Financial Person definition

Financial Person means any Person that (i) is, or holds itself out as being, engaged primarily in the business of investing, reinvesting, owning, holding or trading in securities, and (ii) together with its Affiliates is not engaged in (x) any significant activities other than financial services, insurance or investment activities or (y) directly or indirectly through Affiliates, in any industrial activities, including the oil and gas and energy industry.
Sample 1Sample 2Sample 3
Financial Person means a bank, commercial finance company, mutual fund, insurance company or other similar Person the primary business of which is not, to the knowledge of the Agent, in competition with any of the material operating businesses of the Originators.
Sample 1Sample 2Sample 3
Financial Person means any Person that (i) is, or holds itself out as being, engaged primarily in the business of investing, reinvesting, owning, holding or trading in securities, and (ii) together with its Affiliates is not engaged in (x) any significant activities other than financial services, insurance or investment activities or (y) directly or indirectly through Affiliates in any industrial activities, including the oil and gas and energy industry. "Fully-Diluted Common Stock" means, at any time, the then outstanding Common Stock plus (without duplication) all shares of Common Stock issuable upon the exercise of the then outstanding Warrants.
Sample 1

Examples of Financial Person in a sentence

  • Financial Person fails to exercise Due Diligence; Theft must be reported to the eligibility criteria as the Insured Person or the beginning of the period the Insured Person within 60 days after the Administrator receives WHEN COVERAGE APPLIES: Coverage applies for 90 days personal property with no evidence of a wrongful act; ii) baggage automatically terminates on the earliest of: the termination date of this Proof of Loss.

  • Financial Person fails to exercise Due Diligence; Theft must be reported to the of: the effective date of this policy, the date on which you first meet the the Insured Person within 60 days after the Administrator receives WHEN COVERAGE APPLIES: Coverage applies for 90 days personal property with no evidence of a wrongful act; ii) baggage for which required premium is paid for you.

  • Lender is authorized to make the Advances under this Agreement based upon telephonic or other instructions received from anyone purporting to be an Authorized Financial Person, or without instructions if pursuant to Section 2.5(b).

  • Each Borrowing shall be made by an irrevocable written request by an Authorized Financial Person delivered to Lender (which notice must be received by Lender no later than 1:00 p.m. (New York time) on the Business Day that is the requested Funding Date specifying (i) the amount of such Borrowing, and (ii) the requested Funding Date, which shall be a Business Day.

  • At Lender’s election, in lieu of delivering the above-described written request, any Authorized Financial Person may give Lender telephonic notice of such request by the required time, with such telephonic notice to be confirmed in writing within 24 hours of the giving of such notice (but the failure to provide such written confirmation shall not affect the validity of the request).

  • Financial Person fails to exercise Due Diligence; Theft must be reported to the eligibility criteria as the Insured Person or the beginning of the period CLAIM PAYMENT: Reimbursement for covered losses will be paid to Institution pays the full cost of the insurance.

  • Is the Account Holder a Financial Institution?If No complete the Nonfinancial Entity certificationIf Yes complete the Financial Person Institution certificationYes No Financial Institution (FI)Is the entity an Investment Entity managed by an FI?(See Financial Institution definition above – section 3(b))Nonfinancial Entity (NFE) Yes If any tax residence country provided is not a participating CRS jurisdiction, then complete the Controlling Persons Attachment.

Related to Financial Person

  • Financial Period means a Financial Year or any other period in respect of which accounts are required to be prepared and certified by the auditors of the relevant company to enable it to comply with all relevant legal and accounting requirements and all requirements of any stock exchange on which any securities of the company are listed;

  • financial entity means the following entities which meet such criteria or conditions as the Central Government may, in consultation with the financial sector regulator, notify in this behalf, namely:

  • Financial Parties The Noteholders and the Certificateholders.

  • Key Managerial Person means person as defined in Section 2(51) of the Companies Act, 2013

  • Investment Person means all Portfolio Managers of Loomis Sayles and other Advisory Persons who assist the Portfolio Managers in making and implementing investment decisions for an Investment Company or other client of Loomis Sayles, including, but not limited to, designated Research Analysts and traders of Loomis Sayles. A person is considered an Investment Person only as to those client accounts or types of client accounts as to which he or she is designated by Personal Trading Compliance or the Chief Compliance Officer as such. As to other accounts, he or she is simply an Access Person.

