Investment Banking definition

Investment Banking means any capital markets (including equity and debt capital raising), fixed income sales and trading (including fixed income analysis), equity research, equity sales and trading, mergers and acquisition advisory, and/or strategic advisory services, in each case, of the type and in the manner provided by investment banks. For the avoidance of doubt, Investment Banking does not include investment advisory and investment management business as conducted by merchant banks, hedge funds, private equity firms, venture capital firms, family offices, asset managers and investment advisory firms.
Sample 1
Investment Banking means “all firm personnel engaged principally in investment banking activities, including the solicitation of issuers and structuring of public offering and other investment banking transactions. It also includes all firm personnel who are directly or indirectly supervised by such persons and all personnel who directly or indirectly supervise such persons, up to and including Investment Banking management.” Addendum A.I.1.c.
Sample 1
Investment Banking. Broker's and Finder's Fees. Except as set forth on Schedule 6.14 attached hereto, the Loan Parties shall not pay or agree to pay, or reimburse any other Person with respect to, any investment banking or similar or related fee, underwriter's fee, finder's fee or broker's fee to any Person in connection with the consummation of the Senior Subordinated Loan Transactions. The Loan Parties shall defend and indemnify Lender against and hold Lender harmless from all claims of any Person for any such fees and all costs and expenses, including, without limitation, attorneys' fees, incurred by Lender in connection therewith.
Sample 1

Examples of Investment Banking in a sentence

  • X’Xxxx Telephone: (000) 000-0000 Facsimile: (000) 000-0000 with a copy to: Citibank, N.A. Corporate and Investment Banking 300 Xxxxxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Attention: Jxxxxxxx X.

  • X’Xxxx Telephone: (000) 000-0000 Facsimile: (000) 000-0000 with a copy to: Citibank, N.A. Corporate and Investment Banking 000 Xxxxxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Attention: Xxxxxxxx X.

  • X’Xxxx Telephone: (000) 000-0000 Facsimile: (000) 000-0000 With a copy to: Citibank, N.A. Corporate and Investment Banking 300 Xxxxxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: Jxxxxxxx X.

  • X’Xxxx Telephone: (000) 000-0000 Facsimile: (000) 000-0000 With a copy to: Citibank, N.A. Corporate and Investment Banking 000 Xxxxxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: Xxxxxxxx X.

  • The Company agrees to indemnify the Placement Agent in accordance with the provisions of Exhibit A to the Investment Banking Agreement, which is incorporated by reference herein and made a part hereof.

  • It specialises in asset management for pri- vate and institutional clients and partners and carries out its activities in three business units, Private Banking, Investment Banking and Asset Man- agement.

  • Notices to the Underwriters shall be directed to the Representatives, c/o Morgan Xxxxxxx & Co. Incorporated, 0000 Xxxxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Investment Banking Division, with a copy to the Legal Department; and notices to the Fund or the Investment Adviser shall be directed to Nuveen Investments, 000 Xxxx Xxxxxx Xxxxx, Chicago, Illinois 60606 (Fax No.: (000) 000-0000), Attention: Xxxx XxxXxxxxx, General Counsel.

  • Save as discussed in the previous sentence, so far as the Issuer is aware, no person involved in the issue of the Notes has an interest material to the offer.Einzelne der unter dem Programm ernannten Platzeure und ihre Tochtergesellschaften haben Geschäfte mit der Emittentin im Investment Banking und/oder kommerziellen Bankgeschäft getätigt und können dies auch in Zukunft tun und Dienstleistungen für die Emittentin im Rahmen der gewöhnlichen Geschäftstätigkeit erbringen.

  • These requirements enable Compliance to more efficiently monitor the trading activities of DB employees and to prevent trading by employees in sensitive departments (i.e., Investment Banking, Research, Capital Markets) that could be perceived as inappropriate.

  • No employee of Investment Banking, Research, or Capital Markets areas will receive clearance from their Reviewing Department Head ("RDH") to purchase or sell securities during this period.


