Equity Securities Notice definition

Equity Securities Notice has the meaning assigned to such term in Section 5.12(b)(vii)(A).

Examples of Equity Securities Notice in a sentence

  • GV 2017, L.P. 2,132,696 [Schedule I to Stockholder Support Agreement] Company Stockholder Shares of Common Stock Shares of Series A-1 Preferred Stock Shares of Series A Preferred Stock Shares of Series B Preferred Stock Shares of Series C Preferred Stock Shares of Series D Preferred Stock Rights to Acquire Equity Securities Notice Information Xxxxx Xxxxxxxxxx 53,317 LifeForce Capital Fund I, LP 213,270 Multiple Holdings, LLC 898,490 431,783 Nexus Opportunity Fund II, Ltd.

Related to Equity Securities Notice

  • Equity Securities means, with respect to any Person that is a legal entity, any and all shares of capital stock, membership interests, units, profits interests, ownership interests, equity interests, registered capital, and other equity securities of such Person, and any right, warrant, option, call, commitment, conversion privilege, preemptive right or other right to acquire any of the foregoing, or security convertible into, exchangeable or exercisable for any of the foregoing, or any Contract providing for the acquisition of any of the foregoing.

  • Hybrid Equity Securities means securities issued by Borrower or any subsidiary that (a) are classified as possessing a minimum of (i) “intermediate equity content” by S&P and (ii) “Basket C equity credit” by Moody’s and (b) do not contain any scheduled principal payments or prepayments or any mandatory redemptions or mandatory repurchases prior to the date that is at least 91 days after the latest applicable Maturity Date.

  • voting equity securities means equity securities having voting power for the election of directors, whether at all times or only so long as no senior class of security has such voting power by reason of any contingency.

  • Equity Security means any stock or similar security, including, without limitation, securities containing equity features and securities containing profit participation features, or any security convertible into or exchangeable for, with or without consideration, any stock or similar security, or any security carrying any warrant, right or option to subscribe to or purchase any shares of capital stock, or any such warrant or right.

  • Applicable Securities Law means the securities laws of the United States, including without limitation the Exchange Act and the Securities Act and any applicable securities law of any State of the United States (and any rules or regulations promulgated thereunder), in each case as may be in effect from time to time.

  • Registration Notice has the meaning specified in Section 2.1(a).

  • Security, Securities shall have the meaning set forth in Section 2(1) of the Securities Act;

  • Public Offering means any offering by the Company of its equity securities to the public pursuant to an effective registration statement under the Securities Act or any comparable statement under any comparable federal statute then in effect (other than any registration statement on Form S-8 or Form S-4 or any successor forms thereto).

  • Qualifying Public Offering means a firm commitment underwritten public offering of Stock for cash where the shares of Stock registered under the Securities Act are listed on a national securities exchange.

  • Additional Ordinary Shares means Ordinary Shares issued by the Guarantor following the issuance of the Subscribed Ordinary Shares;

  • New Ordinary Shares means the new Ordinary Shares arising on Conversion of the C Shares;

  • Exchangeable Securities means any securities of any trust, limited partnership or corporation other than the Trust that are convertible or exchangeable directly for Units without the payment of additional consideration therefore;

  • Company Ordinary Shares means the shares of par value $1.00 each in the Company.

  • Conversion Shares Registration Statement means a registration statement that registers the resale of all Conversion Shares of the Holders, who shall be named as “selling stockholders” therein and meets the requirements of the Registration Rights Agreement.

  • Lock-Up Securities shall have the meaning set forth in Section 4.1.

  • Applicable Securities Laws means the applicable securities legislation of each relevant province and territory of Canada, as amended from time to time, the rules, regulations and forms made or promulgated under any such statute and the published national instruments, multilateral instruments, policies, bulletins and notices of the securities commission and similar regulatory authority of each province and territory of Canada.

  • A Ordinary Shares means the A ordinary shares of £0.01 each in the capital of the Company;

  • Demand Registration Request shall have the meaning set forth in Section 3.1.1(a).

  • Coop Shares Shares issued by a Cooperative Corporation.

  • Equity Shares means the Common Shares and any shares of any other class or series of the Corporation which may from time to time be authorized for issue if by their terms such shares confer on the holders thereof the right to participate in the distribution of assets upon the voluntary or involuntary liquidation, dissolution or winding up of the Corporation beyond a fixed sum or a fixed sum plus accrued dividends;

  • sweat equity shares means equity shares issued by a company to its employees or directors at a discount or for consideration other than cash for providing know-how or making available rights in the nature of intellectual property rights or value additions, by whatever name called;

  • Exempt Securities has the meaning set forth in Section 4.4(d).

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.

  • Common Shares means the common shares in the capital of the Company;

  • Parity Securities has the meaning specified therefor in Section 2.02(b) of this Agreement.

  • Registration Request has the meaning set forth in Section 2.01(a).