Examples of Market Marker in a sentence
For this purpose, the Market Marker shall: Register separate Trading code(s) for market making activities; Maintain separate ledger account(s) for recording trades pertaining to Market Making activities; and Ensure that any of its authorized agent(s)/trader(s) for market making activities shall not indulge in normal trading activities during Designated Market Making Period.
ETF are regulated by the stock exchange, and the stock exchange requires that a least one Market Marker ensures the liquidity of the fund.
As described in more detail below, the Exchange will amend its Rules only (i) to clarify any Rules that refer back to the Current LLC Agreement or the Current Constitution in the rule text or (ii) to relocate or memorialize in the rulebook certain rights and protections afforded to the Market Marker Rights holders, which are primarily found in the Current Governing Documents as discussed above.
Relating to a Change in the Lead Market Marker Staffing ChargesMarch 16, 1998.Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934(‘‘Act’’) 1 and Rule 19b–4 thereunder, 2 notice is hereby given that on January 26, 1998, the Pacific Exchange, Inc.
For this purpose, the Market Marker shall: ▪ Register separate Trading code(s) for market making activities;▪ Maintain separate ledger account(s) for recording trades pertaining to Market Making activities; and▪ Ensure that any of its authorized agent(s)/trader(s) for market making activities shall not indulge in normal trading activities during Designated Market Making Period.
Rule 980NY(c)(ii).of an ECO execute before a Market Marker has an opportunity to react, such ECO executions are essentially able to bypass the Market Maker’s risk settings.Of particular concern to the Exchange are ECOs where two or more legs are buying (selling) calls (puts), which are commonly referred to as “directional complex orders.” Such directional complex orders are typically geared towards an aggressive directional capture of volatility.
Regulatory, finance, and development issues: CHP development processes and factors are perceived as complex and uncertain, which tends to discourage decision makers from exploring and pursuing CHP development.
Market Marker shall make available copy of the Prospectus to the investors at all times.
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Ripple employees or the Market Marker sought Larsen’s approval as to parameters for conducting Ripple’s Market Sales.