Financial Questionnaire definition
Examples of Financial Questionnaire in a sentence
Client agrees to fill out and return the Personal Financial Questionnaire (hereinafter referred to as 'PFQ') to the Company within 14 days of hire date.
For Sole Proprietors or small firms that do not have audited O/H rates and use negotiated reasonable and customary rates, the CDQ is not required but a Financial Questionnaire must be prepared and submitted along with a completed DSR.
Where a Power of Attorney has been appointed to a SIPP, we shall use their Financial Questionnaire when assessing suitability.
However, we shall confirm the details on your Financial Questionnaire on an ongoing basis as and when suspicion of changes arises and amend the details we hold on file as appropriate.
If you have not completed our Financial Questionnaire, you will be deemed to be trading on an execution-only basis.
Throughout the duration of the PA, the CDQ or Financial Questionnaire (as applicable) must be revised and resubmitted to Agency within 30 calendar days of any changes to Consultant or subconsultant information provided on the form.
In the event that you want to avoid certain types of investments, note this on the Financial Questionnaire.
Any advice which we give you will be based on the investment objectives set out in the Financial Questionnaire.
We will manage your portfolio of investments on a discretionary basis in accordance with the investment objectives set out in the Financial Questionnaire.
This means that subject to any limitations set out in the Financial Questionnaire, we will have full authority without prior reference to you to enter into any kind of transaction or arrangement on your behalf in relation to any of the investment types listed below.