Financial Services Regulator definition

Financial Services Regulator means the Financial Services Authority in the United Kingdom or any successor or replacement thereof or, in the case of a Territory other than the United Kingdom, its equivalent;
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Financial Services Regulator means a financial services regulator designated by the AFSA from time to time under these Regulations."; (f) after the definition of "Foreign Company" insert –
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Financial Services Regulator means the Financial Services Regulatory Authority of ADGM;
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Examples of Financial Services Regulator in a sentence

  • This includes a body corporate which is an Authorised Firm with a Licence authorising it to act as a Trustee or to Provide Custody; or a person regulated and supervised by Financial Services Regulator in a Recognised Jurisdiction with respect to its custody or depositary services.PF14.

  • Entities which are regulated should be identified, along with their Financial Services Regulator.

  • Have you or any member of your Group been made aware (whether formally or informally) that you are the subject of a current or pending investigation, review or disciplinary procedures by any regulatory authority, professional body, Financial Services Regulator, self-regulatory organisation, Authorised Market Institution or regulated exchange or clearing house, government body or agency or any other officially appointed inquiry.

  • Sustainable and responsible finance is also used by some policy makers, such as the Indonesian Financial Services Regulator (OJK) and the European Union, and market actors such as the PRI, but these terms are taken to include economic (financial and broader economic) as well as environmental and social considerations.

  • Have any of the Controllers, shareholders, other members of your Group or Close Links been made aware (whether formally or informally) that they are the subject of a current or pending investigation, review or disciplinary procedures by any regulatory authority, professional body, Financial Services Regulator, self- regulatory organisation, Authorised Market Institution or regulatedexchange or clearing house, government body or agency or any other officially appointed inquiry.

  • If the Head Company is subject to the supervision of a Financial Services Regulator in the relevant jurisdiction or any other jurisdiction and the Financial Services Regulator supports the Parent Company being registered as a Recognised Company - any Document of support provided by the Financial services Regulator.

  • The AFSA must implement appropriate procedures for assessing and approving the disclosure of confidential information provided by a Financial Services Regulator under an MoU or other information- sharing arrangement to an authority listed in subsection 2.2, which shall take into account these Rules.

  • The AFSA may, in accordance with the powers granted under section 114 of the Framework Regulations, conduct an investigation and obtain confidential information from Centre Participants at the request of a Financial Services Regulator.

  • Have any of the Controllers, shareholders, other members of your Group or Close Links been made aware (whether formally or informally) that they are the subject of a current or pending investigation, review or disciplinary procedures by any regulatory authority, professional body, Financial Services Regulator, self-regulatory organisation, Authorised Market Institution or regulated exchange or clearing house, government body or agency or any other officially appointed inquiry.

  • The Affected GEFA Company shall keep the relevant GECF Group Company regularly informed as to progress and shall promptly inform the relevant GECF Group Company of any further relevant communications from the Financial Services Regulator.


More Definitions of Financial Services Regulator

Financial Services Regulator means the Financial Services Regulatory Authority and its abbreviations, being Abu Dhabi Global Market FSRA, ADGM Financial Services Regulatory Authority or ADGM FSRA 1established by Article 10 of the ADGM Founding Law and governed by Article 12 of that law;
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Financial Services Regulator means a regulator of financial services activities established in a jurisdiction other than the DIFC.
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Financial Services Regulator means any authority or regulatory body which has functions and powers similar to those of the Commission, in relation to the regulation of any business or activity in, or connected with, the financial services industry;
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Financial Services Regulator means the Financial Services Regulations Bureau established by Article 10 of the ADGM Founding Law and governed by Article 12 of that law;
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Related to Financial Services Regulator

  • Regulatory Services Provider means the organization which provides regulatory services to BSEF pursuant to a Regulatory Services Agreement.

  • Financial Services means any service of a financial nature, including (but not limited to) —

  • Regulator means, with respect to any person, any Government Authority charged with regulating, supervising or examining such person and its Affiliates.

  • Commercial Services means any waste management service, relating or connected to accumulating, collecting, managing, recycling, sorting, storing, treating, transporting, disposing, buying or selling of waste or any other manner of handling waste excluding services rendered by the municipality;

  • Auditing Services means those services within the scope of the practice of a certified public accounting firm licensed under Chapter 473 of the Florida Statutes, and qualified to conduct audits in accordance with government auditing standards as adopted by the Florida Board of Accountancy.

  • Financial Conduct Authority means the registering authority for societies registered under the Co-operative and Community Benefit Societies Act 2014 and the Credit Unions Act 1979 set up in terms of the Financial Services Act 2012 or its successor body.

  • Primary care provider means a participating provider who supervises, coordinates, or provides initial care or continuing care to a covered person, and who may be required by the health carrier to initiate a referral for specialty care and maintain supervision of health care services rendered to the covered person.

  • Health care services means services for the diagnosis, prevention, treatment, cure, or relief of a health condition, illness, injury, or disease.

  • Regulatory Authority means any federal, national, multinational, state, county, city, provincial, or local regulatory agency, department, bureau or other governmental entity with authority over the marketing, commercialization, manufacture or sale of a pharmaceutical product in the Territory, including the FDA in the United States and the EMA in the EU.