Investment Advisory Client definition
Investment Advisory Client means any Investment Company Client and any other client or account which the Firm advises or sub-advises as to the value of Securities or as to the advisability of investing in, purchasing or selling Securities.
Investment Advisory Client means any Investment Company Client and any other client or account which is advised or subadvised by the Adviser as to the value of Securities or as to the advisability of investing in, purchasing or selling Securities.
Investment Advisory Client means any person for whom the Adviser provides discretionary advisory services.
Examples of Investment Advisory Client in a sentence
On or prior to the Closing Date, the Company shall deliver to Parent an update to Section 3.14 of the Company Disclosure Schedules containing a full and complete list of each Investment Advisory Contract and any other Contract with an Investment Advisory Client related thereto (other than Investment Advisory Contracts and other Contracts with end clients), in each case to which the Company or any of its Subsidiaries is bound as of the date that is five (5) Business Days prior to the Closing Date.
More Definitions of Investment Advisory Client
Investment Advisory Client means any investment advisory client for purposes of the Investment Advisers Act.
Investment Advisory Client means any investment company (registered or unregistered under the 1940 Act) managed, advised and/or subadvised by the Adviser and any other client, portfolio or account which is managed, advised and/or subadvised by the Adviser as to the value of Securities or as to the advisability of investing in, purchasing or selling Securities.
Investment Advisory Client. (including “Clients”) means any and all individuals or entities for which Newgate manages investments.
Investment Advisory Client means any client of Paradigm and any other client or account which is advised or subadvised by Paradigm.
Investment Advisory Client means any investment company (registered or unregistered under the 1940 Act) managed, advised and/or subadvised by the Adviser and any other client, portfolio or account which is managed, advised and/or subadvised by the Adviser