FCA Client Money Rules definition

FCA Client Money Rules means the rules and guidance published from time to time by the FCA in relation to client money, as set out in the Client Assets Sourcebook (“CASS”) of the FCA Rules, in particular Chapter 7.

FCA Client Money Rules means the FCA Rules in relation to client money from time to time;

FCA Client Money Rules means the means the "client money rules" of the FCA set out in the FCA Rules CASS Sourcebook or as updated from time to time.

Examples of FCA Client Money Rules in a sentence

• Any funds provided to you in these circumstances will be treated as client money under the FCA Client Money Rules.

• On receipt of a Trade Instruction, we will be required to transfer your Cash to a Trusted Third Party or our Stockbroker Partner to execute the transaction, however both the Trusted Third Party and our Stockbroker Partner agree to hold your Cash in accordance with the FCA Client Money Rules or to have adequate measures in place as agreed with us to protect your Cash prior to and after the Trade Instruction has been executed.

• All Cash in Embark Personal Pension, the Embark Junior Personal Pension, the Embark ISA, the Embark JISA, the Embark GIA Account and the Embark TPIA is held by us in accordance with the FCA Client Money Rules.

• All the client money accounts are operated in accordance with the applicable FCA Client Money Rules.

• All Cash in the Stocktrade ISA, the Stocktrade GIA and the Stocktrade TPIA is held by us in accordance with the FCA Client Money Rules.

More Definitions of FCA Client Money Rules

FCA Client Money Rules means the FCA requirements for the handling client money

FCA Client Money Rules means the FCA Rules set out in Chapter 7 of the FCA's Client Assets Sourcebook.

FCA Client Money Rules means the rules set out in the FCA’s Client Asset Sourcebook.

FCA Client Money Rules means the UK Financial Conduct Authority’s client money requirements as set out in chapter 7 of the Client Assets Sourcebook, as extended, amended or supplemented from time to time;

FCA Client Money Rules the funds held shall not be subject to FCA Client Money Rules; and

FCA Client Money Rules means the client money rules under the FCA Rules.

FCA Client Money Rules means the client money rules set out in the FCA's Client Assets sourcebook;