Institutional Broker definition

Institutional Broker means a person which is licensed as either a dealer, broker or adviser under the Act and the business of which is predominantly the provision of services to non-retail investors but also the provision of services to retail investors within the meaning of the Act;
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Examples of Institutional Broker in a sentence

  • The multiples and ratios for Carter’s and each of the selected companies were based on the most recent publicly available information and Institutional Broker Estimate Survey estimates.

  • No later than five business days prior to publication of the Purchase Offer, WFI and ▇▇▇▇▇ Fargo Institutional Broker- Dealers shall provide a copy of the form of the notice to the Attorney General for review and comment, but not for approval as to form.

  • G▇▇▇▇▇▇ S▇▇▇▇ calculated and compared these various financial multiples, ratios and percentages based on information it obtained from the most recent publicly available information and Institutional Broker Estimate Survey estimates, and using the closing prices of the shares of OshKosh, Carter’s and the selected companies as of May 9, 2005.