Designated Dealers definition
Examples of Designated Dealers in a sentence
The Fund has also agreed to pay the Distributor such amounts as are set forth in the Fund's Distribution Plans (the "Plan") adopted in accordance with Rule 12b-1 under the 1940 Act with respect to each of the Fund's Class A, Class B and Class C Shares whereby the Fund may pay the Distributor (or other "Designated Dealers" as defined in the Plan) for certain distribution expenses incurred in connection with the offering and sales of Fund Shares.
Regardless of any Designated Dealers submitted by Vendor, Vendor specifically agrees and acknowledges that any such designations are for Vendor’s convenience only and shall not, if Vendor is awarded a Contract, relieve Vendor of any obligations under the Contract, including payment of Cooperative service fees on all Purchase Orders submitted to Vendor or any Designated Dealer.
If awarded, Vendor authorizes the Cooperative, in its sole discretion, to list any Vendor Designated Dealers in the BuyBoard system and to receive Purchase Orders directly from Cooperative members on behalf of Vendor.
The Dealer Manager and each of the Other Designated Dealers shall comply with all applicable requirements of the Exchange Act, any applicable rules and regulations promulgated under the Exchange Act, including, but not limited to, SEC Rule 15c2-4, any applicable state securities laws and the rules and regulations thereunder, and the regulations of FINRA relating to the offering of the Securities.
You have the right to cancel your Services if such changes are no longer acceptable to you; however, you will be considered to have accepted upon your continued use of the Services after the specified effective date.
If any checks made payable to the Company or the Transfer Agent or payments are delivered to Dealer Manager or Other Designated Dealers, the Dealer Manager or the Other Designated Dealer, as the case may be, will forward such checks to the Escrow Agent by noon of the next business day after receipt thereof.
In accordance with the General Terms and Conditions, an awarded Vendor shall remain responsible and liable for all of its obligations under the Contract and the performance of both Vendor and any of Vendor’s Designated Dealers under and in accordance with the Contract and remain subject to all remedies for default thereunder, including, but not limited to suspension and termination of Vendor’s Contract for nonpayment of service fees.
If you are a product manufacturer and wish to designate Designated Dealers as defined in the General Terms and Conditions to receive Cooperative member Purchase Orders on your behalf, you must complete the Manufacturer Designated Dealer form.
Further, the Cooperative’s administrator shall be authorized to remove or suspend any or all Designated Dealers from the BuyBoard at any time in its sole discretion.
To facilitate the bridging arrangements to be carried out by the Designated Dealer and/or the Alternate Designated Dealer and/or their respective Affiliate(s), the Company acknowledges (i) the role of JPM Broking as the designated dealer appointed by JPM SAPL with the authorization of the Company granted to JPM SAPL under the Designated Dealers Engagement Letter; and (ii) the role of ▇.▇.