More Definitions of Investment Banking

Investment Banking including broker/dealer relations as such may pertain to the operation of the Corporation's business. The Corporation desires the Consultant to locate for engagement a respected and responsive investor/public relations firm for the dissemination of corporate news and events. The Consultant will consult with the Board of Directors, the Officers of the Corporation, and certain administrative staff members of the Corporation, undertake the Corporation's investment banking activities which involve corporate relations and relationships with various financial service industry professionals, including, but not limited to broker/dealers involved in the regulated securities industry.
Sample 1
Investment Banking. Xxxxxx shall provide Investment Banking and Advisory AND ADVISORY Services ("Services") to CacheStream. These Services SERVICES: shall include, but not be limited to, structuring and negotiating transactions involving entities seeking to make an investment into CacheStream or into whom CacheStream makes an investment or enters into a strategic partnership, licensing agreement, stock swap deal, merger, acquisition or any other transaction with CacheStream (collectively referred to as "Covered Transactions"). The proposed business combination ("Acquisition Transaction") with Providence Capital IX, Inc. ("Providence") shall be included as a Covered Transaction. The aforementioned entities shall be referred to as "Strategic Partners." All Strategic Partners introduced by Xxxxxx shall be initially submitted in writing by Xxxxxx and confirmed in writing via Schedule A attached hereto by CacheStream prior to being pursued by Xxxxxx. CacheStream may also introduce Strategic Partners to Xxxxxx and these Strategic Partners shall also be confirmed in writing via Schedule A attached hereto. As compensation for Services, except for the Acquisition Transaction, CacheStream shall pay Xxxxxx a Fee (as defined below) of X% of the Transaction Value (as defined below) of the transaction between CacheStream and the Strategic Partners payable in accordance with the description under the Fee section at the time of closing of each transaction. To the extent that Xxxxxx is paid in CacheStream Common Stock ("Stock"), then the Stock will be valued at the Market Price (as defined below) on the closing date of such transaction. As compensation for Services rendered in conjunction with the Merger, CacheStream shall pay Xxxxxx a fee as defined below under Providence Fee.
Sample 1
Investment Banking. FIRM shall mean a nationally recognized investment banking firm. INVESTOR shall have the meaning set forth at the head of this Agreement. ISSUER shall have the meaning set forth at the head of this Agreement. JOINDER AGREEMENT shall mean a Joinder Agreement between Issuer and a Stockholder, which shall be substantially in the form attached as Annex 3 hereto. LIEN shall mean, with respect to any asset, any mortgage, lien, pledge, charge, security interest or encumbrance of any kind in respect of such asset. For purposes of this Agreement, a Person shall be deemed to own subject to a Lien any asset which it has acquired or holds subject to the interest of a vendor or lessor under any conditional sale agreement, capital lease or other title retention agreement relating to such asset. MAJORITY PUT HOLDERS shall have the meaning assigned to such term in the definition of Fair Market Value in this Section 1.
Sample 1

Related to Investment Banking

  • Investment Bank means each of those reputable internationally recognised investment banks, selected from time to time as First Choice Investment Banks or as a Third Investment Bank in terms of Section 1.4 or Section 1.5 of the Subscription Agreement (as the case may be), whose Mandate Letters remain effective.

  • International banking institution means an international financial institution of which the United States is a member and whose securities are exempt from registration under the Securities Act of 1933.

  • Mobile Banking means the banking services accessible from the Device you have registered with us for Mobile Banking.

  • Digital Banking (a) means our present and future online banking services which can be accessed through 365 Online, Business Online, Bank of Ireland Mobile Banking, and services available on www.bankofireland.com; and

  • Barclays Capital is a reference to Barclays Capital, the investment banking division of Barclays Bank PLC;

  • Mizuho means Mizuho Bank, Ltd.

  • Internet Banking means the service we offer by which you can access and transact on a nominated account by using a personal computer and accessing via our website. This includes transactions processed through the mobile banking facility as well as the smartphone app facility.

  • Online Banking is the internet-based service providing access to your Bank account(s);

  • Treasury Management Bank means (a) any Person that is a Lender or an Affiliate of a Lender at the time that it becomes a party to a Treasury Management Agreement with any Loan Party and (b) any Lender or Affiliate of a Lender that is a party to a Treasury Management Agreement with any Loan Party in existence on the Closing Date.

  • Goldman Sachs means Goldman Sachs & Co. LLC.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;

  • Telephone Banking means banking services available from time to time by telephone;

  • New York Banking Day means any day except a Saturday, Sunday or a legal holiday in The City of New York or a day on which banking institutions in The City of New York are authorized or obligated by law, regulation or executive order to be closed.

  • Mobile Banking Service means the EB Services which we enable you to access via the Mobile Banking App or a web browser designed for use on a Mobile Device; and

  • Client Bank Account means an account held in the name of the Client with a Bank and/or other institution and/or any electronic payment provider and/or a credit card processor; and/or an account held in the name of the Company on behalf of the Client with a Bank and/or other institution and/or any electronic payment provider and/or a credit card processor.

  • Asset Management is a principle/practice that includes planning processes, approaches, plans, or related documents that support an integrated lifecycle approach to the effective stewardship of infrastructure assets to maximize benefits and effectively manage risk.

  • Goldman means Xxxxxxx, Sachs & Co.

  • Manager-managed limited liability company means a limited liability company that is managed by

  • Relevant Banking Day means a day on which commercial banks are open for business (including dealings in foreign exchange and foreign currency deposits) in the place where the specified office of the Registrar is located and, in the case only of an exchange of a Bearer Note for a Registered Note where such request for exchange is made to the Principal Paying Agent, in the place where the specified office of the Principal Paying Agent is located;

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • Asset Management Company means an asset Management Company as defined in the Rules and Regulations.

  • Corporate Finance Fee means the fee to be paid to the Agent by the Issuer in consideration of corporate finance and structuring services provided by the Agent;

  • Barclays means Barclays Bank PLC.

  • Telephone Banking Service or “TBS” means any banking service operated over the telephone (by whatever name it may be known as) offered by the Bank, in connection with the Service Instructions and includes but is not limited to such services respectively known as Self Service Phone Banking and CitiPhone Banking; and

  • Zurich Banking Day means a day on which banks are open in the City of Zurich for the settlement of payments and of foreign exchange transactions.

  • Local Banking Day means a day (other than a Saturday or Sunday) on which commercial banks are open for general business (including dealings in foreign exchange and foreign currency deposits) in the place of presentation of the relevant Covered Bond or, as the case may be, Coupon; and