Custodied securities means securities held by the custodian or its agent or in a clearing corporation, including the Treasury/Reserve Automated Debt Equity Securities System (TRADES) or Treasury Direct systems.
Custodied securities means securities held by or through a custodian when held directly by the custodian or held for the account of the custodian in an authorized clearing corporation or in the federal reserve book entry system.
Custodied securities means securities held by the custodian or its agent or in a clearing corporation, including the TRADES or treasury direct systems.
Examples of Custodied securities in a sentence
A ](c) a broker/dealer that shall be registered with and subject to jurisdiction of the Securities and Exchange Commission, maintains membership in the Securities Investor Protection Corporation, and has a tangible net worth equal to or greater than [two hundred fifty million dollars (]$250,000,000[)].[D.](4) "Custodied securities" means securities held by the custodian or its agent, or that are being cleared or transferred through a clearing corporation.[ E.
Custodied securities may be commingle with other securities held by Custodian.
Custodied securities in bearer form will be maintained in that form and not re- registered in any nominee name, except on specific instruction from Owner as to a particular security.
More Definitions of Custodied securities
Custodied securities means securities held by the custodian or its agent, or that are being cleared or transferred through a clearing corporation.
Custodied securities means securities held by the custodian
Custodied securities means securities held by the custodian bank, its nominee, a clearing corporation, the Federal Reserve book-entry system, or in any combination of these entities.
Custodied securities means securities held by the custodian or its agent or in a clearing corporation, including the treasury/reserve automated debt equity securities system or treasury direct systems.
Custodied securities. ’ means securities held by the custodian or held for the account of the custodian in an authorized clearing corpora- tion, in the federal reserve bank book-entry sys- tem, or in a United States bank.
Custodied securities means securities held by the custodian or its agent or in a clearing corporation, including
Custodied securities means securities held by the custodian bank, its nominee, a clear- ing corporation, the Federal Reserve book-entry system, or in any combination of these enti- ties.