  • financial holding company means a financial holding company as defined in point (20) of Article 4(1) of Regulation (EU) No 575/2013;

  • Sustainable Investment means an investment in an economic activity that contributes to an environmental objective, as measured, for example, by key resource efficiency indicators on the use of energy, renewable energy, raw materials, water and land, on the production of waste, and greenhouse gas emissions, or on its impact on biodiversity and the circular economy, or an investment in an economic activity that contributes to a social objective, in particular an investment that contributes to tackling inequality or that fosters social cohesion, social integration and labour relations, or an investment in human capital or economically or socially disadvantaged communities, provided that such investments do not significantly harm any of those objectives and that the investee companies follow good governance practices, in particular with respect to sound management structures, employee relations, remuneration of staff and tax compliance;

  • natural person means any natural person having the nationality of either Contracting Party in accordance with its laws.

  • Financial aid means loans and/or grants to needy students

  • Financial Proposal means the Contractor’s Financial Proposal dated (Financial Proposal date).

  • juridical person means any legal entity duly constituted or otherwise organised under applicable law, whether for profit or otherwise, and whether privately-owned or governmentally-owned, including any corporation, trust, partnership, joint venture, sole proprietorship or association;

  • Special Purpose Investment Personnel means each SEI Access Person who, in connection with his or her regular functions (including, where appropriate, attendance at Board meetings and other meetings at which the official business of a Trust or any Fund thereof is discussed or carried on), obtains contemporaneous information regarding the purchase or sale of a Security by a Fund. Special Purpose Investment Personnel shall occupy this status only with respect to those Securities as to which he or she obtains such contemporaneous information.

  • financial group means a group that consists of a legal person or legal arrangement exercising control and coordinating functions over the rest of the group for the application of group supervision under the Core Principles, and its branches and subsidiaries that are financial institutions as defined in section 27A(6) of the MAS Act or the equivalent financial institutions outside Singapore;

  • mixed financial holding company means a mixed financial holding company as defined in point (21) of Article 4(1) of Regulation (EU) No 575/2013;

  • relevant person means, in relation to premises in respect of which there is in force a premises licence -

  • Financial Sponsor means any Person, including any Subsidiary of such Person, whose principal business activity is acquiring, holding, and selling investments (including controlling interests) in otherwise unrelated companies that each are distinct legal entities with separate management, books and records and bank accounts, whose operations are not integrated with one another and whose financial condition and creditworthiness are independent of the other companies so owned by such Person.

  • Transaction Person with respect to a Transaction shall mean (i) any Person who (x) is or will become an Acquiring Person or a Principal Party (as such term is hereinafter defined) if the Transaction were to be consummated and (y) directly or indirectly proposed or nominated a director of the Company which director is in office at the time of consideration of the Transaction, or (ii) an Affiliate or Associate of such a Person.

  • General Motors Financial Company, Inc. means General Motors Financial Company, Inc. (f/k/a AmeriCredit Corp.).

  • Supervised financial organization means a person, other than an insurance company or other organization primarily engaged in an insurance business:

  • Joint Venture Subsidiary means each of (i) Aluminum Company of Malaysia Berhard and (ii) any other person that is a Subsidiary in which persons other than Holdings or its Affiliates own 10% or more of the Equity Interests of such person, excluding, to the extent they become Restricted Subsidiaries of the Designated Company after the Closing Date, Xxxxx and Norf GmbH.

  • Support Person means a person, who accompanies an Accused Student, a Reporting Party or a victim to a hearing for the limited purpose of providing support and guidance. A support person may not directly address the Hearing Body, question witnesses, or otherwise actively participate in the hearing process.

  • Financial Member means a person who has paid the required membership fee and is listed on the Register of Members.

  • Ultimate Parent Company means a company which owns at least twenty six percent (26%) equity in the Bidding Company or Member of a Consortium, (as the case may be) and in the Technically Evaluated Entity and/or Financially Evaluated Entity (as the case may be) and such Bidding Company or Member of a Consortium, (as the case may be) and the Technically Evaluated Entity and/or Financially Evaluated Entity (as the case may be) shall be under the direct control or indirectly under the common control of such company;

  • Financial Plan as defined in Section 5.1(i).

  • corporate person means a company as defined in clause (20) of section 2 of the Companies Act, 2013 (18 of 2013), a limited liability partnership, as defined in clause (n) of sub-section (1) of section 2 of the Limited Liability Partnership Act, 2008 (6 of 2009), or any other person incorporated with limited liability under any law for the time being in force but shall not include any financial service provider;

  • Financial Bid means the Initial Offer and Final Offer, containing the Bidder’s Quoted Transmission Charges, as per the format at Annexure – 21 of this RFP;