Holder Record Lock definition

Holder Record Lock means a facility that prevents Financial Products from being deducted from any current Holding to which the relevant Holder Record applies, pursuant to a Transfer or Conversion.
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Holder Record Lock means a facility that prevents financial products from being deducted from a Sponsored Holding in relation to a transfer or conversion. Information means information and data periodically provided by OpenMarkets and service providers, including but not limited to data derived from the information. This data may include market information, account information, news, updates, notifications, analyses, data and research materials relating to financial services and products. Limit Orders means an order where You set the minimum price You’ll accept for a sell order or the maximum price You’ll pay for a buy order. Login Details means username, password, PIN, secret questions, unique identifier or any other means of providing the identity and authority of You or Your Authorised Person, as the context requires. Market means the market operated by the Market Operator under Australian Market License 2002. Market Operator is as defined in the ASIC Market Integrity Rules.
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Holder Record Lock means a facility that prevents Securities from being deducted from any current holding to which
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Examples of Holder Record Lock in a sentence

  • The Participant Sponsored Holder acknowledges that in the event of the death or bankruptcy of the Participant Sponsored Holder, a Holder Record Lock will be applied to all Participant Sponsored Holdings in accordance with ASX Settlement Operating Rules 8.15.8 to 8.15.11, unless the Participant Sponsored Holder’s legally appointed representative or trustee elects to remove the Participant Sponsored Holdings from the CHESS Subregister.

  • ASXSOR 8.15.11A,8.16.3A,8.16.3Heading in Procedure 8.15.7 refers to Holder Record Lock but body of rule still refer to Holding LockNoted.

  • The Participant Sponsored Holder acknowledges that in the event of the death or bankruptcy of the Participant Sponsored Holder, a Holder Record Lock will be applied to all Participant Sponsored Holdings in accordance with the ASX Settlement Operating Rules, unless the Participant Sponsored Holder’s legally appointed representative or trustee elects to remove the Participant Sponsored Holdings from the CHESS Subregister.

  • In the event of your death or bankruptcy, a Holder Record Lock will be applied to all your Participant Sponsored Holdings in accordance with the settlement rules, unless your legally appointed representative or trustee elects to remove your Participant Sponsored Holdings from the CHESS Subregister.

  • If the court-ordered Holder Record Lock does not restrict issuer holding adjustments during a suspended or closed subregister status then the registry will be able to conclude processing of the Scheme.

  • In the event of your death, this sponsorship agreement shall remain in operation, in respect of the legally appointed representative authorised to administer your estate, for a period of up to three calendar months after the removal of a Holder Record Lock applied pursuant to clause 24.2, unless your legally appointed representative elects to remove your Participant Sponsored Holdings from the CHESS Subregister.

  • Controlling Participant may by Notice request that a Holder Record Lock apply for a specific periodA Controlling Participant that has Transmitted a Valid Originating Message requesting ASX Settlement to apply a Holder Record Lock under Rule 8.15.1, 8.15.8 or 8.15.10, may by way of Notice to ASX Settlement, specify a period during which the restriction on the Transfer of Financial Products in a Holder Record is to apply.

  • If the Holder Record Lock remains effective, preventing issuer holding adjustments in that subregister status, then the affected securities cannot be debited by the registry.

  • Despite best efforts to check holding statuses, it remains plausible that a Holder Record Lock will be applied just prior to commencing processing and this will impact completion of the Scheme administration.Resolution of the interaction between security state and Holder Record Locks is important to support these various aspects of administration and the completion of corporate action processing.

  • The Participant Sponsored Holder acknowledges that in the event of the death or bankruptcy of the Participant Sponsored Holder, a Holder Record Lock will be applied to all Participant Sponsored Holdings in accordance with Rules 8.15.8 to 8.15.11, unless the Participant Sponsored Holder’s legally appointed representative or trustee elects to remove the Participant Sponsored Holdings from the CHESS Sub-register.


More Definitions of Holder Record Lock

Holder Record Lock has the meaning in the ASX Clear Operating Rules. Generally, it means the facility in CHESS for preventing securities from being deducted from a holding. Holding has the meaning in the ASX Clear Operating Rules. Generally, it means a holding of securities by a person, including when introducing an example does not limit the meaning of the words to which the example relates to that example or examples of a similar kind. Securities have the meaning in the ASX Clear Operating Rules.
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Holder Record Lock means a facility that prevents financial products from being deducted from a Sponsored Holding in relation to a transfer or conversion.
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Holder Record Lock has the meaning given to it in the ASX Settlement Rules. Generally it means the facility in CHESS for preventing financial products from being deducted from a holding. Holding has the meaning given to it in the ASX Settlement Rules. Generally it means a holding of financial products by a person. Issuer has the meaning given to it in the ASX Settlement Rules. Generally it means the issuer of financial products. Market Integrity Rules means the ASIC Market Integrity Rules (Securities Markets) 2017 as amended from time to time. Market Transaction has the meaning given to it in the ASX Settlement Rules. Participant Sponsored Holder has the meaning given to it in the ASX Settlement Rules. Generally it is a person, such as you, whose Participant Sponsored Holding is sponsored on the CHESS Subregister by FinClear Services or another Sponsoring Participant. Participant Sponsored Holding has the meaning given to it in the ASX Settlement Rules. Generally it means a holding in CHESS sponsored by a CHESS participant such as FinClear Services. Registration Details has the meaning given to it in the ASX Settlement Rules. Generally it refers to the client’s name, address and a Residency Indicator. Residency Indicator has the meaning given to it in the ASX Settlement Rules. Generally it refers to a code (being “D” for domestic, “F” for foreign” and “M” for mixed) used to indicate the status for the purposes of relevant legislation or a governing instrument of the ultimate beneficial owner of FOR Financial Products in a Holding in CHESS. Subposition has the meaning given to it in the ASX Settlement Rules. Generally it means an arrangement under which activity relating to the financial products may be restricted and access to the financial products given to a person other than your usual sponsor. Transfer has the meaning given to it in the ASX Settlement Rules. Generally it means a transfer of financial products to or from a holding on CHESS. Withdrawal Instructions has the meaning given to it in the ASX Settlement Rules. Generally it means the instructions by a person which is sponsored on CHESS for the withdrawal of financial products from the sponsored holding.
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Related to Holder Record Lock

  • Regular Record Date for the interest payable on any Interest Payment Date on the Securities of any series means the date specified for that purpose as contemplated by Section 301.

  • Calculation Time means 11:59 p.m. (Central time) on the Closing Date.

  • Interim Payment Certificate means a payment certificate issued under Clause 14 [Contract Price and Payment], other than the Final Payment Certificate.

  • Voting Record Date means the date for determining the eligibility of Members to vote at the Special Meeting.

  • Valuation Time means the close of business in the city of the Valuation Agent on the Local Business Day before the Valuation Date or date of calculation, as applicable, provided that the calculations of Value and Exposure will be made as of approximately the same time on the same date.

  • Post-Closing Adjustment has the meaning set forth in Section 2.04(b)(ii).