Internal Control Evaluation definition
Internal Control Evaluation or “ICE” means a review by the Compliance Enforcement Authority of a Registered Entity’s internal controls. The ICE may further refine the compliance oversight plan, including the scope of an audit, the type and application of compliance monitoring tools, the depth and breadth of a particular area of review.
Internal Control Evaluation means and includes:
Examples of Internal Control Evaluation in a sentence
The Company presented in its most recently filed annual report under the 1934 Act the conclusions of the certifying officers about the effectiveness of such internal control over financial reporting based on their evaluations as of the Internal Control Evaluation Date.