Holder Record Lock definition

Holder Record Lock means a facility that prevents Financial Products from being deducted from any current Holding to which the relevant Holder Record applies, pursuant to a Transfer or Conversion.
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Holder Record Lock means a facility that prevents Securities from being deducted from any current holding to which
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Holder Record Lock means a facility that prevents financial products from being deducted from a Sponsored Holding in relation to a transfer or conversion. Information means information and data periodically provided by OpenMarkets and service providers, including but not limited to data derived from the information. This data may include market information, account information, news, updates, notifications, analyses, data and research materials relating to financial services and products. Limit Orders means an order where you set the minimum price you’ll accept for a sell order or the maximum price you’ll pay for a buy order. Login Details means username, password, PIN, secret questions, unique identifier or any other means of providing the identity and authority of you or your Authorised Person, as the context requires. Market means the market operated by the Market Operator under Australian Market License 2002. Market Operator is as defined in the ASIC Market Integrity Rules.
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Examples of Holder Record Lock in a sentence

  • You acknowledge that if you die or become bankrupt, a Holder Record Lock will be applied to all Sponsored Holdings in accordance with the ASX Settlement Operating Rules, unless your legally appointed representative or trustee removes the Sponsored Holdings from the ASX Settlement subregister.

  • ASXSOR 8.15.11A,8.16.3A,8.16.3Heading in Procedure 8.15.7 refers to Holder Record Lock but body of rule still refer to Holding LockNoted.

  • CommSec will act on those instructions, and may remove the Holder Record Lock in accordance with the Rules to facilitate the exercise of our powers under the Mortgage, without confirmation or ratification from you.

  • AUSIEX will act on those instructions and may remove the Holder Record Lock in accordance with the Rules to facilitate the exercise of our powers under the Mortgage, without confirmation or ratification from you.


More Definitions of Holder Record Lock

Holder Record Lock has the meaning in the ASX Clear Operating Rules. Generally, it means the facility in CHESS for preventing securities from being deducted from a holding. Holding has the meaning in the ASX Clear Operating Rules. Generally, it means a holding of securities by a person, including when introducing an example does not limit the meaning of the words to which the example relates to that example or examples of a similar kind. Securities have the meaning in the ASX Clear Operating Rules.
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Holder Record Lock means a facility that prevents financial products from being deducted from a Sponsored Holding in relation to a transfer or conversion.
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Holder Record Lock has the meaning given to it in the ASX Settlement Rules. Generally it means the facility in CHESS for preventing financial products from being deducted from a holding. Holding has the meaning given to it in the ASX Settlement Rules. Generally it means a holding of financial products by a person. Participant Sponsored Holder has the meaning given to it in the ASX Settlement Rules. Generally it is a person, such as you, whose Participant Sponsored Holding is sponsored on the CHESS Subregister by FinClear Services or another Sponsoring Participant. Participant Sponsored Holding has the meaning given to it in the ASX Settlement Rules. Generally it means a holding in CHESS sponsored by a CHESS participant such as FinClear Services. Registration Details has the meaning given to it in the ASX Settlement Rules. Generally it refers to the client’s name, address and a Residency Indicator. Residency Indicator has the meaning given to it in the ASX Settlement Rules. Generally it refers to a code (being “D” for domestic, “F” for foreign” and “M” for mixed) used to indicate the status for the purposes of relevant legislation or a governing instrument of the ultimate beneficial owner of FOR Financial Products in a Holding in CHESS. Subposition has the meaning given to it in the ASX Settlement Rules. Generally it means an arrangement under which activity relating to the financial products may be restricted and access to the financial products given to a person other than your usual sponsor.
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Holder Record Lock means a facility that prevents financial products from being deducted from a Sponsored Holding in relation to a transfer or conversion. Information means information and data periodically provided by OpenMarkets and service providers, including but not limited to data derived from the information. This data may include market information, account information, news, updates, notifications, analyses, data and research materials relating to financial services and products. Limit Orders means an order where You set the minimum price You’ll accept for a sell order or the maximum price Login Details means username, password, PIN, secret questions, unique identifier or any other means of providing the identity and authority of You or Your Authorised Person, as the context requires. Market means the market operated by the Market Operator under Australian Market License 2002. Market Operator is as defined in the ASIC Market Integrity Rules.
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Related to Holder Record Lock

  • Regular Record Date for the interest payable on any Interest Payment Date on the Securities of any series means the date specified for that purpose as contemplated by Section 301.

