FTB Employee definition
FTB Employee means all employees and agents of FTB and FTBR or any of their affiliates, but does not include any employee of FTB's Bond Division.
Examples of FTB Employee in a sentence
JMC shall rely on this list when processing sales transactions and, other than consulting the list to ensure that the list indicates that the FTB Employee is appropriately licensed, JMC will not verify any FTB Employee's authority to make any sale JMC processes.
In the event any FTB Employee (other than a registered representation of FTBR) who performs services for FTB or FTBR in connection with the JMC-Processed Business shall become subject to suspension or restriction by the NASD, OCC or any other Regulator having jurisdiction over FTB or FTBR in connection with such services, FTB or FTBR, as the case may be, will notify JMC immediately.