Holding Statement definition

Holding Statement means the statement which sets forth the number of CUFS held by a particular holder of CUFS.
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Holding Statement means a statement issued by the Share Registry detailing the number of Purchaser Shares and (as applicable) Replacement Employee Options, Replacement Founder Options, Replacement Quoted Broker Options and Replacement Unquoted Broker Options to be issued to a Company Securityholder.
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Holding Statement means a holding certificate for Securities under CHESS or security holder reference number.
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Examples of Holding Statement in a sentence

  • Alternatively, your holdings will be issuer sponsored and you will be allocated an SRN which will appear on your Holding Statement.

  • The Holding Statement may specify the length of time during which Shares will be subject to a Restriction Period.

  • This Holding Statement also advises investors of either their Holder Identification Number (HIN) in the case of a holding on the CHESS sub-register or Security Holder Reference Number (SRN) in the case of a holding on the issuer sponsored sub-register.

  • A Holding Statement is routinely sent to holders at the end of any calendar month during which their holding changes.

  • If this Warrant shall have been exercised in part, the Company shall, at the time of delivery of the Holding Statement or the book entry notice pursuant to Section 2(e), deliver to the Holder a new Warrant evidencing the rights of the Holder to purchase the then unpurchased Warrant CDIs, which new Warrant shall in all other respects be identical to this Warrant, or at the request of the Holder, appropriate notation may be made on this Warrant and the same returned to the Holder.

  • DEMAT ACCOUNT INFORMATION (Mandatory for crediting units in demat account)If you wish to hold your investment in dematerialised mode please furnish the below details and enclose a copy of the Client Master/Transaction Cum Holding Statement/ Cancelled delivery instruction slip.

  • Instead, the Company provides holders with a Holding Statement (similar to a bank account statement) that sets out the number of Securities allotted and issued to them.

  • When your Holding Statement is mailed to you, you will also be mailed a form on which to provide your TFN and/or ABN should you wish to do so.

  • Under CHESS, Applicants will not receive a certificate but will receive a statement of their holding of Securities (CHESS Statement or Holding Statement).

  • The Holding Statement will also advise the Holder of the HIN (for a CHESS Subregister holding) or the SRN (for an Issuer Sponsored Subregister holding).CHESS will provide Holders with a Holding Statement after the end of any month during which there has been a change in the balance of their holding.An Applicant will need to be either a participant in CHESS or be sponsored by a participant in CHESS in order to hold Westpac SFIs on the CHESS Subregister.


More Definitions of Holding Statement

Holding Statement means a statement issued to Holders in accordance with the ASX Settlement Operating Rules;
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Related to Holding Statement

  • Operating Statement shall have the meaning set forth in Section 27.1 hereof.

  • Filing Statement means all UCC financing statements or other similar financing statements and UCC (Form UCC-3) termination statements required pursuant to the Loan Documents.

  • Accounting Statement means for each financial year, the following statements, namely-

  • Offering Statement means the offering statement on Form 1-A (File No. [_________]) filed by the Company with the Commission on [_________], and the offering circular filed pursuant to Rule 253(g)(2) of the Securities Act on [_________], pursuant to which the Company has qualified for sale a maximum of $50,000,000 of its Common Shares under Regulation A of the Securities Act, as such offering statement may be amended or supplemented from time to time, or such other offering statements that the Company may qualify or register under the Securities Act from time to time.

  • Listing Statement means the listing statement of Purchaser pertaining to the Transaction and in the form prescribed by the CSE;

  • Sending state means the state from which a child of a military family is sent, brought, or caused to be sent or brought.

  • Billing Statement has the meaning assigned to such term in Section 2.18(g).

  • Financing Statement means a record or records composed of an initial financing statement and any filed record relating to the initial financing statement.

  • UCC Financing Statement A financing statement filed, or to be filed, pursuant to the UCC.

  • Filing Statements is defined in Section 5.1.13.

  • Operating Statement Analysis Report format substantially in the form of and containing the information called for therein for the Mortgage Loans, or such other form for the presentation of such information as may be approved from time to time by the CREFC® for commercial mortgage securities transactions generally.

  • Responding state means a state in which a petition or comparable pleading for support or to determine parentage of a child is filed or to which a petition or comparable pleading is forwarded for filing from another state or a foreign country.

  • CMSA Operating Statement Analysis Report means a report substantially in the form of, and containing the information called for in, the downloadable form of the "Operating Statement Analysis Report" available as of the Closing Date on the CMSA Website or in such other form for the presentation of such information and containing such additional information as may from time to time be approved by the CMSA for commercial mortgage-backed securities transactions generally.

  • CREFC® Operating Statement Analysis Report The monthly report in the “Operating Statement Analysis Report” format substantially in the form of and containing the information called for therein for the Mortgage Loans, or such other form for the presentation of such information as may be approved from time to time by the CREFC® for commercial mortgage securities transactions generally.

  • Post-Closing Statement has the meaning set forth in Section 3.3(c).

  • UCC Financing Statements means collectively the Lender Financing Statements and the Lessor Financing Statements.

  • Closing Statements has the meaning set forth in Section 3.3(b).

  • Requesting state means a state which invokes the procedures of the compact to secure the undertaking or intensification of measures to control or eradicate one or more pests within one or more other states.

  • Receiving state means the state to which a child of a military family is sent, brought, or caused to be sent or brought.

  • executing State means the Member State to which a European protection order has been forwarded with a view to its recognition.

  • Financing Statements The meaning specified in Section 9-102(a)(39) of the UCC.

  • Draft Closing Statement means a draft closing statement as of the close of business of the fifth (5th) Business Day immediately preceding the Closing Date setting forth an estimate of the Purchase Price (including all adjustments and prorations thereto).

  • E-Statement means an electronic version of daily confirms, monthly, quarterly or annual statements, and shareholder tax statements created with investor transaction data housed on DST’s TA2000® mutual fund record keeping system, with images available online via a secure web site.

  • Initiating state means a state in which a proceeding pursuant to this or a substantially similar reciprocal law is commenced.

  • Originating state means a state (and the subdivision thereof, if any) whose determination that certain educational personnel are qualified to be employed for specific duties in schools is acceptable in accordance with the terms of a contract made pursuant to article 3.

  • Annual Statement means the annual statutory financial statement of any Insurance Subsidiary required to be filed with the insurance commissioner (or similar authority) of its jurisdiction of incorporation, which statement shall be in the form required by such Insurance Subsidiary’s jurisdiction of incorporation or, if no specific form is so required, in the form of financial statements permitted by such insurance commissioner (or such similar authority) to be used for filing annual statutory financial statements and shall contain the type of information permitted by such insurance commissioner (or such similar authority) to be disclosed therein, together with all exhibits or schedules filed therewith.