Holder Forms definition

Holder Forms means any forms required to be filed by a holder of Notes pursuant to the 1940 Act or as required by the Federal Reserve Board.
Holder Forms means any forms required to be filed by a holder of MRP Shares pursuant to (i) the SEC pursuant to the Securities Exchange Act of 1934, as amended, (ii) the 1940 Act or (iii) as required by the Federal Reserve Board.
Holder Forms means any forms required to be filed by a holder of Series HH Notes pursuant to the 1940 Act or as required by the Federal Reserve Board.

Examples of Holder Forms in a sentence

  • The Company shall have completed Form FR G‑3 for each Purchaser required to file such form and shall have otherwise cooperated with such Purchasers in providing any additional information in order for the Purchasers to make filings under Regulation U of the Board of Governors of the Federal Reserve System (12 CFR 221) and in providing information necessary for each Purchaser to complete and file with any Governmental Authority any other Holder Forms.

  • The Company shall have completed Form FR G-3 for each Purchaser required to file such form and shall have otherwise cooperated with such Purchasers in providing any additional information in order for the Purchasers to make filings under Regulation U of the Board of Governors of the Federal Reserve System (12 CFR 221) and in providing information necessary for each Purchaser to complete and file with any Governmental Authority any other Holder Forms.

  • As in Monsanto, the Court in Matsushita sought to reduce error costs associated with excessively broad application of liability standards.44 In Matsushita, Japanese suppliers of electronics equipment allegedly conspired to price below cost in the United States, drive American firms from the market, and later raise prices to monopoly levels.

  • The Company shall have provided all information necessary for such Purchaser to complete and file with any Governmental Authority any Holder Forms.

  • This section describes the procedures to be complied with by the CSD Member with respect to accepting, verifying and filling of Change of LDM by CSD Account Holder Forms (TD 1(g)) and submission of the Transfer Form to the CSD.

  • Note Purchase Agreement of such documents as such Purchaser or such special counsel may reasonably request and shall receive such information as may be reasonably necessary to complete any Holder Forms.

  • If the Revised Proposals are not approved by Shareholders then any Redemption Notice or TTE Instruction(s) (together with the relevant CREST Holder Form(s)) submitted will be deemed to have no effect and no Shares will be accepted for redemption.

  • Table A7.5: Travel Time to Key Destinations (min)LocationSource: Ministry of Infrastructure Development.

  • Shareholders should note that once a Redemption Notice has been served on the Company or a TTE Instruction(s) (together with the relevant CREST Holder Form(s)) has been submitted, they will be unable to access or otherwise deal in those Shares pending completion of the Subsequent Cash Exit Offer.

  • GeneralThe Company, in its absolute discretion, reserves the right to accept Redemption Notices or TTE Instructions (together with the relevant CREST Holder Form(s)) received after 8.30 a.m. on 13 September 2019.

Related to Holder Forms

  • Holder Group means the Holder plus any other Person with which the Holder is considered to be part of a group under Section 13 of the Exchange Act or with which the Holder otherwise files reports under Sections 13 and/or 16 of the Exchange Act. In determining the number of Equity Interests of a particular class outstanding at any point in time, the Holder may rely on the number of outstanding Equity Interests of such class as reflected in (x) the Company’s most recent Annual Report on Form 10-K or Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission, as the case may be, (y) a more recent public announcement by the Company or (z) a more recent notice by the Company or its transfer agent to the Holder setting forth the number of Equity Interests of such class then outstanding. For any reason at any time, upon written or oral request of the Holder, the Company shall, within one (1) Trading Day of such request, confirm orally and in writing to the Holder the number of Equity Interests of any class then outstanding. Anything herein to the contrary, any increase in the Beneficial Ownership Limitation will not be effective until the 61st day after such notice is delivered to the Company. The provisions of this Section 10 shall be construed, corrected and implemented in a manner so as to effectuate the intended beneficial ownership limitation herein contained.

  • Initial Note A-8 Holder shall have the meaning assigned to such term in the preamble to this Agreement.

  • Noteholder Purchase Notice has the meaning assigned to such term in Section 12.

  • Initial Note A-6 Holder shall have the meaning assigned to such term in the preamble to this Agreement.

  • Issuer-ICSDs Agreement means the agreement entered into between the Issuer and each of the ICSDs;

  • Initial Holders has the meaning set forth in the preamble.

  • Initial Holder has the meaning set forth in the preamble.

  • Initial Note A-4 Holder shall have the meaning assigned to such term in the preamble to this Agreement.

  • Short-Form IP Security Agreements means short-form patent, trademark or copyright (as the case may be) security agreements, substantially in the forms of Exhibits J, K and L to this Agreement, as applicable, entered into by one (1) or more Obligors in favor of the Administrative Agent for the benefit of each Secured Party.

  • Initial Note A-5 Holder shall have the meaning assigned to such term in the preamble to this Agreement.

  • Initial Note A-3 Holder shall have the meaning assigned to such term in the preamble to this Agreement.

  • Agreement holder means an entity that has executed an agree- ment with a district.

  • Exchange Registration Statement shall have the meaning assigned thereto in Section 2(a) hereof.

  • Existing Registration Rights Agreement shall have the meaning given in the Recitals hereto.

  • Selling Holder means a Holder who is selling Registrable Securities pursuant to a registration statement.

  • Offering Materials means a Fund’s currently effective prospectus and most recently filed registration statement with the SEC relating to shares of the Fund.

  • Registration Rights Agreements means that certain Registration Rights Agreement dated as of the Closing Date by and between the Parent and Laurus and each other registration rights agreement by and between the Parent and Laurus, as each of the same may be amended, modified and supplemented from time to time.

  • Original Securities means all Securities other than Exchange Securities.

  • Limited Use Free Writing Prospectuses means any Issuer Free Writing Prospectus that is not a General Use Free Writing Prospectus.

  • Limited Use Issuer Free Writing Prospectus means any Issuer Free Writing Prospectus that is not a General Use Issuer Free Writing Prospectus.

  • Designated Securities means securities issued by an Insured, or by any Affiliated Entity, or by any Fund to which such Insured or any Affiliated Entity provides any services.

  • Selling Holders means, with respect to a specified registration pursuant to this Agreement, Holders whose Registrable Securities are included in such registration.

  • Lock-Up Securities has the meaning set out in Section 5(l).

  • Additional Securities means such Securities which have been deposited pursuant to Section 2.05 to effect an increase over the number of Units initially specified in the Reference Trust Agreement.

  • Initial Note A-7 Holder shall have the meaning assigned to such term in the preamble to this Agreement.

  • Holder of Debt Securities or other similar terms means, a Person in whose name a Debt Security is registered in the Debt Security Register (as defined in Section 2.07(a)).