Dealer Concession definition

Dealer Concession. Not in excess of [__]% of the Principal Amount of these Series 200[__]-[__] Gross Proceeds: Notes Estimate of Total Fees and Commissions: [Supplemental information for Disclosure Package] SCHEDULE 8 DRAFT PROSPECTUS SUPPLEMENT/FINAL TERMS SCHEDULE 9 DRAFT BASE PROSPECTUS SIGNATURES The Issuer TURQUOISE CARD BACKED SECURITIES PLC By: --------------------------------- HSBC BANK PLC By: --------------------------------- Loan Note Issuer No.1 TURQUOISE FUNDING 1 LIMITED By: --------------------------------- The Receivables Trustee TURQUOISE RECEIVABLES TRUSTEE LIMITED By: --------------------------------- The Arranger and a Dealer HSBC BANK PLC By: --------------------------------- EXECUTION PAGE RECEIVABLES TRUSTEE EXECUTED as a Deed by ) TURQUOISE RECEIVABLES ) /s/ M▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ TRUSTEE LIMITED ) ) HSBC EXECUTED as a Deed ) ) By R▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ ) /s/ R▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ acting as attorney ) for and on behalf of ) HSBC BANK PLC ) in the presence of: )
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Dealer Concession apply only to the Load Funds and the CDSC Funds. All commissions and concessions are subject to change without notice by us and will comply with any changes in regulatory requirements. You agree that you will not combine customer orders to reach breakpoints in commissions for any purpose whatsoever unless authorized by the Prospectus or by us in writing.
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Examples of Dealer Concession in a sentence

  • Dealer Concession: 1% CDSC: 1% for one year from the date of each purchase.

  • Upon termination of this Agreement, all compensation to the Broker-Dealer hereunder shall cease; however, Broker-Dealer shall continue to be liable for any chargebacks pursuant to the provisions of said Dealer Concession and Commissions Schedule or for any other amounts advanced by or otherwise due GIAC hereunder.

  • GIAC may, upon at least ten (10) days prior written notice to Broker-Dealer change the Dealer Concession and Commissions Schedule.

  • GISC will provide Broker-Dealer with a copy of GIAC's current Dealer Concession and Commissions Schedule.

  • If any Shares sold to Dealer under the terms of this Agreement are repurchased by a Fund, or are tendered for redemption, within seven business days after the date of Distributor’s confirmation of the original purchase by Dealer, Dealer shall promptly refund to Distributor the full Dealer Concession received by Dealer pursuant to Section 4(a) above or Distributor reserves the right to deduct such amount from any current or future compensation due Dealer.

  • Dealer shall not receive any Dealer Concession with respect to certain transactions which are exempt from sales charges and will receive the reduced Dealer Concessions which correspond to the reduced sales charges applicable to certain types of transactions (e.g., transactions involving letters of intent or rights of accumulation), as set forth in a Fund’s Prospectus, which are hereby incorporated herein by reference and which may be modified from time to time by a Fund.

  • Dealer shall not receive any Dealer Concession with respect to certain transactions which are exempt from sales charges and will receive the reduced Dealer Concessions which correspond to the reduced sales charges applicable to certain types of transactions (e.g., transactions involving letters of intent or rights of accumulation), as set forth in a Fund's Prospectus, which are hereby incorporated herein by reference and which may be modified from time to time by a Fund.

  • In consideration of and as full compensation for the supervision and services provided under this Agreement, GIAC shall pay the Firm compensation as permitted by Applicable Laws in accordance with the current Dealer Concession and Commission Schedule, attached as Exhibit B.

  • The Unadjusted Gross Dealer Concession is equal to the following percentages of variable annuity Gross Premiums paid during the month and variable annuity Contract Values at the end of each calendar quarter for contracts which have passed their first policy anniversary.

  • The Unadjusted Gross Dealer Concession is the Gross Dealer Concession that would have been paid had the variable annuity not resulted from a replacement of a annuity.