Legal Process Items definition
Legal Process Items means (I) solely to the extent relating to property of a Fund shareholder in a Fund account or property in a Fund shareholder account, all orders of attachment, restraining notices, temporary restraining orders, orders to show cause, writs of attachment, forfeiture orders, garnishments, levies, executions, and judgments, and all other orders for the restraint or seizure assets by the government or civil litigants; (II) all grand jury subpoenas, criminal trial or "stand-by" subpoenas, investigative subpoenas, commissioner's subpoenas, IRS summonses, and any requests for information or testimony by any governmental entity whether state or federal, including the SEC Division of Enforcement and FINRA; and (III) civil subpoenas.
Examples of Legal Process Items in a sentence
BNYM will seek to limit or reduce the scope and coverage of a Legal Process Item or seek extensions of the period to respond both in accordance with reasonable written instructions received from the Fund and as it determines in its discretion reasonably exercised to be appropriate with respect to individual Legal Process Items.