Loan Securities definition

Loan Securities means:debentures, stocks or bonds issued or proposed to be issued by a government; or debentures of a body corporate or an unincorporated body; or redeemable preference shares which have a fixed and certain date for redemption, other than shares having a participating entitlement to rights or options referred to in paragraphs (c) and (d) of the definition of Equity Securities; or interests in a managed investment scheme, relating to a financial or business undertaking or scheme, common enterprise or investment contract, the trustee or representative or responsible entity of which only invests in or acquires one or more of Loan Securities, mortgages and cash; or any Securities which are determined by the operator of the APX Market to be Loan Securities, but does not include Options Market Contracts, or Securities determined to be Equity Securities by the operator of the APX Market.
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Loan Securities means those equity securities of the Corporation and/or or warrants, options or rights to purchase equity securities of the Corporation issued in connection with the sale by the Corporation, at any time during the Special Provision Period, of $1,500,000 principal amount of promissory notes, wherein the purchasers of such promissory notes (the "Note Purchasers") shall, if the Corporation shall have sold any equity securities during the Special Provision Period (whether common stock, preferred stock, warrants options or any combination thereof) in a transaction wherein the gross proceeds received by the Corporation equal or exceed $5,000,000 (a "Qualified Sale"), then upon the closing of the first such Qualified Sale, the Corporation shall issue to the Note Purchasers such number of shares of common stock, preferred stock, warrants, options, ETC., as the case may be, as shall have a value equal $1,500,000 (such value to be based upon the gross purchase price received by the Corporation in such Qualified Sale).
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Loan Securities has the meaning set forth in Section 3.3(d).
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Examples of Loan Securities in a sentence

  • Item 15: Exhibits, Financial Statement Schedules (SEE BELOW) SEE BELOW Instruction J(2)(b) (Significant Obligors of Pool Assets) – Part 1 of 3 Parts: ● Item 1112(b) of Regulation AB, but only to the extent that (i) such information was required to have been set forth in the prospectus relating to the Companion Loan Securities, (ii) such information was not so set forth and (iii) the applicable Servicer has not previously reported such information as “Additional Form 10-D Information”.

  • In such event, the Fund shall instruct State Street, at least ten (10) business days prior to the record date established for determining the identity of stockholders entitled to vote the Loan Securities, to terminate the Loan of the Loan Securities.

  • Instruction J(2)(b) (Significant Obligors of Pool Assets) – Part 2 of 3 Parts: ● Item 1112(b) of Regulation AB, but only to the extent that (i) such information was set forth in the prospectus relating to the Companion Loan Securities and (ii) the applicable Servicer has not previously reported such information or updated versions thereof as “Additional Form 10-D Information”.

  • In connection with any request for a Rating Agency Confirmation from a Rating Agency (or, with respect to any Serviced Companion Loan Securities, the related rating agencies) pursuant to this Section 3.08(b), the Special Servicer shall deliver a Review Package to such Rating Agency (or, with respect to any Serviced Companion Loan Securities, the related rating agencies) in accordance with Section 3.30 of this Agreement.

  • Upon the execution of an order from you to sell the Loaned Securities, IBIE will, provided that it has purchased or otherwise sourced such Loan Securities, terminate the Securities Loan in respect of such Loaned Securities and, instead of transferring securities to your account in accordance with paragraph 7 below, will be responsible for settling the sale of those Loaned Securities in accordance with the standard settlement cycle in the relevant market.

  • In connection with any request for a Rating Agency Confirmation from a Rating Agency (or, with respect to any Serviced Companion Loan Securities, the related rating agencies) pursuant to this Section 3.08(a), the Special Servicer shall deliver a Review Package to the 17g-5 Information Provider (or, with respect to any Serviced Companion Loan Securities, the related 17g-5 information provider) in accordance with Section 3.30 of this Agreement.

  • Instruction J(2)(b) (Significant Obligors of Pool Assets) – Part 2 of 3 Parts: Item 1112(b) of Regulation AB, but only to the extent that (i) such information was set forth in the prospectus relating to the Companion Loan Securities and (ii) the applicable Servicer has not previously reported such information or updated versions thereof as “Additional Form 10-D Information”.

  • Between the relevant Cut-Off Date and the relevant Closing Date (or the date specified in the relevant Trust Manager's direction), the Servicer dealt with the Loans and the Loan Securities specified in the Sale Notice (or the relevant Trust Manager's direction or the transfer procedure) in the ordinary course of its business.

  • Irvine, California 92618 Ladies and Gentlemen: We have acted as counsel to People’s Choice Home Loan Securities Corp.

  • Item 15: Exhibits, Financial Statement Schedules (SEE BELOW) SEE BELOW Instruction J(2)(b) (Significant Obligors of Pool Assets) – Part 1 of 3 Parts: Item 1112(b) of Regulation AB, but only to the extent that (i) such information was required to have been set forth in the prospectus relating to the Companion Loan Securities, (ii) such information was not so set forth and (iii) the applicable Servicer has not previously reported such information as “Additional Form 10-D Information”.


