Federal Securities Action definition

Federal Securities Action means Fresno County Employees’ Retirement
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Federal Securities Action means Fresno County Employees’ Retirement Association, et al. v. comScore, Inc., et al.,
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Federal Securities Action means Fresno County Employees’ Retirement Association, et al. v. comScore, Inc., et al., No. 1:16-cv-01820 (S.D.N.Y.), and all actions consolidated therein.
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Examples of Federal Securities Action in a sentence

  • At a minimum, sensible coordination with the Federal Securities Action is warranted.

  • Because this decision discusses those rulings at length elsewhere, it passes over them here.The plaintiffs in the Federal Securities Action did not appeal, and the Federal Securities Decision became final.

  • The Federal Securities Action never was certified for class treatment.As with the Appraisal Decision, the second exception could apply only if a named plaintiff in the Federal Securities Action and the plaintiffs here had a pre-existing legal relationship, separate from the prior litigation, that was sufficient to bind the plaintiffs to the judgment.

  • Here again, “[b]eing fellow stockholders is plainly not the type of legal relationship that fits the second exception listed above.” Kohls, 791 A.2d at 769.The third exception could apply only if the plaintiffs had engaged in some conduct in connection with the Federal Securities Action that induced the defendants “reasonably to suppose that the litigation will firmly stabilize the latter’s legal obligations.” Restatement, supra, § 62 cmt.

  • Neither of the stockholders in the Federal Securities Action are parties to this case.

  • Neither of the plaintiffs in this case were parties to the Federal Securities Action.

  • Information uncovered in the Appraisal Proceeding also prompted a fourth set of stockholders to attempt to assert federal securities claims, resulting in the Federal Securities Action.

  • The plaintiffs were not parties to the Federal Securities Action, so issue preclusion does not apply unless the defendants can demonstrate that the plaintiffs fall into one of the exceptions to the general rule.As with the Appraisal Decision, the first exception could apply only if the Federal Securities Action had been properly certified as a class action.

  • In the Federal Securities Action, the federal plaintiffs contended that the Proxy contained material misstatements and omissions in violation of Section 14(a) of the Securities Exchange Act of 1934 and SEC Rule 14a-9.

  • The two actions were consolidated, resulting in the Federal Securities Action.


More Definitions of Federal Securities Action

Federal Securities Action means the securities class action captioned In re Apple Inc. Securities Litigation, Case No. 4:19-cv-02033-YGR, pending in the Federal Court.
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Federal Securities Action means In re Ligand Pharmaceuticals, Inc. Securities Litigation, Master File No. 04 CV 1620 DMS (LSP).
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Related to Federal Securities Action

  • Federal Securities Laws means the Securities Act of 1933, the Securities Exchange Act, the Sarbanes-Oxley Act of 2002, the Investment Company Act, the Investment Advisers Act, Title V of the Gramm-Leach-Bliley Act, any rules adopted by the Securities and Exchange Commission (the “Commission”) under any of these statutes, the Bank Secrecy Act as it applies to investment companies and investment advisers, and any rules adopted thereunder by the Commission or the Department of the Treasury.

  • Federal Securities means: (a) any direct general obligations of the United States of America (including obligations issued or held in book entry form on the books of the Department of the Treasury of the United States of America), for which the full faith and credit of the United States of America are pledged; (b) obligations of any agency, department or instrumentality of the United States of America, the timely payment of principal and interest on which are directly or indirectly secured or guaranteed by the full faith and credit of the United States of America.

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.

  • Securities Act means the Securities Act of 1933, as amended.

  • Securities Acts means the Securities Act of 1933 and the Securities Exchange Act of 1934.

  • U.S. Securities Act means the United States Securities Act of 1933, as amended.

  • Rule 144A Securities means Securities of a series designated pursuant to Section 2.01 as entitled to the benefits of Section 4.03(b).

  • Municipal Securities means municipal securities as described under the heading “Portfolio Contents” in the prospectus or other offering document for a Series of RVMTP Shares.

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c.S.5, as amended, and the regulations thereunder, unless otherwise specified, as the same exist on the date hereof.

  • Securities Act of 1933 means the United States Securities Act of 1933, as from time to time amended.

  • Securities Law means the Israeli Securities Law, 5728-1968.

  • U.S. Securities Laws means all applicable securities legislation in the United States, including without limitation, the U.S. Securities Act, the U.S. Exchange Act and the rules and regulations promulgated thereunder, and any applicable state securities laws;

  • Restricted Securities means the securities of the Company required to be notated with the legend set forth in Subsection 2.12(b) hereof.

  • Rule 144A Notes means all Notes offered and sold to QIBs in reliance on Rule 144A.

  • Israeli Securities Law means the Israeli Securities Law, 5728-1968, as amended, and the regulations promulgated thereunder.

  • Private Exchange Securities shall have the meaning set forth in Section 2.1 hereof.

  • Personal Securities Transactions means any transaction in a Security pursuant to which an Access Person would have a Beneficial Ownership interest with the exception of obligations of the U.S. Government, bankers’ acceptances, bank certificates of deposit, money market fund shares, commercial paper, high quality short-term debt instruments and registered open-end investment companies, none of which are funds advised or sub-advised by the Firm.

  • Regulation S Global Securities Appendix A

  • Securities Laws means the 1933 Act, the 1934 Act and the 1940 Act.

  • Exchange Notes means the Notes issued in the Exchange Offer pursuant to Section 2.06(f) hereof.

  • Investor Securities is defined in Section 2.1.

  • Applicable Securities Law means (i) with respect to any offering of securities in the United States of America, or any other act or omission within that jurisdiction, the securities law of the United States, including the Exchange Act and the Securities Act, and any applicable law of any State of the United States, and (ii) with respect to any offering of securities in any jurisdiction other than the United States of America, or any related act or omission in that jurisdiction, the applicable laws of that jurisdiction.

  • Personal Securities Transaction means any transaction in a Covered Security in which an Access Person has a direct or indirect Pecuniary Interest.

  • Transfer Restricted Securities means Securities that bear or are required to bear the legend set forth in Section 2.3(b) hereto.

  • Individual Securities shall have the meaning specified in Section 3.01(p).

  • Private Exchange Notes See Section 2(b) hereof.