Equity Securities Offering definition

Equity Securities Offering means any underwritten registered offering of Relevant Securities, and any offering or placement of any Relevant Securities pursuant to Rule 144A under the Securities Act.
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Examples of Equity Securities Offering in a sentence

  • EMS shall have consummated the Permitted Preferred Equity Securities Offering.

  • A Qualifying Equity Securities Offering shall include any equity or equity linked securities transaction, including, without limitation, the NWRA Convertible Note Transaction.

  • Enter into any merger, consolidation, reorganization, or recapitalization, or reclassify its capital stock, or liquidate, wind up, or dissolve itself (or suffer any liquidation or dissolution), or convey, sell, assign, lease, transfer, or otherwise dispose of, in one transaction or a series of transactions, all or any substantial part of its property or assets; provided, that EMS may issue preferred equity securities and warrants pursuant to the Permitted Preferred Equity Securities Offering.

  • Cause, permit, or suffer, directly or indirectly, any Change of Control; provided, that EMS may consummate the Permitted Preferred Equity Securities Offering, and issue common stock upon conversion and upon exercise of the warrants provided therein.