Financial undertakings definition
Examples of Financial undertakings in a sentence
Any requirement in Clause 14.4 (Financial undertakings) is not satisfied at any time.
Financial undertakings must be party to the Complaints Committee on Transactions with Financial Undertakings.
Financial undertakings have four days to update their website after ownership of holdings changes.
Financial undertakings referred to in Article 6(1) may distribute PEPPs which they have manufactured.
Financial undertakings shall make available information on the complaint and redress procedures of their clients if disputes arise between a client and a financial undertaking, including on referral to the Complaints Committee on Transactions with Financial Undertakings.
Financial undertakings are required to observe recognised guidelines on corporate governance.
Financial undertakings listed in paragraph 1 shall submit the application for registration of a PEPP to their competent authorities.
Financial undertakings shall establish rules on handling of information on individual clients.
Such compliance certificate shall be in a form agreed between the Issuer and the Agent and include calculations and figures in respect of the financial covenants set out in Clause 14 (Financial undertakings) and an extract of the most recent regulatory capital adequacy report prepared by the Parent and submitted to the Swedish FSA.
Financial undertakings that are not affiliated to one of the Parties to the Agreement (industry association), but against whom a complaint can be submitted to FinKN, shall also contribute to financing FinKN’s costs.