Eagle Access Person definition

Eagle Access Person means: (1) any director, officer or Investment Personnel of EAM, EBIM, EFD or EFS; (2) any Eagle Employee who, in connection with his regular function or duties, makes, participates in or obtains information regarding the purchase or sale of Securities by an Advisory Client, or whose functions relate to the making of any recommendations with respect to purchases or sales; and (3) any natural person in a control relationship to the Funds or EAM who obtains information concerning recommendations made to the Fund with regard to the purchase and sale of securities by the Funds.
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Eagle Access Person means: (1) any director, officer or Investment Personnel of EAM, or an affiliate, other than an Independent Fund Trustee; (2) any Eagle Employee who, in connection with their regular function or duties, makes, participates in or obtains information regarding the purchase or sale of Securities by an Advisory Client, or whose functions relate to the making of any recommendations with respect to purchases or sales; (3) any natural person in a control relationship to the Funds or EAM affiliate who obtains information concerning recommendations made to the Fund with regard to the purchase and sale of securities by the Funds; and (4) excludes those persons defined as ‘contractors’ via human resources, unless it is deemed such contractor would have ongoing access to material, non- public information; and (5) excludes Non-Employee directors of CTA, provided they have no knowledge of CTA’s pending or current program trading activity in the securities they are trading..
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Eagle Access Person means: (1) any director, officer or Investment Personnel of CTA, EAM,
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Related to Eagle Access Person

  • Access Person means:

  • Non-Access Person means and include:

  • Access Persons means any employee, officer, or director (provided that directors may rebut the presumption of access established under Rule 17j-1(a)(1) by way of certification) of the Company. Contractors, interns, and other temporary staff are not generally included; however, we seek separate confidentiality representations from such persons.

  • Homeless person means the same as defined in section 48A.2.

  • stateless person means a person as referred to in Article 1 of the Convention relating to the Status of Stateless Persons, done at New York on 28 September 1954;