Examples of Member Client in a sentence
After notice and opportunity for hearing in accordance with these Rules, the Company may impose sanctions if any Participant, Authorized User, Trading Customer, Clearing Member, Client Account, Clearing Customer or other Person using any of the Participant’s User IDs is found to have violated or to have attempted to violate a Rule for which the Company possesses jurisdiction.
Any Clearing Member that participates in any Incentive Programme shall ensure that it shall not, and that any Client shall not, through its participation in the Incentive Programme: affect or distort the proper market in any Contract; or commit or permit the commission of any market abuse or any other breach of any applicable law or regulation applying to the Member, Client or the trading of any Contract; or enter into any Contract that is not compliant with any applicable Incentive Programme Requirements.
I/We hereby give this declaration without any coercion, with sound mind and voluntarily to you, which shall be a part of my Client Registration Form and Member Client Agreement executed on the dates mentioned therein.
The Member must submit the form to the Exchange together with a Client registration form which shall be deemed to be the Member Client Agreement duly signed by both the Member and the Client.
The Authorised Person's obligation to its Client in respect of Client Money relating to a particular Statutory Trust is discharged where the Authorised Person, to facilitate porting transfers or the transfer of that Client Money to a Clearing Member in connection with a Clearing Member Client Contract and the Clearing Member, remits payment to another Authorised Person or to another Clearing Member where the Client Money is paid to the Client or a duly authorised representative of the Client.