List of Securities definition

List of Securities means the list setting out the Securities that a Customer is entitled to select for purchase under BCIP from time to time. A copy of the List of Securities can be obtained from www.ocbc.com/bluechip;
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List of Securities means a list of securities accepted by the Depository for servicing in accordance with Section 4 of these Terms & Conditions.
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Examples of List of Securities in a sentence

  • An applicant for admission of Securities to the Official List of Securities under Rule 2.9.1 may include an applicant who is an Exempt Offeror (as defined in Article 13(2) of the Markets Law).

  • Under Rule 10.6.3, a Reporting Entity which had its Designated Investments included in an Official List of Securities of an Authorised Market Institution prior to 4 January 2009 will be treated as the Reporting Entity of Structured Products.

  • Providing a List of Securities – Initial and Annual Holdings Reports 1.1. Initial Holdings Reports.

  • Article 35(2) of the Markets Law 2012 allows the DFSA to direct an Authorised Market Institution to suspend or restore from suspension or delist Securities from its Official List of Securities.

  • Article 19(1) of the Markets Law allows the DFSA to direct an Authorised Market Institution to suspend or delist from or restore from suspension to Securities from its Official List of Securities.

  • The Compliance Director shall have responsibility or assign responsibility for maintaining and updating any Restricted List of Securities that are Being Considered For Purchase or Sale, as the Compliance Director shall determine from time to time, and shall be responsible for identifying which, if any, MassMutual Associates are subject to such Restricted List.

  • Madison maintains a Restricted List of Securities about which it or its Supervised Persons may have material non-public information.

  • The List of Securities does not take into account the specific investment objectives, financial situations, or needs of any Customer and hence, is not to be construed as investment advice or a recommendation by OCBC Bank.

  • Madison maintains a Blackout List of Securities about which it or its Supervised Persons may have material non-public information.

  • Each Customer acknowledges and agrees that it is their responsibility to consider whether a Security is suitable for them (bearing in mind their financial situation, investment experience and investment objectives) before selecting any Security from the List of Securities for purchase.

Related to List of Securities

  • Breach of Security means the occurrence of unauthorised access to or use of the Premises, the Services, the Contractor system or any ICT or data (including the Authority’s Data) used by the Authority or the Contractor in connection with this Contract.

  • holder of Securities “registered holder”, or other similar term, means the Person or Persons in whose name or names a particular Security is registered on the Security Register kept for that purpose in accordance with the terms of this Indenture.

  • Series of Secured Debt means, severally, each Series of Priority Lien Debt and each Series of Parity Lien Debt.

  • Series of Securities means each series of debentures, notes or other debt instruments of the Company created pursuant to Sections 2.1 and 2.2 hereof.

  • List of Holders has the meaning specified in Section 2.2(a).

  • Debt Security Register has the meaning specified in Section 2.05.

  • Description of Notes means the “Description of the Notes” section of the Final Offering Memorandum.

  • Maximum Number of Securities shall have the meaning given in subsection 2.1.4.

  • 501(r) means Section 501(r) of the Internal Revenue Code and the regulations promulgated thereunder.

  • 2019 Notes has the meaning set forth in the definition of “2018 Exchange Offers”.

  • Place of primary use means the street address representative of where the customer's use of the telecommunications service primarily occurs, which must be the residential street address or the primary business street address of the customer. In the case of mobile telecommunications services, "place of primary use" must be within the licensed service area of the home service provider.

  • Spin-Off Securities means equity share capital of an entity other than the Issuer or options, warrants or other rights to subscribe for or purchase equity share capital of an entity other than the Issuer.

  • Registered Securities will have the same meaning as set forth in the Purchase Agreement.

  • Form of Note means the “Form of Note” attached hereto as Exhibit A.

  • Trust Office means an office of a bank at which trust services are performed and at which deposits are not accepted, checks are not paid, and money is not lent.

  • 144A Global Security means a permanent Global Security in the form of the Security attached hereto as Exhibit A-1, and that is deposited with and registered in the name of the Depositary, representing Securities sold in reliance on Rule 144A under the Securities Act.

  • Fixed Rate Notes Together, the Class A-2 Notes, the Class A-3 Notes, the Class A-4 Notes, the Class B Notes, the Class C Notes, the Class D Notes and the Class E Notes.

  • Bearer Securities has the meaning given to it in Condition 2.

  • 2024 Notes means the 7.000% Senior Notes due 2024, issued pursuant to the 2024 Indenture.

  • Unregistered Securities The meaning specified in Section 5.17(c).

  • Senior Subordinated Notes means the Company's 10 1/2% Senior Subordinated Notes due 2009 issued pursuant to the Senior Subordinated Notes Indenture.

  • of any particular Debt Security means every previous Debt Security evidencing all or a portion of the same debt as that evidenced by such particular Debt Security; and, for the purposes of this definition, any Debt Security authenticated and delivered under Section 2.06 in lieu of a lost, destroyed or stolen Debt Security shall be deemed to evidence the same debt as the lost, destroyed or stolen Debt Security.

  • Holders of Secured Obligations means the holders of the Secured Obligations from time to time and shall include their respective successors, transferees and assigns.

  • Regulation S Global Securities Appendix A

  • Rule 144A Global Security has the meaning specified in Section 2.1(a) of Appendix A.

  • Corporate Trust Office means the office of the Trustee at which, at any particular time, its corporate trust business shall be principally administered, which office at the date hereof is located at .