Independent Broker definition

Independent Broker means a registered broker which is independent under Stock Exchange Rules;
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Independent Broker means a person who serves in the capacity of an independent broker to solicit Energy Contracts using among other things, a web-based sales portal, to small to mid-size commercial and small industrial customers primarily associated with Hudson.
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Independent Broker means a person who is a taxi owner and driver and does not subscribe to a dispatch service.
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Examples of Independent Broker in a sentence

  • AND WHEREAS the Broker provides such services to the Company as an Independent Broker.

  • The fees and expenses of the Independent Broker shall be shared equally by Landlord and Tenant.

  • The fees and expenses of the Independent Broker and all costs incurred in connection with the appointment of the Independent Broker shall be shared equally by Landlord and Tenant.

  • In its turn, the Independent Broker shall execute the Order issued by the Customer in compliance with the requirements of the Legislation and norms and rules established for the Independent Broker, the information about which the Customer can see in the DW Agreement.

  • The Bank, Independent Broker, correspondent banks or/and other banks forming the chain of payment operations are obliged to monitor the cash flow in correlation with terror lists, including the database of the European Union or/and any other database that may be required by applicable local or international laws or regulations.

  • The Customer recognizes and accepts that the Independent Broker may have a continuing security interest in all Securities held in the Investment Account pursuant to the DW Agreement(s) entered with the Independent Broker.

  • Such documents shall, in the absence of manifest error, be deemed conclusive unless the Customer notifies the Bank in writing to the contrary immediately after having received such document, so that the Bank may take required steps to contact the Independent Broker.

  • Independent Broker The Broker will act as an independent insurance broker and will be entitled to receive commissions as set forth in this Agreement.

  • The end borrower/consumer wins because in the end the real estate brokerage simply offers a marketplace where Price-Product-Service wins the loan transaction from the Independent Broker Model.

  • Concurrently with such appointment, Landlord's Broker and Tenant's Broker shall each submit a letter to the Independent Broker, with a copy to Landlord and Tenant, setting forth such broker's estimate of the Expansion FMRV, taking into consideration the factors described above (respectively, "Landlord's Broker's Letter" and "Tenant's Broker's Letter").


More Definitions of Independent Broker

Independent Broker means a registered broker which is independent under TSX rules for this purpose.
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Independent Broker means a person who, independently of the director or any person connected with him, selects the person with whom the transaction is to be effected; and
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Independent Broker means the independent broker that manages the Internal Market from time to time, currently Neidiger, Tucker and Bruner, Inc.;
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Independent Broker means a registered broker which is independent under Stock Exchange rules for this purpose.
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Independent Broker means any commonly recognized broker of [AAUs/ERUs/CERs] that is incorporated and located outside the jurisdictions of Seller and Buyer, is a leading and reputable broker of [AAUs/ERUs/CERs] and is a publicly recognized market leader for the trading of [AAUs/ERUs/CERs].
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Independent Broker means a securities broker who is registered under Applicable Law who is appointed by the Administrator and is otherwise regarded as independent under Stock Exchange Rules;
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Related to Independent Broker

  • Independent Adviser means an independent financial institution of international repute or an independent financial adviser with appropriate expertise appointed by the Issuer under Condition 5(j)(i).

  • Independent Advisor means a reputable accounting, appraisal or nationally recognized investment banking, engineering or consulting firm (a) which does not, and whose directors, officers and employees or Affiliates do not, have a direct or indirect material financial interest in the Company and (b) which, in the judgment of the Board of Directors of the Company, is otherwise disinterested, independent and qualified to perform the task for which it is to be engaged.

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Issuer at its own expense.

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant of nationally recognized standing that is, in the good faith judgment of the Borrower, qualified to perform the task for which it has been engaged and that is independent of the Borrower and its Affiliates.

  • Approved Broker means any of the companies listed on Schedule 7 or such other company proposed by the Borrowers which the Agent may, with the consent of the Majority Lenders (such consent not to be unreasonably withheld), approve from time to time for the purpose of valuing a Ship, who shall act as an expert and not as arbitrator and whose valuation shall be conclusive and binding on all parties to this Agreement;

  • Seller’s Broker means CB Xxxxxxx Xxxxx.

  • Independent Manager Fee is defined in Section 4.01(a) of the LLC Agreement.

  • Independent Party means, with respect to a BDC Downstream Fund, (i) if the BDC Downstream Fund has a board of directors (or the equivalent), the board or (ii) if the BDC Downstream Fund does not have a board of directors (or the equivalent), a transaction committee or advisory committee of the BDC Downstream Fund.

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Expert Advisor means a mechanical online trading system designed to automate trading activities on an electronic trading platform such as the Company’s Trading Platform. It can be programmed to alert the Client of a trading opportunity and can also trade his Trading Account automatically managing all aspects of trading operations from sending orders directly to the Trading Platform to automatically adjusting stop loss, Trailing Stops and take profit levels.

  • Independent adjuster means an insurance adjuster required to be licensed under

  • Independent school means a school which is an efficient school within the meaning of the School Education Act 1999 and which is not administered by or on behalf of the Government of Western Australia.

  • Independent Accountant has the meaning set forth in Section 2.04(c)(iii).

  • Participating Broker- Dealer: See Section 2(b) hereof. Person: An individual, trustee, corporation, partnership, limited liability company, joint stock company, trust, unincorporated association, union, business association, firm or other legal entity. Private Exchange: See Section 2(b) hereof.

  • Associate broker means a licensed broker who is employed by

  • Independent professional advice means advice of an attorney, certified public accountant, actuary, or other licensed professional adviser.

  • Advisor or “ADVISORS” means the Person or Persons, if any, appointed, employed or contracted with by the Company pursuant to Section 8.1 hereof and responsible for directing or performing the day-to-day business affairs of the Company, including any Person to whom the Advisor subcontracts all or substantially all of such functions.

  • Adviser means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Approved Brokers means such firm of insurance brokers, appointed by the Charterer during the Charter Period, as may from time to time be approved in writing by the Mortgagee for the purposes of this Deed;

  • Independent Auditor has the meaning specified in Section 6.01(a).

  • Data Broker means either of the following:

  • Independent Distributor means a person, business, or firm that is neither authorized nor franchised by an Original Component Manufacturer (“OCM”) to sell or distribute the OCM’s products but which purports to sell, broker, and/or distribute such OCM products. Independent Distributors are also referred to as unfranchised distributors, unauthorized distributors, and/or brokers.

  • Independent Person means a person appointed under section 28(7) of the 2011 Act;

  • Independent Shareholders means holders of outstanding Voting Shares, excluding (i) any Acquiring Person, (ii) any Offeror, (iii) any Affiliate or Associate of any Acquiring Person or Offeror, (iv) any Person acting jointly or in concert with any Acquiring Person or Offeror, and (v) any employee benefit plan, share purchase plan, deferred profit sharing plan or trust for the benefit of employees of the Corporation or a wholly-owned Subsidiary of the Corporation (unless the beneficiaries of such plan or trust direct the manner in which such Voting Shares are to be voted or direct whether the Voting Shares are to be deposited or tendered to a Take-Over Bid, in which case such plan or trust shall be considered to be an Independent Shareholder).

  • Independent Fiduciary means an independent fiduciary who will serve as a fiduciary to the Plan in accordance with Article 3 that has no relationship or interest in any of the Settling Parties and is mutually agreed to by the Settling Parties.