  • Calculation Time means 11:59 p.m. on the calendar day prior to the Closing Date.

  • Regular Record Dates May 15 and November 15. Reference is hereby made to the further provisions of this Note set forth on the reverse hereof, which further provisions shall for all purposes have the same effect as if set forth at this place.

  • ADS Record Date shall have the meaning given to such term in Section 4.9.

  • Distribution Time means the time at which the Distribution is effective on the Distribution Date.

  • Partnership Record Date means the record date established by the General Partner for a distribution pursuant to Section 5.1(a) hereof, which record date shall be the same as the record date established by the General Partner for a distribution to its stockholders of some or all of its portion of such distribution.

  • Capital Account Record Date and "Income Account Record Date" shall mean the "Record Dates" set forth in the "Essential Information" in the Prospectus.

  • Distribution Record Date means the Confirmation Date.

  • Determination Time means 11:59 p.m. Central time on the day prior to the Closing Date.

  • Cash Amount means an amount of cash equal to the product of (i) the Value of a REIT Share and (ii) the REIT Shares Amount determined as of the applicable Valuation Date.

  • Interim Payment Certificate means a payment certificate issued under Clause 14 [Contract Price and Payment], other than the Final Payment Certificate.

  • Post-Closing Adjustment Amount has the meaning set forth in Section 1.9.3.

  • Income Account Record Date means the "Record Dates" set forth in the "Essential Information" in the Prospectus.

  • Monthly Record Date means the "Record Dates" set forth under "Summary of Essential Financial Information--Estimated Distributions" in the Prospectus Part I for a Trust.

  • Upper-Tier Distribution Account A subaccount of the Distribution Account, which shall be an asset of the Trust Fund and the Upper-Tier REMIC.

  • Voting Record Date means the date for determining the eligibility of Members to vote at the Special Meeting.

  • Closing Adjustment Amount shall have the meaning set forth in Section 3.2(c).

  • Record Date Period means the period from the close of business of any Regular Record Date next preceding any Interest Payment Date to the opening of business on such Interest Payment Date.

  • Power Transfer Distribution Factor or “PTDF” shall mean a measure of the responsiveness or change in electrical loadings on Transmission Facilities due to a change in electric power transfer from one area to another, expressed in percent (up to 100%) of the change in power transfer in the pre-contingency configuration of a system under study.

  • Seller Remittance Amount With respect to each Servicer, the meaning assigned to such term in the related Servicing Agreement.

  • Valuation Time means the close of business in the city of the Valuation Agent on the Local Business Day before the Valuation Date or date of calculation, as applicable, provided that the calculations of Value and Exposure will be made as of approximately the same time on the same date.

  • True-Up Amount means the difference between the ABO calculated by using the member’s actual creditable service and the actual final average compensation as of the member’s effective date in the FRS Investment Plan and the ABO initially transferred.

  • Post-Closing Adjustment has the meaning set forth in Section 2.04(b)(ii).

  • Lower-Tier Distribution Account A subaccount of the Distribution Account, which shall be an asset of the Trust Fund and the Lower-Tier REMIC.

  • Purchase Price Allocation Schedule has the meaning given to it in Section 2.7(a).

  • Resolution Time means 1:00 p.m., New York time, on the Local Business Day following the date on which the notice is given that gives rise to a dispute under Paragraph 5.