Hypothetical Broker Dealer definition

Hypothetical Broker Dealer means a hypothetical broker dealer holding the Reference Asset in an aggregate principal amount equal to the Reference Asset Principal Amount and having the status of "non-resident" for the purposes of the Egyptian exchange control regulations (a "non-resident holder") and subject to the same laws, rules and regulations applying to the Hedging Entity (as defined in General Condition 32.1), as determined by the Calculation Agent.
Sample 1Sample 2Sample 3
Hypothetical Broker Dealer means a hypothetical broker dealer which is (i) subject to the same securities laws and rules and regulations of any securities regulators, exchanges and self- regulating organisations as apply to the Issuer or any affiliate designated by it and (ii) domiciled in the same tax jurisdiction as the Issuer or its such designated affiliates;
Sample 1Sample 2
Hypothetical Broker Dealer means a hypothetical broker dealer subject to the same securities laws and rules and regulations of any securities regulators, exchanges and self-regulating organisations as applying to the Hedging Entity.
Sample 1Sample 2

Examples of Hypothetical Broker Dealer in a sentence

  • The loss suffered, or costs or expenses reasonably incurred by such Hypothetical Broker Dealer (or any of its agents or affiliates), as a result of an Adjustment Event shall be determined by the Calculation Agent.

  • Claims on the Notes will be limited to payments actually received by a Hypothetical Broker Dealer of an amount determined by the Calculation Agent as equal to the Reference Asset Principal Amount, reduced by any Additional Costs (which includes any taxes) in respect of any relevant period (as determined by the Calculation Agent in accordance with this Pricing Supplement).

  • The Issuer shall pay the Distribution Payment Amount in accordance with General Warrant and Certificate Condition 3 (Redemption and Payment) and General Note Condition 4 (Payments) on the third Currency Business Day following the date on which the Issuer determines a Hypothetical Broker Dealer would have received the relevant dividend or cash distribution from the Reference Issuer (the "Distribution Payment Date").

  • Where there is a material change to the taxes and charges that have been, or will be imposed on a Hypothetical Broker Dealer in relation to the receipt and payment of the cash dividend, due to any circumstance, the Dividend Amount applicable to this Transaction may be adjusted accordingly in good faith by Macquarie to take into account the commercial effect of any such change.

  • For the avoidance of doubt, there will be a reduction in the Reference Asset Principal Amount immediately following a determination by the Calculation Agent, in its sole and absolute discretion, that any Reference Asset Repayment Amount (as defined in Part C) would be received by a Hypothetical Broker Dealer on a Reference Asset Partial Repayment Date (as defined in Part C) by an amount equal to such Reference Asset Repayment Amount in respect of such day.

  • Claims on the Notes will be limited to payments actually received by a Hypothetical Broker Dealer of an amount determined by the Calculation Agent as equal to the Reference Asset Principal Amount, reduced by any Additional Costs (which includes any taxes) in respect of any relevant period (as determined bythe Calculation Agent in accordance with this Pricing Supplement).


More Definitions of Hypothetical Broker Dealer

Hypothetical Broker Dealer means a hypothetical broker dealer acting in the capacity of a buyer of the Reference Asset under the terms of the Reference Asset Agreement (a "Reference Asset Buyer") in an aggregate principal amount equal to the Reference Asset Principal Amount, and subject to the same laws, rules and regulations applying to the Hedging Entity (as defined in General Condition 32.1), as determined by the Calculation Agent.
Sample 1
Hypothetical Broker Dealer means a hypothetical person resident in the same jurisdiction as, and subject to the same securities, tax and other laws and rules and regulations of any financial and securities regulators, exchanges and self-regulating organisations as apply to, the Issuer or any of its Affiliates as designated by the Issuer.
Sample 1
Hypothetical Broker Dealer means a hypothetical broker dealer subject to the same securities laws and rules and regulations of any securities regulators, exchanges and self- regulating organizations as applicable to the Issuer or any affiliate designated by it; provided, however, that such hypothetical broker dealer is deemed not entitled to any benefits, exemption or reduction in tax pursuant to any double tax treaty or otherwise. For the avoidance of doubt, the definition of "Hypothetical Broker Dealer" in Share Linked Condition 10 shall be deemed to be amended accordingly;
Sample 1
Hypothetical Broker Dealer means a hypothetical broker dealer (or any of its agents or affiliates) holding the Bond in an aggregate principal amount equal to the Bond Principal Amount corresponding to such Bond and having the status of "non-resident" for the purposes of the exchange control regulations in respect of the jurisdiction of the Reference Entity (a "non-resident holder") and subject to the same laws, rules and regulations applying to the Hedging Entity (as defined in General Condition 32.1), as determined by the Calculation Agent.
Sample 1

