Market Regulation definition

Market Regulation means the Water Supply and Sewerage Licence, the Market Arrangements Code, the Charging Rules, the Wholesale-Retail Code, and the Customer Protection Code of Practice;
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Market Regulation means the Market Code, the Operational Code, the Directions and the Disconnections Document;
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Market Regulation means the market regulation division of the Exchange;
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Examples of Market Regulation in a sentence

  • Federal Deposit Insurance Corporation, Washington, D.C. Securities and Exchange Commission, Division of Market Regulation, Washington, D.C.

  • For the Commission, by the Division of Market Regulation, pursuant to delegated authority.

  • Each of the Company and EBC further agree that, upon request by the Division of Market Regulation ("Division"), they will transmit such information to the Division within 30 days of such request and make representatives available (in person at the offices of the Division or by telephone) to respond to inquiries by the Division regarding the purchases).

  • If Broker wishes to act as an “Executing Broker” as such term is understood in that certain letter dated January 25, 1994, from the Division of Market Regulation of the SEC, as the same may be amended, modified or supplemented from time to time (the “No-Action Letter”), then all terms herein shall have the same meaning as ascribed thereto either in the Agreement or in the No-Action Letter as the sense thereof shall require.

  • The prime brokerage services hereunder shall be provided in a manner not inconsistent with the no-action letter dated January 25, 1994 issued by the Division of Market Regulation of the Securities and Exchange Commission (the “SEC Letter”), as amended or supplemented.

  • In addition, all Prime Brokerage Transactions shall be performed in a manner not inconsistent with the SEC No-Action Letter dated January 25, 1994 relating to prime brokerage services, which was issued by the Division of Market Regulation (the "SEC Letter"), as the same may be amended, modified or supplemented from time to time.

  • If Broker wishes to act as an "Executing Broker" as such term is understood in that certain letter dated January 25, 1994, from the Division of Market Regulation of the Securities and Exchange Commission, as the same may be amended, modified or supplemented from time to time (the "No-Action Letter"), then all terms herein shall have the same meaning as ascribed thereto either in the Agreement or in the No-Action Letter as the sense thereof shall require.

  • Each of the Company and Ladenburg further agree that, upon request by the Division of Market Regulation (“Division”), they will transmit such information to the Division within 30 days of such request and make representatives available (in person at the offices of the Division or by telephone) to respond to inquiries by the Division regarding the purchases).

  • Publication, Radio, Film and Television, China Food and Drug Administration and State Administration for Market Regulation as its successor, any Tax bureau, customs authorities, and product registration authorities, and the local counterpart thereof, as applicable (or any predecessors thereof, as applicable) (collectively, the “Required Governmental Consents”), shall have been duly obtained or completed in accordance with all applicable Laws.

  • On June 1, 2008, IIROC consolidated the regulatory and enforcement functions of the Investment Dealers Association of Canada and Market Regulation Services Inc.