Financial Questionnaire definition

Financial Questionnaire means the financial questionnaire in the form set out in Annex B.

Financial Questionnaire means the form of questionnaire set out in the Application.

Examples of Financial Questionnaire in a sentence

• IIROC Members may refer to Statement E of the Joint Regulatory Financial Questionnaire and Report for guidance.

• They are also defined terms in the Notes and Instructions (Schedule 4) to the Joint Regulatory Financial Questionnaire and Report of the Canadian SROs. All DAP/RAP trades, whether settled by a non-dealer custodian or a dealer custodian, are subject to the requirements of Part 3 of the Instrument.

• MFDA members may refer to Statement D of the MFDA Financial Questionnaire and Report for guidance.

• One envelope will contain the firm’s completed Project Financial Questionnaire and related documents.

• Members of the Investment Dealers Association of Canada may refer to Statement E of the Joint Regulatory Financial Questionnaire and Report for guidance.

• They are also defined terms in the Notes and Instructions (Schedule 4) to the Joint Regulatory Financial Questionnaire and Report of the Canadian SROsIIROC Form 1, Part II.

• Form 1 MFDA Financial Questionnaire and Reportsection 12.11 [interim financial information]1.

• Form 1 Joint Regulatory Financial Questionnaire and Reportsection 12.11 [interim financial information]1.

• Form 1 MFDA Financial Questionnaire and Report, Statement F [Statement of Changes in Subordinated Loans]; and2.

• Members of the Mutual Fund Dealers Association of Canada may refer to Statement D of the MFDA Financial Questionnaire and Report for guidance.