Related to Hypothetical Broker Dealer

  • Participating Broker-Dealer shall have the meaning set forth in Section 3(t) hereof.

  • Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.

  • Restricted Broker-Dealer Any Broker-Dealer which holds Broker-Dealer Transfer Restricted Securities.

  • Broker-Dealer Any broker or dealer registered under the Exchange Act.

  • Broker-Dealer Agreement means each agreement between the Auction Agent and a Broker-Dealer substantially in the form attached hereto as Exhibit A.

  • Broker-Dealer Subsidiary means any Subsidiary that is registered as a broker-dealer under the Exchange Act or any other applicable law requiring similar registration.

  • Broker Dealer of Record means GWM Limited or any successor or replacement thereto or any other entity appointed as broker dealer of record in accordance with the terms of the Broker Dealer of Record Agreement.

  • Participating Dealer means any licensed broker or dealer and who has entered into a Participation Agreement in form and substance acceptable to the Manager and the Trustee.

  • Designated Holder means the Holder of Note A-1.

  • Participating Holder means any Holder of Registrable Securities that has returned a completed and signed Notice and Questionnaire to the Company in accordance with Section 2(b) hereof.

  • Regular Dealer means a firm that meets the definition set forth in Section VII(c).

  • Exchanging Dealer means any Holder (which may include any Initial Purchaser) that is a Broker-Dealer and elects to exchange for New Securities any Securities that it acquired for its own account as a result of market-making activities or other trading activities (but not directly from the Company or any Affiliate of the Company) for New Securities.

  • Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.

  • Selling Holder means a Holder who is selling Registrable Securities pursuant to a registration statement.

  • inter-dealer bond broker means a person or company that is approved by the Investment Industry Regulatory Organization of Canada under its Rule No. 36 Inter-Dealer Bond Brokerage Systems, as amended, and is subject to its Rule No. 36 and its Rule 2100 Inter-Dealer Bond Brokerage Systems, as amended from time to time;

  • Registrable Amount means a number of shares of Common Stock equal to 1% of the Common Stock issued and outstanding immediately after the consummation of the Initial Public Offering.

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Designated Broker Agreement means an agreement between the Manager, on behalf of the ETFs, and a Designated Broker;

  • Effective FTR Holder means:

  • Participating Holders means all Holders of Registrable Securities which are proposed to be included in any offering of Registrable Securities pursuant to Section 2.1 or Section 2.2.

  • Participating Interest is defined in Section 1.2(d) hereof.

  • Participating Dentist means any Dentist who, at the time of rendering a Covered Dental Service to the Member, has a written agreement with CareFirst BlueChoice or the Dental Plan for the rendering of such service.

  • Non-Participating Certified Registered Nurse Anesthetist means a Certified Registered Nurse Anesthetist who does not have a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to you at the time services are rendered.

  • Participating Stockholder means a “Participating Stockholder” under the HBB Stockholders’ Agreement, HY Stockholders’ Agreement and NACCO Stockholders’ Agreement, to the extent the Partnership owns HBB Class B Shares, HY Class B Shares or NACCO Class B Shares. A Partner shall cease to be a Participating Stockholder under this Agreement and shall be deemed to be a Former Partner immediately prior to any event or lapse of time that causes such Partner to no longer be a “Participating Stockholder” under such applicable stockholders’ agreements.

  • FTR Holder means the PJM Member that has acquired and possesses an FTR.

  • Office Holder means a receiver, administrative receiver, liquidator, provisional liquidator or administrator of a Member of all or substantially all of the Member's assets;