Corporate Broker in a sentence

  • Corporate Broker: Commission Schedules for Welfare Benefit Contracts‌ Unless otherwise set forth in this Appendix, capitalized terms shall have the same definitions and meaning as set forth in the Brokerage Agreement, as amended from time to time, which are hereby incorporated by reference.

  • INM ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ (CEO) +▇▇▇ ▇ ▇▇▇ ▇▇▇▇ Lazard (Financial Adviser to INM) ▇▇▇▇▇▇▇▇ ▇▇▇▇▇ / ▇▇▇▇▇▇▇▇ ▇▇▇▇ +▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇ ▇▇▇▇ (Corporate Broker to INM) ▇▇▇▇ ▇▇▇▇▇▇ / ▇▇▇▇▇ ▇▇▇▇▇▇ +▇▇▇ ▇ ▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ (Public Relations Adviser to INM) ▇▇▇▇▇ ▇▇▇▇ +▇▇▇ ▇▇ ▇▇▇▇ ▇▇▇ Mediahuis An Steylemans (Head of Mediahuis Group Communication) +▇▇ ▇▇▇ ▇▇ ▇▇ ▇▇ ▇.▇.

  • Kofax and Bidco ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇.▇▇▇ Shore Capital (Financial Adviser to Kofax and Bidco) ▇▇▇▇▇▇▇▇ ▇▇▇▇▇ / ▇▇▇▇▇▇ ▇▇▇▇ (Corporate Advisory) ▇▇▇ ▇▇▇▇▇▇▇ (Corporate Broking) +▇▇ (▇)▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, Chief Executive Officer +▇▇ (▇) ▇▇ ▇▇▇▇ ▇▇▇▇ Canaccord Genuity (Financial Adviser, Nominated Adviser and Corporate Broker to Tungsten) ▇▇▇▇▇ ▇▇▇▇▇▇▇ +▇▇ (▇) ▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ & ▇▇▇▇▇ International LLP is acting as legal adviser to Bidco and Kofax.

  • An assignment of this Contract, a transfer of all or any portion of the Corporate Broker or all or any portion of the BROKER’s business, a change in control of the Corporate Broker, a change in the directors of the BROKER or an amalgamation of the Corporate Broker with another entity, contrary to the provisions of this section shall constitute a breach of the Contract.

  • The assignment of this Contract by the BROKER, the transfer or sale of all or a portion of the BROKER or its business, a change in control of the Corporate Broker, a change in directors of the Corporate Broker or an amalgamation of the Corporate Broker with another entity, without the consent of the Company, provided that the Company elects to terminate this Contract immediately.

  • Witness: Name: Title: Witness: Name: Corporate Broker Name: By: Name: Title: I have authority to bind the corporation.

  • Commenting on the Brookfield Offer, ▇▇▇▇ ▇▇▇▇▇▇, President of ▇▇▇▇▇▇▇▇▇▇’s Private Equity Group, said: Network ▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇.▇▇▇▇▇▇ PJT Partners (Financial Adviser to Network) ▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ +▇▇ ▇▇ ▇▇▇▇ ▇▇▇▇ Citi (Financial Adviser and Corporate Broker to Network) ▇▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇▇▇ +▇▇ ▇▇ ▇▇▇▇ ▇▇▇▇ ▇.▇.

  • The BROKER undertakes to provide the Company sixty (60) days prior written notice of any change of control, merger or consolidation, or of any sale, issuance or transfer of more than 5% of the voting shares in the capital of the Corporate Broker or of any amalgamation of the Corporate Broker with another entity, or any change in the directors of the Corporate Broker.

  • Network ▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇.▇▇▇▇▇▇ PJT Partners (Financial Adviser to Network) ▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ +▇▇ ▇▇ ▇▇▇▇ ▇▇▇▇ Citi (Financial Adviser and Corporate Broker to Network) ▇▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇▇▇ +▇▇ ▇▇ ▇▇▇▇ ▇▇▇▇ ▇.▇.

Related to Corporate Broker

  • Associate broker means a licensed broker who is employed by

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • REAL ESTATE BROKERS The following real estate brokers (collectively, the "BROKERS") and brokerage relationships exist in this transaction and are consented to by the Parties (check applicable boxes): Cornish & Care▇ ▇▇▇mercial represents [X] Lessor exclusively ("LESSOR'S BROKER"); [ ] both Lessor and Lessee, and Wayn▇ ▇▇▇▇▇▇ ▇▇▇ociates represents [X] Lessee exclusively ("LESSEE'S BROKER"); [ ] both Lessee and Lessor. (See Paragraph 15 for further provisions.)

  • Data Broker means either of the following: