Dealer Commission definition
Examples of Dealer Commission in a sentence
The Dealer shall receive, for sales of shares of the Funds' common stock, the applicable Dealer Commission or other compensation as set forth in Schedule A attached hereto and made a part hereof.
If any Shares sold to Dealer under the terms of this Agreement are repurchased by a Fund, or are tendered for redemption, within seven business days after the date of Distributor’s confirmation of the original purchase by Dealer, Dealer shall promptly refund to Distributor the full Dealer Commission received by Dealer pursuant to Section 4(a) above or Distributor reserves the right to deduct such amount from any current or future compensation due Dealer.
Dealer shall not receive any Dealer Commission with respect to certain transactions which are exempt from sales charges and will receive the reduced Dealer Commissions which correspond to the reduced sales charges applicable to certain types of transactions (e.g., transactions involving letters of intent or rights of accumulation), as set forth in a Fund’s Prospectus, which are hereby incorporated herein by reference and which may be modified from time to time by a Fund.
Dealer will pay MFD, or its designated agent, which agent may be the Funds, the offering price, less any Dealer Commission to which Dealer is entitled, within three (3) business days of confirmation of Dealer’s order, or such shorter time as may be required by law.
Dealer will pay CUNA Brokerage, or its designated agent, the offering price, less any Dealer Commission to which Dealer is entitled, within three (3) business days of CUNA Brokerage's confirmation of Dealer's order, or such shorter time as may be required by law.
Initial Development fee based on generic print only for: CDLY (print & electronic) & CSUP statements (print only), DCOM Dealer Commission, MTFS, DIVA Checks/Reports (print only); DIVC dividend checks (print only); Escheatment letters & 17AD-17 letters (print only); YPCT generic Tax forms (print & electronic)—Does not include K1 forms; MCB Statements (print only); Investor statements (print & electronic).
Per hour $ 150.00 2 Initial Development – Print Processing Only Initial Development fee based on generic print only for: CDLY & CSUP statements, DCOM Dealer Commission, MTFS, DIVA Checks/Reports; DIVC dividend checks; Escheatment letters & 17AD-17 letters; YPCT Tax forms (does not include K1 forms); and MCB Statements.
If any Shares sold to Dealer under the terms of this Agreement are repurchased by the Fund, or are tendered for redemption, within seven business days after the date of the Company's confirmation of the original purchase by Dealer, Dealer shall promptly refund to the Company the full Dealer Commission received by Dealer pursuant to 4(a) above.
One Time only –year 1 $ 50,000.00 Initial Development fee based on generic print only for: CDLY (print & electronic) & CSUP statements (print only), DCOM Dealer Commission, MTFS, DIVA Checks/Reports (print only); DIVC dividend checks (print only); Escheatment letters & 17AD-17 letters (print only); YPCT generic Tax forms (print & electronic)—Does not include K1 forms; MCB Statements (print only); Investor statements (print & electronic).
Initial Development fee based on generic print only for: CDLY & CSUP statements, DCOM Dealer Commission, MTFS, DIVA Checks/Reports; DIVC dividend checks; Escheatment letters & 17AD-17 letters; YPCT Tax forms (does not include K1 forms); and MCB Statements.