London Broker Entities means Refco Overseas, Trafalgar Commodities Ltd., Greenwich Europe, Limited, Cargill Investor Services Ltd. and Refco Trading Services (UK) Ltd. (and its London-based subsidiaries).
Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.
Renminbi Dealer means an independent foreign exchange dealer of international repute active in the Renminbi exchange market in Hong Kong reasonably selected by the Issuer.
Brokerage services means those activities identified in sections 543B.3 and 543B.6.
Barclays means Barclays Bank PLC.
Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.
Pawnbroker means the same as that term is defined in Section 13-32a-102.
Designated Broker Agreement means an agreement between the Manager, on behalf of the ETFs, and a Designated Broker;
Goldman means Xxxxxxx, Sachs & Co.
Placement Agents shall have the meaning set forth in the preamble.
inter-dealer bond broker means a person or company that is approved by the Investment Industry Regulatory Organization of Canada under its Rule No. 36 Inter-Dealer Bond Brokerage Systems, as amended, and is subject to its Rule No. 36 and its Rule 2100 Inter-Dealer Bond Brokerage Systems, as amended from time to time;
Financial Advisors has the meaning set forth in Section 4.26.
Dealer Managers shall have the meaning set forth in the preamble.
Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant of nationally recognized standing that is, in the good faith judgment of the Borrower, qualified to perform the task for which it has been engaged and that is independent of the Borrower and its Affiliates.
Goldman Sachs means Goldman Sachs & Co. LLC.
Fortis means Fortis Inc.;
HSBC Group means HSBC Holdings plc, its affiliates, subsidiaries, associated entities and any of their branches and offices (together or individually), and “member of the HSBC Group” has the same meaning.
Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.
Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.
Seller’s Broker means CB Xxxxxxx Xxxxx.
Loan broker means any person who, for compensation or gain, or in the expectation
Independent Financial Adviser means an independent financial institution of international repute appointed by the Issuer at its own expense.
Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.
Dealer Manager Agreement shall have the meaning set forth in the preamble.
Financial Advisor has the meaning set forth in Section 3.6.
Participating Broker-Dealer shall have the meaning set forth in Section 3(t) hereof.
Additional Financial Centre(s means the city or cities specified as such in the relevant Final Terms;