MarketAxess SEF definition

MarketAxess SEF means the SEF operated by MarketAxess SEF Corporation, a Delaware corporation, or any successor thereto.
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Examples of MarketAxess SEF in a sentence

  • In the event that a complaint is received by the MarketAxess SEF from a Customer, it shall be referred to the Market Regulation Department, which shall inform the Customer of the NFA Arbitration Program.

  • This Chapter 5 applies to all transactions in MarketAxess SEF Swaps, except as otherwise specifically provided in Chapter 6.

  • Governing Law The laws of the State of New York govern the MarketAxess SEF Rules.

  • Certain Claims against the MarketAxess SEF Involving Trading Systems or Services (a) General.

  • All Swaps that the CFTC has determined are required to be cleared under Section 2(h) of the CEA and those Swaps which will be voluntarily cleared shall be cleared through a Clearing House in accordance with the relevant Clearing House Rules and in conformity with the MarketAxess SEF rules specifically provided in this Chapter 9.

  • Clearing House Rules A MarketAxess SEF Swap submitted to a Clearing House for clearing shall be subject to the applicable Clearing House Rules.

  • Claims against the MarketAxess SEF pursuant to the provisions of Rules 536 and/or Rule 539 can be submitted to arbitration through the NFA Arbitration Program or another arbitration program permitted by the CFTC Regulations.

  • The clearing services provided by the Clearing House with respect to any MarketAxess SEF Swap, and the rights and obligations of purchasers and sellers under cleared Swaps resulting from Trades executed on MarketAxess SEF (including without limitation rights and obligations in respect of clearing and settlement, variation payments and performance at maturity), shall be governed by the Clearing House Rules, as applicable.

  • Nothing in this Rule 803 or Rule 804 shall be construed to create a claim against the MarketAxess SEF, to limit a defense available to the MarketAxess SEF, or to obviate or modify any limitation of MarketAxess SEF liability imposed by any other rule.

  • Confidentiality of Financial and Other Information All information and data obtained or received by the Market Regulation Department from inspections of accounting and other records, quarterly balance sheets and declarations or reports on financial condition will be treated as confidential by the MarketAxess SEF; however, this Rule does not supplant Rule 213 and the Rules in Chapter 7, or any other requirement of legal process or Applicable Law.

Related to MarketAxess SEF

  • Retail Store – means any business facility that sells goods directly to the consumer whether for or not-for-profit, including, but not limited to, retail stores, restaurants, pharmacies, convenience and grocery stores, liquor stores, as well as seasonal and temporary businesses.

  • Harbour Master means the ABP Harbour Master or Dock Master for the Port (as appropriate) or their authorised representative;