IPO Regulator definition

IPO Regulator means, in connection with a CPC's IPO, the principal regulator as determined under the Passport System. NI 13-101 means National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR) or its successor legislation. Passport Jurisdictions means Alberta, British Columbia, Manitoba, Xxx Xxxxxxxxx, Xxxx Xxxxxx, Xxxxxxx, Xxxxxx, and Saskatchewan. Passport System means National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions or any successor instrument. PIF means TSX Venture's Form 2A - Personal Information Form or any successor form. QT Circular means the CPC Information Circular or CPC Filing Statement, as applicable, required to be prepared in connection with a Qualifying Transaction by a CPC in accordance with the CPC Policy. QT Circular Form means:
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IPO Regulator means, in connection with a CPC’s initial public offering, the principal regulator under the MRRS Policy. Until the BCSC obtains a CPIC terminal, when the BCSC is the IPO Regulator, for the purpose of completing background checks, the IPO Regulator will mean the ASC. Lead Regulator means the ASC. MRRS Policy means National Policy 43-201 Mutual Reliance Review System for Prospectuses and AIFs or any successor instrument. MRRS ERA Policy means National Policy 12-201 Mutual Reliance Review System for Exemptive Relief Applications or any successor instrument. PIF means CDNX’s Form 2A - Personal Information Form or any successor form required by CDNX to conduct background checks.
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Examples of IPO Regulator in a sentence

  • If an IPO Regulator elects to conduct a detailed review of a CPC Prospectus, the IPO Regulator will use its reasonable best efforts to advise the TSX Venture of this in writing, within five business days following the filing of the preliminary CPC Prospectus.

  • So, in short, my understanding is that our view is if we are not able to hook up, we will have to simply relocate the line and leave GM/Suzuki to look to other energy to operate their plant.

  • If a waiver or exemption is required in connection with a CPC Prospectus or QT Circular, TSX Venture will advise the IPO Regulator or QT Regulator, as applicable, whether it has any objection to the requested waiver or exemption.

  • In the event the IPO Regulator identifies any questions or concerns as a result of those background checks, the IPO Regulator will deal directly with the CPC or the applicable person or company and, if the questions or concerns are satisfactorily resolved, the IPO Regulator will advise TSX Venture accordingly.

  • As soon as possible after receipt of a notice, under section 1 (i) above, the IPO Regulator will advise CDNX whether it considers the concern to be a Receipt Refusal Concern or other concern required to be raised, and if it does, CDNX will incorporate the concern into a subsequent comment letter or send it as an attachment to the CPC.

  • Within five business days after CDNX issues its initial comment letter, the IPO Regulator will use its reasonable best efforts to advise CDNX by fax or e-mail if it has any material concerns with the materials (other than as a result of background checks), that if left unresolved, would cause it to refuse to issue a Receipt.

  • CDNX will incorporate into a subsequent comment letter or send as an attachment to the CPC any material concerns raised by the IPO Regulator.

  • In the event the IPO Regulator identifies any questions or concerns as a result of those background checks, the IPO Regulator will deal directly with the CPC or the applicable person or company and, if the questions or concerns are satisfactorily resolved, the IPO Regulator will advise CDNX accordingly by fax or e-mail.

  • The following terms have the meanings provided in National Instrument 14-101 Definitions: jurisdiction; securities directions; securities legislation; securities regulatory authority; and regulator (other than when used in the term IPO Regulator, Lead Regulator or QT Regulator).

  • Any notice from an Applicable Commission that is required to be provided under the Passport System to the principal regulator will be provided at the same time to both TSX Venture and the IPO Regulator.

Related to IPO Regulator

  • Bank Regulator means any federal or state banking regulator, including but not limited to the FDIC, the NJDOBI, and the FRB, which regulates Somerset Bank or Regal Bank, or any of their respective holding companies or subsidiaries, as the case may be.

  • Regulator means, with respect to any person, any Government Authority charged with regulating, supervising or examining such person and its Affiliates.

  • Foreign Financial Regulatory Authority shall have the meaning given by Section 2(a)(50) of the 0000 Xxx.

  • Public Procurement Regulatory Authority (PPRA) means the Government Agency responsible for oversight of public procurement.

  • State Regulator means an agency of the state which is empowered to engage in the regulation of construction, alteration, remodeling, building, repair, and other activities subject to the codes adopted pursuant to this chapter.

  • securities regulatory authority or “SRA” means a body created by statute in any Canadian or foreign jurisdiction to administer securities law, regulation and policy (e.g. securities commission), but does not include an exchange or other self regulatory entity;

  • national regulatory authority means the body or bodies charged by a Member State with any of the regulatory tasks assigned in this Directive and the Specific Directives;

  • the regulator means the Independent Regulator for NHS foundation trusts; and “the 2006 Act” means the National Health Service Act 2006.

  • foreign regulatory authority means a securities commission, exchange or other securities market regulatory authority in a designated foreign jurisdiction;

  • Nuclear Regulatory Commission (NRC) means the U.S. Nuclear Regulatory Commission or its duly authorized representatives.

  • Central Commission means the Central Electricity Regulatory Commission referred to in sub-section (1) of section 76 of the Act;

  • Canadian Securities Regulatory Authorities means, collectively, the securities regulatory authority in each of the provinces and territories of Canada;

  • Public or private safety agency means a unit of state or local government, a special purpose district, or a private firm, which provides or has the authority to provide firefighting, police, ambulance, emergency medical services or hazardous materials response.

  • Insurance Regulatory Authority means, with respect to any Insurance Subsidiary, the insurance department or similar Governmental Authority charged with regulating insurance companies or insurance holding companies, in its jurisdiction of domicile and, to the extent that it has regulatory authority over such Insurance Subsidiary, in each other jurisdiction in which such Insurance Subsidiary conducts business or is licensed to conduct business.

  • Securities Regulatory Authorities means the securities commission or similar regulatory authority in each province and territory of Canada that is responsible for administering the Canadian securities legislation in force in such jurisdictions;

  • NYSRC means the New York State Reliability Council or any successor organization thereto.

  • National Commissioner means the National Commissioner of the South African Police Service, appointed by the President under section 207(1) of the Constitution of the Republic of South Africa, 1996;

  • Relevant Electric Retail Regulatory Authority means an entity that has jurisdiction over and establishes prices and policies for competition for providers of retail electric service to end- customers, such as the city council for a municipal utility, the governing board of a cooperative utility, the state public utility commission or any other such entity.

  • Regulatory Authority means, with respect to any national, supra-national, regional, state or local regulatory jurisdiction, any agency, department, bureau, commission, council or other governmental entity involved in the granting of a Regulatory Approval for such jurisdiction.

  • EC Merger Regulation means Council Regulation (EC) No 139/2004 of January 20, 2004 on the control of concentrations between undertakings, as amended.

  • Network Connection Standards means the Distributor’s written technical and safety standards for connection of an Electrical Installation to the Network that are issued by the Distributor and updated from time to time, and include:

  • Federal Energy Regulatory Commission or "FERC" means the

  • Securities Regulators means collectively, the securities regulators or other securities regulatory authorities in the Selling Jurisdictions;

  • OCC means the Office of the Comptroller of the Currency.

  • Tax Commissioner means the tax commissioner appointed under section 121.03 of the Revised Code.

  • Canadian Securities Regulators means the applicable securities commission or securities regulatory authority in each of the Qualifying Jurisdictions;