More Definitions of Loan Securities

Loan Securities means the Eligible Securities which may be borrowed by the Borrower from the Lender pursuant to the terms and conditions in this Agreement.
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Loan Securities means the Borrowed Units delivered or to be delivered under the Loan and, if applicable, includes any certificates and other documents of or evidencing title and transfer thereof.
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Loan Securities means interest bearing securities which do not have a share in the equity of the company.
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Loan Securities collectively refers to the Loan Warrants and the Loan Shares.
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Related to Loan Securities

  • Serviced Companion Loan Securities Any commercial mortgage-backed securities that evidence an interest in or are secured by the assets of an Other Securitization Trust, which assets include a Serviced Companion Loan (or a portion thereof or interest therein).

  • NIM Securities As defined in the tenth Recital to this Agreement.

  • Private Securities has the meaning set forth in Annex A hereto.

  • Corporation Securities means (i) shares of Common Stock, (ii) shares of Preferred Stock (other than preferred stock described in Section 1504(a)(4) of the Code), (iii) warrants, rights, or options (including options within the meaning of Treasury Regulation § 1.382-2T(h)(4)(v)) to purchase stock of the Corporation, and (iv) any other interest that would be treated as “stock” of the Corporation pursuant to Treasury Regulation § 1.382-2T(f)(18).

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • Agency Securities means negotiable debt obligations which are fully guaranteed as to both principal and interest by the Federal National Mortgage Association, the Government National Mortgage Association or the Federal Home Loan Mortgage Corporation, but excluding (i) interest only and principal only securities and (ii) Collateralized Mortgage Obligations, Real Estate Mortgage Investment Conduits and similar derivative securities.

  • Conversion Securities has the meaning set forth in Section 4.08(b).

  • Underwritten Securities shall include the Initial Underwritten Securities and all or any portion of the Option Securities agreed to be purchased by the Underwriters as provided herein, if any. The Terms Agreement, which shall be substantially in the form of Exhibit A hereto, may take the form of an exchange of any standard form of written telecommunication between you and the Company. Each offering of Underwritten Securities through you or through an underwriting syndicate managed by you will be governed by this Agreement, as supplemented by the applicable Terms Agreement.

  • Underwriters' Securities means the Offered Securities other than Contract Securities.

  • Term Loan Secured Parties means the “Secured Parties” as defined in the Term Loan Credit Agreement.

  • BofA Securities means BofA Securities, Inc.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Securities Lending Agreement means an agreement under which a local agency agrees to transfer securities to a borrower who, in turn, agrees to provide collateral to the local agency. During the term of the agreement, both the securities and the collateral are held by a third party. At the conclusion of the agreement, the securities are transferred back to the local agency in return for the collateral.

  • Related Securities means any options or warrants or other rights to acquire Shares or any securities exchangeable or exercisable for or convertible into Shares, or to acquire other securities or rights ultimately exchangeable or exercisable for or convertible into Shares.

  • Foreign Securities include: securities issued and sold primarily outside the United States by a foreign government, a national of any foreign country or a corporation or other organization incorporated or organized under the laws of any foreign country and securities issued or guaranteed by the government of the United States or by any state or any political subdivision thereof or by any agency thereof or by any entity organized under the laws of the United States or of any state thereof which have been issued and sold primarily outside the United States.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Initial Mortgage Loans The Mortgage Loans included in the Trust as of the Closing Date.

  • Pari Passu Securities means any class or series of capital stock of the Company hereafter created specifically ranking, by its terms, on parity with the Designated Preferred Stock as to distribution of assets upon liquidation, dissolution or winding up of the Company, whether voluntary or involuntary.

  • Term Loan Security Documents means the “Security Documents” as defined in the Term Loan Credit Agreement.

  • Xxxxx Fargo Securities means Xxxxx Fargo Securities, LLC.

  • Lock-Up Securities has the meaning set out in Section 5(l).

  • Additional Purchased Securities Securities provided by Seller to Buyer pursuant to Paragraph 4(a) hereof;

  • Lead Securitization Notes means Note A-1-A, Note A-1-B, Note A-1-C, Note A-1-D, Note A-1-E, Note B-1, Note B-2, Note B-3, Note B-4 and Note B-5 for so long as any such note is included in the Lead Securitization.

  • Series A Securities means the Company's Series A 9 3/8% Junior Subordinated Deferrable Interest Debentures due May 1, 2028 as authenticated and issued under this Indenture.

  • Excess Securities means the Corporation Securities which are the subject of the Prohibited Transfer.

  • Initial Purchase Agreement means the Purchase Agreement (including the related Blanket Endorsement, Initial Xxxx of Sale and any attachments thereto) substantially in the form of Attachment A hereto (of which these Master Terms form a part by reference), to be executed by VL Funding, the VL Funding Eligible Lender Trustee on behalf of VL Funding, Funding and the Interim Eligible Lender Trustee on behalf of Funding, which shall certify that the representations and warranties made by VL Funding as set forth in Sections 5(A) and (B) and by the Servicer as set forth in Section 5(C) of these Master Terms are true and correct as of the Closing Date.