Independent Financial Services definition

Independent Financial Services means: (i) the provision of advice on subscribing for or buying, holding, selling of or otherwise dealing in; and/or (ii) arranging, effecting or executing subscriptions, purchases, sales and other dealings in; and/or (iii) the management of investments in, any of the following: (A) authorised unit trust schemes; (B) collective investment schemes generally; (C) investment trusts and funds; (D) pension products; (E) life assurance, critical illness and/or disability products; (F) individual savings accounts; (G) shares; and/or (H) fixed income or other securities.
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Examples of Independent Financial Services in a sentence

  • The foregoing sentence shall not preclude Itau from acquiring Voting Control of or more than a [*] ([*]%) Equity Interest in a Portal Entity unless and until such Portal Entity or such Independent Financial Services Portal is or becomes an Access Provider, in which case Itau shall be required to come into compliance with the provisions of this Section 2.4 within [*] after such Portal Entity or Independent Financial Services Portal becomes an Access Provider.

  • Notwithstanding the foregoing, Itau acknowledges and agrees that AOLB has a finance channel on the AOLB Service and that AOLA and AOLB may continue to operate, develop, advertise, promote and include content on (including content of other Independent Financial Services Portals and Portal Entities) such finance channel and comparable areas on other AOL Network properties without restriction due to this Section 12.4.1.

  • Except as permitted under this Section 12.4, neither AOLA nor AOLB may develop or operate an Independent Financial Services Portal in the Territory.

  • Penn-America Insurance Company ("Penn-America") has lent Penn Independent Financial Services, Inc.

  • Except as otherwise provided in this Agreement, Itau may include any Advertisements (including for an ISP Product) of any Person (including an Access Provider) on the Itau Interactive Sites and Independent Financial Services Portal.

  • The foregoing sentence shall not preclude Itau from acquiring Voting Control of or more than a twenty percent (20%) Equity Interest in a Portal Entity unless and until such Portal Entity or such Independent Financial Services Portal is or becomes an Access Provider, in which case Itau shall be required to come into compliance with the provisions of this Section 2.4 within six (6) months after such Portal Entity or Independent Financial Services Portal becomes an Access Provider.

  • If you wish to register a complaint, please write to I D Bond Independent Financial Services Ltd, Woodland House, ▇▇▇▇▇▇▇▇ ▇▇▇▇▇ Road, Rugeley, Staffordshire, WS15 2TX, telephone ▇▇▇▇▇ ▇▇▇▇▇▇ or e-mail ▇▇▇.▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇▇.

  • Bond Independent Financial Services Ltd shall not be in breach of this Agreement and shall not incur any liability to you if there is any failure to perform its duties due to any circumstances reasonably beyond its control.

  • If you wish to register a complaint, please write to Belmayne Independent Financial Services LLP, ▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇, Tel ▇▇▇▇▇ ▇▇▇ ▇▇▇ A summary of our internal complaints handling procedures for the reasonable and prompt handling of complaints is available on request and if you cannot settle your complaint with us, you may be entitled to refer it to the Financial Ombudsman Service.

  • IN CONSIDERATION OF THE FOREGOING, and for other good and valuable consideration, receipt of which is hereby acknowledged, Borrower hereby agrees to amend the first paragraph of the 1993 Note to read as follows: "On demand, but in no event later than by October 31, 1997, the undersigned Penn Independent Financial Services, Inc.