Excluded Registration Statement definition

Excluded Registration Statement means a registration statement relating solely to the registration of the sale of securities (i) other than for cash, (ii) to participants in a Company stock plan or employee benefit plan, agreement or arrangement, and (iii) in a transaction covered by Rule 145 under the Act or the resale of securities issued in such a transaction.
Excluded Registration Statement means a registration statement on Form S-4 or Form S-8 or any successor forms promulgated for the same purposes.
Excluded Registration Statement means the registration statement on Form S-1 filed by Company with the Commission on December 7, 2022 (File No. 333-268707), as may be amended from time-to-time, which relates to the spin-off by Ecoark Holdings Inc. of the Company’s common stock and the resale of shares of common stock by certain selling stockholders underlying the Company’s Series C Convertible Preferred Stock and shares of common stock issuable by the Company upon the exercise of certain warrants.

Examples of Excluded Registration Statement in a sentence

  • If a Holder does not elect to include all of its Registrable Securities in any Registration Statement thereafter filed by ViroPharma, such Holder shall nevertheless continue to have the right to include any Registrable Securities in any subsequent Registration Statement or Registration Statements as may be filed by ViroPharma with respect to offerings of its securities (other than an Excluded Registration Statement), all upon the terms and conditions set forth herein.

  • The Santa Fe Solid Waste Management Agency (Agency) is requesting proposals from licensed, qualified medical providers (Offeror) to provide employee medical services including, but not limited to, occupational health, physical exams, drug and alcohol testing, OSHA medical screening and surveillance, respirator fit testing, immunizations, work-related injury care and workers’ comp essentials.

  • Notwithstanding the foregoing, no registrations of securities by the Company on an Excluded Registration Statement shall give rise to the rights of the Shareholders set forth in this Section.


More Definitions of Excluded Registration Statement

Excluded Registration Statement means a (i) registration statement on Form S-4, Form S-8 or any successor forms thereto, filed to effectuate an exchange offer or any employee benefit or dividend reinvestment plan, (ii) any registration statement on Form S-1, Form S-3 or any successor forms thereto, solely registering debt securities, including debt securities that are convertible into equity securities of the Company (or such securities into which the debt securities are convertible), (iii) any registration statement on Form S-1, Form S-3 or any successor forms thereto solely registering equity securities of the Company pursuant to contractual obligations existing on the date hereof except in connection with an underwritten offering, and (iv) any registration statement on Form S-1, Form S-3 or any successor forms thereto solely registering equity securities of the Company for purposes of an equity capital line of credit entered into by the Company with a financial institution that is not an Affiliate of the Company.
Excluded Registration Statement means a (i) Demand Registration Statement, (ii) Shelf Registration Statement or (iii) registration (1) pursuant to a registration statement on Form S-8 (or other registration solely relating to an offering or sale to employees or directors of the Company pursuant to any employee stock or share plan or other employee benefit arrangement) (or successor form), (2) pursuant to a Registration Statement on Form S-4 (or similar form that relates to a transaction subject to Rule 145 under the Securities Act or any successor rule thereto) or (3) in connection with any dividend or distribution reinvestment plan.
Excluded Registration Statement means a (i) registration statement on Form X-0, Xxxx X-0 or any successor forms thereto, filed to effectuate an exchange offer or any employee benefit or dividend reinvestment plan, (ii) any registration statement on Form X-0, Xxxx X-0 or any successor forms thereto, solely registering debt securities, including debt securities that are convertible into equity securities of the Company (or such securities into which the debt securities are convertible), (iii) any registration statement on Form X-0, Xxxx X-0 or any successor forms thereto solely registering equity securities of the Company pursuant to contractual obligations existing on the date hereof except in connection with an underwritten offering, and (iv) any registration statement on Form X-0, Xxxx X-0 or any successor forms thereto solely registering equity securities of the Company for purposes of an equity capital line of credit entered into by the Company with a financial institution that is not an Affiliate of the Company.
Excluded Registration Statement is defined in Section 2.3(a).
Excluded Registration Statement means a (i) Demand Registration Statement, (ii) Shelf Registration Statement or
Excluded Registration Statement means a Registration Statement under the 1933 Act on Form X-0, X-0 or S-8 or similar or successor registration statement forms of the SEC under the 1933 Act.
Excluded Registration Statement means the Company’s registration statement on Form S-1, File No. 333-207460, and including, the Prospectus, amendments and supplements thereto, including pre- and post-effective amendments, and any successor registration statement relating to the securities registered by such registration statement on Form S-1.